{"url":"https://nivawealth.com/firms/ap-wealth-management-156417","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156417","regulatoryAum":339554592,"crd":"156417","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4243098","suffix":null,"lastName":"FAIR","firstName":"WILLIAM","middleName":"PATRICK"},{"crd":"4666516","suffix":null,"lastName":"MCMANUS","firstName":"EUGENE","middleName":"FRANCIS"},{"crd":"7415361","suffix":"III","lastName":"McManus","firstName":"Eugene","middleName":"Francis"},{"crd":"6486292","suffix":null,"lastName":"O'GORMAN","firstName":"THOMAS","middleName":"M"},{"crd":"6025155","suffix":null,"lastName":"QUAMME","firstName":"CLAYTON","middleName":"ROLF"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":174336180,"clients":239,"employees":7,"offices":1},{"filedOn":"2022-03-01","regulatoryAum":214163408,"clients":261,"employees":7,"offices":1},{"filedOn":"2023-03-21","regulatoryAum":207267051,"clients":237,"employees":7,"offices":2},{"filedOn":"2024-01-16","regulatoryAum":236896731,"clients":273,"employees":6,"offices":2},{"filedOn":"2025-01-16","regulatoryAum":294000868,"clients":294,"employees":6,"offices":2},{"filedOn":"2026-07-09","regulatoryAum":339554592,"clients":283,"employees":7,"offices":1}],"secFileNumber":"801-107514","legalName":"Ap Wealth Management, LLC","displayName":"AP Wealth Management","slug":"ap-wealth-management-156417","website":"https://apwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/156417/e2c61b3bff045222-r1.webp","tone":"light","width":855,"height":200,"sourceUrl":"https://apwealth.com/","sourceLabel":"AP Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/apwealthmanagement","xUrl":"https://twitter.com/apwealth","founded":"2011","organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1100 Frazier Drive","city":"Augusta","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30909"},"tradeNames":[],"registration":{"secApproved":"28 March 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1222622.1115241635,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":339554592,"discretionary":326669092,"discretionaryAccounts":928,"nonDiscretionary":12885500,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":132,"regulatoryAum":25508989},{"label":"High-net-worth individuals","clients":137,"regulatoryAum":303376359},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":3442455},{"label":"Charitable organizations","clients":6,"regulatoryAum":7226789}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018037","versionId":1018037,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-12","documentName":"APWM BROCHURE PARTS 2A AND 2B","fee_rate_low":null,"fee_rate_high":1.45,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Service","summary":"A comprehensive financial plan costs from $5,000 and rises for more complex plans; the fee may be waived if the client engages the firm for ongoing wealth management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018037","versionId":1018037,"submittedOn":"2026-03-12","documentName":"APWM BROCHURE PARTS 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:36:28.422441+00:00","documents":[{"name":"APWM BROCHURE PARTS 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018037","versionId":1018037,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":135512674}],"custodyNote":"AP Wealth Management has custody of $105M in client assets for 150 clients.","leadership":[{"name":"William Fair","title":"Member, Chief Compliance Officer","crd":"4243098"},{"name":"Eugene McManus","title":"Member","crd":"4666516"},{"name":"Thomas O'Gorman","title":"Managing Member","crd":"6486292"},{"name":"Clayton Quamme","title":"Member","crd":"6025155"}],"ownership":[{"label":"Eugene McManus","detail":"Member in the 25% to 50% ownership band and a control person, since January 2011."},{"label":"William Fair","detail":"Member, chief compliance officer in the 25% to 50% ownership band and a control person, since January 2011."},{"label":"Thomas O'Gorman","detail":"Managing member in the 25% to 50% ownership band and a control person, since January 2024."},{"label":"Clayton Quamme","detail":"Member in the 25% to 50% ownership band and a control person, since July 2021."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"1100 Frazier Drive","city":"Augusta","headquarters":true}]}],"brochureServices":["retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"706-364-4281","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":9},{"label":"Investment grade corporate bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":75},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"9 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156417/PDF/156417.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018037","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does AP Wealth Management have?","answer":"AP Wealth Management has 283 clients and manages $340 million for them, as of July 2026. They include 137 high-net-worth individuals, 132 individual clients, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does AP Wealth Management offer?","answer":"AP Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does AP Wealth Management charge?","answer":"AP Wealth Management charges up to 1.45% a year for its Investment Management Services. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"APWM BROCHURE PARTS 2A AND 2B, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does AP Wealth Management use?","answer":"AP Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $136M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does AP Wealth Management have?","answer":"AP Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does AP Wealth Management invest in?","answer":"At the end of its last fiscal year, AP Wealth Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 9% U.S. government and agency bonds, 6% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does AP Wealth Management have a minimum investment?","answer":"Yes, AP Wealth Management’s minimum account size for its Investment Management Services is $1M.","source":"APWM BROCHURE PARTS 2A AND 2B, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns AP Wealth Management?","answer":"AP Wealth Management’s direct owners are Eugene McManus, William Fair, Thomas O'Gorman and Clayton Quamme, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does AP Wealth Management get paid?","answer":"AP Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is AP Wealth Management registered with the SEC?","answer":"Yes, AP Wealth Management has been registered with the SEC as an investment adviser since 28 March 2016. Its CRD number is 156417 and its SEC file number is 801-107514.","source":"Form ADV Part 1A, Item 1, filed 9 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact AP Wealth Management?","answer":"AP Wealth Management’s main office is at 1100 Frazier Drive, Augusta, GA 30909. Its phone number is 706-364-4281. Its website is apwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}