{"url":"https://nivawealth.com/firms/antman-lester-murray-119311","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/119311","regulatoryAum":438939064,"crd":"119311","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4506158","suffix":null,"lastName":"ANTMAN","firstName":"LESTER","middleName":"MURRAY"},{"crd":"6913384","suffix":null,"lastName":"Jurman","firstName":"Steve","middleName":"Neal"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-09","regulatoryAum":255488214,"clients":66,"employees":3,"offices":1},{"filedOn":"2022-01-31","regulatoryAum":292444442,"clients":77,"employees":2,"offices":1},{"filedOn":"2023-03-04","regulatoryAum":243176497,"clients":76,"employees":2,"offices":1},{"filedOn":"2024-02-20","regulatoryAum":329330960,"clients":67,"employees":2,"offices":1},{"filedOn":"2025-03-07","regulatoryAum":370607386,"clients":74,"employees":2,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":438939064,"clients":67,"employees":2,"offices":1}],"secFileNumber":"801-69016","legalName":"Antman, Lester Murray","displayName":"Antman, Lester Murray","slug":"antman-lester-murray-119311","website":"https://simplyrich.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"2 April 2008","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":6551329.313432836,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":438939064,"discretionary":438939064,"discretionaryAccounts":222,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":22,"regulatoryAum":9207480},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":429731584}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:43:44.214149+00:00","documents":[{"name":"2026 ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013741","versionId":1013741,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":438939064}],"custodyNote":"Antman, Lester Murray does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Steve Jurman","title":"Chief Compliance Officer","crd":"6913384"},{"name":"Lester Antman","title":"Owner","crd":"4506158"}],"ownership":[{"label":"Lester Antman","detail":"Owner in the 75% or more ownership band and a control person, since February 2001."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-589-0430","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/119311/PDF/119311.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013741","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Antman, Lester Murray have?","answer":"Antman, Lester Murray has 67 clients and manages $439 million for them, as of March 2026. They include 45 high-net-worth individuals and 22 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Antman, Lester Murray offer?","answer":"Antman, Lester Murray provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Antman, Lester Murray use?","answer":"Antman, Lester Murray’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $439M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Antman, Lester Murray have?","answer":"Antman, Lester Murray has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Antman, Lester Murray invest in?","answer":"At the end of its last fiscal year, Antman, Lester Murray’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Antman, Lester Murray?","answer":"Antman, Lester Murray’s direct owner is Lester Antman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Antman, Lester Murray get paid?","answer":"Antman, Lester Murray is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Antman, Lester Murray?","answer":"Its phone number is 866-589-0430. Its website is simplyrich.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}