{"url":"https://nivawealth.com/firms/antoine-williams-and-associates-wealth-management-312253","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312253","regulatoryAum":318898746,"crd":"312253","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5299286","suffix":null,"lastName":"LAGROW","firstName":"TINA","middleName":"M"},{"crd":"2072136","suffix":null,"lastName":"WILLIAMS","firstName":"ANTOINE","middleName":"TROY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-22","regulatoryAum":167944043,"clients":288,"employees":2,"offices":1},{"filedOn":"2022-03-04","regulatoryAum":180310154,"clients":310,"employees":2,"offices":1},{"filedOn":"2023-04-17","regulatoryAum":173065142,"clients":311,"employees":3,"offices":1},{"filedOn":"2024-01-08","regulatoryAum":197908113,"clients":333,"employees":3,"offices":1},{"filedOn":"2025-01-22","regulatoryAum":229248760,"clients":335,"employees":3,"offices":1},{"filedOn":"2026-06-23","regulatoryAum":318898746,"clients":324,"employees":3,"offices":1}],"secFileNumber":"801-120352","legalName":"Antoine 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that.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049257","versionId":1049257,"submittedOn":"2026-06-23","documentName":"ADV PART 2A- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:51:26.588179+00:00","documents":[{"name":"ADV PART 2A- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049257","versionId":1049257,"submittedOn":"2026-06-23"}]},"custodians":[{"name":"SEI Private Trust / SEI Investments Distribution Co.","shortName":"SEI Private Trust / SEI Investments Distribution","location":"Oaks, PA","smaAssets":318898746}],"custodyNote":"Antoine Williams & Associates Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Antoine Williams","title":"Managing 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managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"23 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312253/PDF/312253.pdf","brochureDate":"23 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049257","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Antoine Williams & Associates Wealth Management have?","answer":"Antoine Williams & Associates Wealth Management has 324 clients and manages $319 million for them, as of June 2026. They include 233 individual clients and 91 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Antoine Williams & Associates Wealth Management offer?","answer":"Antoine Williams & Associates Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Antoine Williams & Associates Wealth Management charge?","answer":"Antoine Williams & Associates Wealth Management charges 0.50%–1.00% a year for its Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears.","source":"ADV PART 2A- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC, filed 23 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Antoine Williams & Associates Wealth Management use?","answer":"Antoine Williams & Associates Wealth Management’s separately managed account assets are held at SEI Private Trust / SEI Investments Distribution Co. (Oaks, PA), with $319M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Antoine Williams & Associates Wealth Management have?","answer":"Antoine Williams & Associates Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Antoine Williams & Associates Wealth Management invest in?","answer":"At the end of its last fiscal year, Antoine Williams & Associates Wealth Management’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 6% cash and equivalents, 5% investment grade corporate bonds and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Antoine Williams & Associates Wealth Management?","answer":"Antoine Williams & Associates Wealth Management’s direct owner is Antoine Williams (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Antoine Williams & Associates Wealth Management get paid?","answer":"Antoine Williams & Associates Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Antoine Williams & Associates Wealth Management?","answer":"Antoine Williams & Associates Wealth Management’s main office is at 2989 Shelburne Road, Shelburne, VT 05482. Its phone number is 802-985-8808. Its website is antoinewilliamsandassoc.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}