{"url":"https://nivawealth.com/firms/ancora-private-wealth-advisors-124845","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124845","regulatoryAum":3899628309,"crd":"124845","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2780646","suffix":null,"lastName":"BARTELS","firstName":"JOHN","middleName":"GREGORY"},{"crd":"7120648","suffix":null,"lastName":"BARTELS","firstName":"RYAN","middleName":null},{"crd":"4977623","suffix":null,"lastName":"Brown","firstName":"ASHLEY","middleName":null},{"crd":"4881240","suffix":null,"lastName":"DANCH","firstName":"JOHN","middleName":"EDWARD"},{"crd":"5763274","suffix":null,"lastName":"ESSNER","firstName":"HOWARD","middleName":"SCOTT"},{"crd":"8211911","suffix":null,"lastName":"Hanke","firstName":"Cassandra","middleName":null},{"crd":"6736835","suffix":null,"lastName":"Hopkins","firstName":"Gregory","middleName":"William"},{"crd":"2779028","suffix":null,"lastName":"KENNEDY","firstName":"THOMAS","middleName":"JERARD"},{"crd":"1873256","suffix":null,"lastName":"MCCORMACK","firstName":"PAUL","middleName":"THOMPSON"},{"crd":"1553346","suffix":null,"lastName":"RENNER","firstName":"RICHARD","middleName":"BECK"},{"crd":"5450876","suffix":null,"lastName":"Rosenthal","firstName":"Lisa","middleName":null},{"crd":"2169582","suffix":null,"lastName":"SANTELLI","firstName":"MICHAEL","middleName":"ENRICO"},{"crd":"2371457","suffix":null,"lastName":"SOWERBY","firstName":"DAVID","middleName":"GERARD"},{"crd":"2947318","suffix":null,"lastName":"VAILLANCOURT","firstName":"KEVIN","middleName":"PATRICK"},{"crd":"4557087","suffix":null,"lastName":"VAN FOSSEN","firstName":"JEFFREY","middleName":"CHARLES"}],"total":15,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":1983664519,"clients":2684,"employees":62,"offices":3},{"filedOn":"2022-03-24","regulatoryAum":2449637053,"clients":3025,"employees":62,"offices":3},{"filedOn":"2023-03-30","regulatoryAum":2258611511,"clients":3474,"employees":62,"offices":3},{"filedOn":"2024-03-05","regulatoryAum":2708839827,"clients":3813,"employees":65,"offices":3},{"filedOn":"2025-03-21","regulatoryAum":3213280712,"clients":4083,"employees":65,"offices":3},{"filedOn":"2026-04-01","regulatoryAum":3899628309,"clients":4509,"employees":53,"offices":2}],"secFileNumber":"801-61942","legalName":"Ancora Private Wealth Advisors, LLC","displayName":"Ancora Private Wealth Advisors","slug":"ancora-private-wealth-advisors-124845","website":"https://ancora.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/124845/aace2b8d8a64cc4a-r1.webp","tone":"dark","width":1558,"height":200,"sourceUrl":"https://ancora.net/","sourceLabel":"Ancora Private Wealth Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/ancoraadvisors","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6060 Parkland Boulevard, Suite 200","city":"Cleveland","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44124"},"tradeNames":["Ancora"],"registration":{"secApproved":"3 April 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":837040.3328047122,"staff":{"employees":53,"advisory":29,"brokerDealerReps":16,"insuranceAgents":14,"promoters":4},"aum":{"regulatory":3899628309,"discretionary":3776712376,"discretionaryAccounts":4436,"nonDiscretionary":122915933,"nonDiscretionaryAccounts":73,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":4414,"regulatoryAum":3694696029},{"label":"Pension and profit-sharing plans","clients":27,"regulatoryAum":45705711},{"label":"Charitable organizations","clients":28,"regulatoryAum":28902614},{"label":"Corporations and other businesses","clients":40,"regulatoryAum":130323955}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038040","versionId":1038040,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"ANCORA PRIVATE WEALTH ADVISORS LLC FORM ADV PART 2A DTD 12-31-2025","fee_rate_low":0.3,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Life Planning & Wealth Advisory Services","summary":"A flat fee or a percentage of assets, based on the scope and depth of the engagement, agreed before work starts; 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They include 4,414 high-net-worth individuals, 40 corporations and other businesses, and 28 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ancora Private Wealth Advisors offer?","answer":"Ancora Private Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ancora Private Wealth Advisors charge?","answer":"Ancora Private Wealth Advisors charges 0.30%–1.00% a year for its Portfolio Management. The fee is billed in advance and is negotiable.","source":"ANCORA PRIVATE WEALTH ADVISORS LLC FORM ADV PART 2A DTD 12-31-2025, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ancora Private Wealth Advisors use?","answer":"Ancora Private Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.78B and Charles Schwab & Co., Inc. (San Francisco, CA), with $1.28B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ancora Private Wealth Advisors have?","answer":"Ancora Private Wealth Advisors has 16 investment adviser representatives registered with state securities authorities, out of 53 employees, and 29 perform investment advisory functions. 16 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ancora Private Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Ancora Private Wealth Advisors’ separately managed accounts held 44% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 7% state and local bonds and 3% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ancora Private Wealth Advisors?","answer":"Ancora Private Wealth Advisors is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Inverness Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ancora Private Wealth Advisors get paid?","answer":"Ancora Private Wealth Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ancora Private Wealth Advisors?","answer":"Ancora Private Wealth Advisors’ main office is at 6060 Parkland Boulevard, Suite 200, Cleveland, OH 44124. Its phone number is 216-825-4000. Its website is ancora.net.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}