{"url":"https://nivawealth.com/firms/anderson-griggs-and-company-110313","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110313","regulatoryAum":133610533,"crd":"110313","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5084032","suffix":null,"lastName":"ANDERSON","firstName":"JUSTIN","middleName":"THOMAS"},{"crd":"716035","suffix":null,"lastName":"ANDERSON","firstName":"KENDALL","middleName":"JAMES"},{"crd":"1900291","suffix":"SR","lastName":"FERGUSON","firstName":"CRAIG","middleName":"TAYLOR"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-03","regulatoryAum":120345298,"clients":163,"employees":3,"offices":1},{"filedOn":"2026-01-21","regulatoryAum":133610533,"clients":170,"employees":3,"offices":1}],"secFileNumber":"801-133808","legalName":"Anderson Griggs & Company, Inc.","displayName":"Anderson Griggs & Company","slug":"anderson-griggs-and-company-110313","website":"https://andersongriggs.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/anderson-griggs-investments","founded":null,"organization":"South Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"113 E. Main Street, Suite 310","city":"Rock Hill","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29730"},"tradeNames":["Anderson Griggs","Anderson Griggs Portfolio Management"],"registration":{"secApproved":"3 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":790367.686746988,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":133610533,"discretionary":133610533,"discretionaryAccounts":331,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":115,"regulatoryAum":44810681},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":86390355},{"label":"Charitable organizations","clients":4,"fewerThan5":true,"regulatoryAum":2409497}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:06:22.744315+00:00","documents":[{"name":"ANDERSON GRIGGS & COMPANY, INC. FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002948","versionId":1002948,"submittedOn":"2026-01-21"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":135155890}],"custodyNote":"Anderson Griggs & Company has custody of $48.1M in client assets for 71 clients.","leadership":[{"name":"Justin Anderson","title":"President/Treasurer/Secretary","crd":"5084032"},{"name":"Craig Ferguson","title":"Chief Compliance Officer","crd":"1900291"},{"name":"Kendall Anderson","title":"Founder","crd":"716035"},{"name":"Elizabeth Anderson","title":"Former Employee of Anderson Griggs Investments","crd":"6625515"}],"ownership":[{"label":"Kendall Anderson","detail":"Founder in the 25% to 50% ownership band and a control person, since January 2019."},{"label":"Justin Anderson","detail":"President/treasurer/secretary in the 50% to 75% ownership band and a control person, since January 2019."},{"label":"Elizabeth Anderson","detail":"Former employee of anderson griggs investments in the 5% to 10% ownership band, since June 2024."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"113 E. Main Street, Suite 310","city":"Rock Hill","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"803-324-5044","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"Non-exchange-traded equity securities","percent":51},{"label":"U.S. government/agency bonds","percent":30},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"21 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110313/PDF/110313.pdf","brochureDate":"21 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002948","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Anderson Griggs & Company have?","answer":"Anderson Griggs & Company has 170 clients and manages $134 million for them, as of January 2026. They include 115 individual clients, 51 high-net-worth individuals and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Anderson Griggs & Company offer?","answer":"Anderson Griggs & Company provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Anderson Griggs & Company use?","answer":"Anderson Griggs & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Anderson Griggs & Company have?","answer":"Anderson Griggs & Company has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Anderson Griggs & Company invest in?","answer":"At the end of its last fiscal year, Anderson Griggs & Company’s separately managed accounts held 51% non-exchange-traded equities, 30% U.S. government and agency bonds, 13% exchange-traded equities and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Anderson Griggs & Company?","answer":"Anderson Griggs & Company’s direct owners are Kendall Anderson (25% to 50%), Justin Anderson (50% to 75%) and Elizabeth Anderson (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Anderson Griggs & Company get paid?","answer":"Anderson Griggs & Company is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Anderson Griggs & Company registered with the SEC?","answer":"Yes, Anderson Griggs & Company has been registered with the SEC as an investment adviser since 3 July 2025. Its CRD number is 110313 and its SEC file number is 801-133808.","source":"Form ADV Part 1A, Item 1, filed 21 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Anderson Griggs & Company?","answer":"Anderson Griggs & Company’s main office is at 113 E. Main Street, Suite 310, Rock Hill, SC 29730. Its phone number is 803-324-5044. Its website is andersongriggs.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}