{"url":"https://nivawealth.com/firms/amerity-wealth-management-322265","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322265","regulatoryAum":338837000,"crd":"322265","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2314167","suffix":null,"lastName":"BOND","firstName":"DAWN","middleName":"MAY"},{"crd":"2962893","suffix":null,"lastName":"Bothe","firstName":"Brian","middleName":"Thomas"},{"crd":"7860185","suffix":null,"lastName":"Brunelle","firstName":"Kelson","middleName":"Rhys"},{"crd":"6682604","suffix":null,"lastName":"Fain","firstName":"Joshua","middleName":"Craig"},{"crd":"5578218","suffix":null,"lastName":"HERSCH","firstName":"JASON","middleName":"WILLIAM"},{"crd":"7378866","suffix":null,"lastName":"Kershaw","firstName":"Timothy","middleName":"Alan"},{"crd":"7474604","suffix":null,"lastName":"Lavender","firstName":"James","middleName":null},{"crd":"7966468","suffix":null,"lastName":"Leigh","firstName":"Daniel","middleName":"Martyn"},{"crd":"1334784","suffix":null,"lastName":"PEARCE","firstName":"BRIAN","middleName":"STANLEY"},{"crd":"6226270","suffix":null,"lastName":"Pearce","firstName":"Lance","middleName":"Michael"},{"crd":"7309103","suffix":null,"lastName":"Putt","firstName":"Simon","middleName":"Edmund"},{"crd":"6707161","suffix":null,"lastName":"STADLER","firstName":"CHRISTOPHER","middleName":"LEE"},{"crd":"7239125","suffix":null,"lastName":"Stojkovic","firstName":"Alexander","middleName":"Peter"},{"crd":"6533996","suffix":null,"lastName":"TARR","firstName":"NATHAN","middleName":"CHARLES"},{"crd":"4540928","suffix":null,"lastName":"TEITELBAUM","firstName":"RICHARD","middleName":"S"},{"crd":"6151913","suffix":null,"lastName":"VELEZ","firstName":"GIL 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WEALTH FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026390","versionId":1026390,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":63209000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":77050000},{"name":"RL 360 Insurance Company Limited","shortName":"RL 360 Insurance Company Limited","location":"Douglas","smaAssets":78563000},{"name":"Pershing Channel Islands, LTD","shortName":"Pershing","location":"St Helier","smaAssets":85549000}],"custodyNote":"Amerity Wealth Management has custody of $10.3M in client assets for 35 clients.","otherCustodians":[],"leadership":[{"name":"Dawn Bond","title":"Member, Chief Compliance Officer","crd":"2314167"},{"name":"Mark Wells","title":"Managing Member","crd":"2131963"}],"ownership":[{"label":"Mark Wells","detail":"Managing member in the 75% or more ownership band and a control person, since June 2022."},{"label":"Dawn Bond","detail":"Member, chief compliance officer in the 10% to 25% ownership band and a control person, since June 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":17,"privateResidences":4},"listedOfficeAddresses":14,"foreignOffices":[{"city":"CHISLEHURST, KENT","country":"United Kingdom","postalCode":"BR7 6LH","street":"1 BROMLEY LANE","display":{"city":"CHISLEHURST, KENT","region":null,"postalCode":"BR7 6LH","ruleVersion":"office-display-1"}},{"city":"SETUBAL","country":"Portugal","postalCode":"2900-205","street":"24 AVENIDA ALEXANDRE HERCULANO 6E","display":{"city":"SETUBAL","region":null,"postalCode":"2900-205","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":10,"addresses":[{"street":"4740 Cleveland Heights Boulevard, Suite 5","city":"Lakeland","headquarters":true},{"street":"12200 W. 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They include 610 individual clients, 138 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Amerity Wealth Management offer?","answer":"Amerity Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Amerity Wealth Management use?","answer":"Amerity Wealth Management’s separately managed account assets are held at Pershing Channel Islands, LTD (St Helier), with $85.5M, RL 360 Insurance Company Limited (Douglas), with $78.6M, Charles Schwab & Co., Inc. (Westlake, TX), with $77.1M and Fidelity Brokerage Services LLC (Smithfield, RI), with $63.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Amerity Wealth Management have?","answer":"Amerity Wealth Management has 15 investment adviser representatives registered with state securities authorities, out of 17 employees, and 16 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Amerity Wealth Management invest in?","answer":"At the end of its last fiscal year, Amerity Wealth Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 10% cash and equivalents, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Indexes on Fixed Index Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Amerity Wealth Management?","answer":"Amerity Wealth Management’s direct owners are Mark Wells (75% or more) and Dawn Bond (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Amerity Wealth Management get paid?","answer":"Amerity Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Amerity Wealth Management?","answer":"Amerity Wealth Management’s main office is at 4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813. Its phone number is 863-683-1750. Its website is ameritywm.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}