{"url":"https://nivawealth.com/firms/apex-investments-management-us-322874","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322874","regulatoryAum":392490285,"crd":"322874","history":[{"filedOn":"2023-03-30","regulatoryAum":127820000,"clients":1,"employees":4,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":134320000,"clients":1,"employees":4,"offices":2},{"filedOn":"2025-05-03","regulatoryAum":279483839,"clients":1,"employees":4,"offices":2},{"filedOn":"2026-09-11","regulatoryAum":392490285,"clients":1,"employees":6,"offices":2}],"secFileNumber":"801-126559","legalName":"Apex Investments Management US, LLC","displayName":"Apex Investments Management US","slug":"apex-investments-management-us-322874","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/apex-capital-transforming-businesses/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2665 South Bayshore Drive, Suite 810-B","city":"Coconut Grove","state":"FL","stateName":"Florida","country":"United States","postalCode":"33133"},"tradeNames":[],"registration":{"secApproved":"26 October 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":392490285,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":392490285,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":392490285}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Apex Investments Management US has custody of $392M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Andres Chavez","title":"Vice President","crd":"7652366"},{"name":"Cristobal Fernandez Abascal","title":"Chief Compliance Officer","crd":"8339452"},{"name":"Jose Mata","title":"Managing Director","crd":"7609229"},{"name":"Pedro Palma","title":"Managing Partner","crd":"4886306"}],"ownership":[{"label":"Apex Investments Management, S.a.","detail":"Managing member in the 75% or more ownership band and a control person, since May 2022."},{"label":"Apex Capital Assets, S.a.","detail":"Indirect owner: a shareholder of Apex Investments Management, S.a. in the 75% or more band and a control person, since October 2020.","parent":"Apex Investments Management, S.a."},{"label":"Emsa Holdings Corp","detail":"Indirect owner: a shareholder of Apex Capital Assets, S.a. in the 75% or more band and a control person, since October 2020.","parent":"Apex Capital Assets, S.a."},{"label":"Grupo Empresarial Mariposa Corp.","detail":"Indirect owner: a shareholder of Emsa Holdings Corp in the 75% or more band and a control person, since December 1994.","parent":"Emsa Holdings Corp"},{"label":"Windsor Business LTD.","detail":"Indirect owner: a shareholder of Grupo Empresarial Mariposa Corp. in the 75% or more band and a control person, since February 1997.","parent":"Grupo Empresarial Mariposa Corp."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"GUATEMALA CITY","country":"Guatemala","postalCode":"01010","street":"BLVD. LOS PROCERES 24-69","display":{"city":"GUATEMALA CITY","region":null,"postalCode":"01010","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2665 South Bayshore Drive, Suite 810-B","city":"Coconut Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-222-7246","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"11 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322874/PDF/322874.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Apex Investments Management US have?","answer":"Apex Investments Management US has 1 client and manages $392 million for them, as of September 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Apex Investments Management US offer?","answer":"Apex Investments Management US provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Apex Investments Management US have?","answer":"Apex Investments Management US has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Apex Investments Management US?","answer":"Apex Investments Management US is owned through a chain of holding companies by Windsor Business LTD. Its direct owner is Apex Investments Management, S.a. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Apex Investments Management US get paid?","answer":"Apex Investments Management US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Apex Investments Management US?","answer":"Apex Investments Management US’s main office is at 2665 South Bayshore Drive, Suite 810-B, Coconut Grove, FL 33133. Its phone number is 305-222-7246.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}