{"url":"https://nivawealth.com/firms/amplius-asset-management-334991","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334991","regulatoryAum":247303106,"crd":"334991","history":[{"filedOn":"2025-03-28","regulatoryAum":0,"clients":1,"employees":12,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":247303106,"clients":1,"employees":12,"offices":1}],"secFileNumber":"801-132157","legalName":"Amplius Asset Management, LLC","displayName":"Amplius Asset Management","slug":"amplius-asset-management-334991","website":"https://ampliusetfs.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/334991/c1e960dd35c810e7-r1.webp","tone":"light","width":877,"height":200,"sourceUrl":"https://www.ampliusetfs.com","sourceLabel":"Amplius Asset Management, LLC, website"},"classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1787 Sentry Parkway West, Veva 16, Suite 100","city":"Blue Bell","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19422"},"tradeNames":[],"registration":{"secApproved":"14 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":8,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":247303106,"discretionary":247303106,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":247303106}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Amplius Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Samuel Liebman","title":"Chairman","crd":"309396"},{"name":"Matthew Liebman","title":"CEO, CCO","crd":"3065206"},{"name":"Aaron Marks","title":"Chief Strategy Officer","crd":"5173567"}],"ownership":[{"label":"Amplius Holdings, LLC","detail":"Owner in the 75% or more ownership band and a control person, since February 2025."},{"label":"Liebman Family, LLC","detail":"Indirect owner: a member of Amplius Holdings, LLC in the 50% to 75% band and a control person, since February 2025.","parent":"Amplius Holdings, LLC"},{"label":"Jem Partner Holdings, LLC","detail":"Indirect owner: a member of Amplius Holdings, LLC in the 25% to 50% band and a control person, since February 2025.","parent":"Amplius Holdings, LLC"},{"label":"Samuel Liebman","detail":"Indirect owner: a member of Liebman Family, LLC in the 50% to 75% band and a control person, since February 2021.","parent":"Liebman Family, LLC"},{"label":"Matthew Liebman","detail":"Indirect owner: a member of Liebman Family, LLC in the 50% to 75% band and a control person, since February 2021.","parent":"Liebman Family, LLC"},{"label":"Aaron Marks","detail":"Indirect owner: a member of Jem Partner Holdings, LLC in the 75% or more band and a control person, since February 2021.","parent":"Jem Partner Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1787 Sentry Parkway West, Veva 16, Suite 100","city":"Blue Bell","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-310-7770","stateRegisteredReps":0,"otherAdviserReps":10,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334991/PDF/334991.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Amplius Asset Management have?","answer":"Amplius Asset Management has 1 client and manages $247 million for them, as of September 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Amplius Asset Management offer?","answer":"Amplius Asset Management provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Amplius Asset Management have?","answer":"Amplius Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Amplius Asset Management?","answer":"Amplius Asset Management is owned through a chain of holding companies by Samuel and Matthew Liebman and Aaron Marks. Its direct owner is Amplius Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Amplius Asset Management get paid?","answer":"Amplius Asset Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Amplius Asset Management?","answer":"Amplius Asset Management’s main office is at 1787 Sentry Parkway West, Veva 16, Suite 100, Blue Bell, PA 19422. Its phone number is 215-310-7770. Its website is ampliusetfs.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}