{"url":"https://nivawealth.com/firms/amg-funds-153456","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153456","regulatoryAum":18253165249,"crd":"153456","secFileNumber":"801-56365","legalName":"Amg Funds LLC","displayName":"Amg Funds","website":"https://www.amgfunds.com","linkedinUrl":"https://www.linkedin.com/company/amg-funds/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"680 Washington Boulevard, Suite 500","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06901"},"tradeNames":["Amg Distributors","Amg Wealth"],"registration":{"secApproved":"30 March 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":99,"advisory":3,"brokerDealerReps":52,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":18253165249,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":18253165249}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Amg Funds does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Spellman","title":"Chief Compliance Officer","crd":"3086822"},{"name":"Mark Duggan","title":"Managing Director, Senior Counsel","crd":"4369668"},{"name":"Rachel Jacobs Antonaccio","title":"Managing Director, Head of Client Solutions","crd":"3189490"},{"name":"Keitha Kinne","title":"Head of Platform Operations","crd":"2039630"}],"ownership":[{"label":"TMF Corp","detail":"Managing member in the 75% or more ownership band and a control person, since April 1999."},{"label":"Affiliated Managers Group, Inc.","detail":"Indirect owner: a sole shareholder of Amg Global in the 75% or more band and a control person, since April 1999.","parent":"Amg Global"},{"label":"Amg Global, Inc.","detail":"Indirect owner: a sole shareholder of TMF Corp in the 75% or more band and a control person, since December 2012.","parent":"TMF Corp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"680 Washington Boulevard, Suite 500","city":"Stamford","headquarters":true}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"600 Hale Street","city":"Prides Crossing"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-299-3500","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/153456/PDF/153456.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Amg Funds have?","answer":"Amg Funds has 5 clients and manages $18.3 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Amg Funds offer?","answer":"Amg Funds provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Amg Funds have?","answer":"Amg Funds has 4 investment adviser representatives registered with state securities authorities, out of 99 employees, and 3 perform investment advisory functions. 52 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Amg Funds?","answer":"Amg Funds is owned through a holding company by Amg Global, Inc. Its direct owners are TMF Corp (75% or more) and Affiliated Managers Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Amg Funds get paid?","answer":"Amg Funds is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}