{"url":"https://nivawealth.com/firms/altus-wealth-management-153650","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153650","regulatoryAum":405169835,"crd":"153650","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2211163","suffix":null,"lastName":"DOEPKER","firstName":"WILLIAM","middleName":"HENRY"},{"crd":"4372168","suffix":null,"lastName":"HERMES","firstName":"ANDREW","middleName":"MARTIN"},{"crd":"2373712","suffix":null,"lastName":"O'CONNOR","firstName":"STEVEN","middleName":"DOUGLAS"},{"crd":"6626557","suffix":null,"lastName":"SCHMIDT","firstName":"DEREK","middleName":"THOMAS"},{"crd":"6375593","suffix":null,"lastName":"STINSON","firstName":"AUSTIN","middleName":"CARL"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-15","regulatoryAum":217707262,"clients":183,"employees":3,"offices":1},{"filedOn":"2022-06-08","regulatoryAum":251452874,"clients":212,"employees":3,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":261722184,"clients":226,"employees":3,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":319630216,"clients":254,"employees":4,"offices":1},{"filedOn":"2025-01-24","regulatoryAum":359275273,"clients":274,"employees":4,"offices":1},{"filedOn":"2026-04-30","regulatoryAum":405169835,"clients":286,"employees":5,"offices":1}],"secFileNumber":"801-80301","legalName":"Altus Wealth Management, LLC","displayName":"Altus Wealth Management","slug":"altus-wealth-management-153650","website":"https://altuswm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2010","organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2500 Chamber Center Drive, Suite 202","city":"FT. 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They include 154 high-net-worth individuals, 131 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Altus Wealth Management offer?","answer":"Altus Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Altus Wealth Management use?","answer":"Altus Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $359M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Altus Wealth Management have?","answer":"Altus Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Altus Wealth Management invest in?","answer":"At the end of its last fiscal year, Altus Wealth Management’s separately managed accounts held 62% registered funds (mutual funds, ETFs, BDCs), 25% investment grade corporate bonds, 8% state and local bonds, 3% exchange-traded equities, 1% cash and equivalents and 1% other. The 1% other category is described as: Private Equity and Private Credit 1940 Act Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Altus Wealth Management?","answer":"Altus Wealth Management is owned through a holding company by Steven O'Connor. Its direct owners are William Doepker, Andrew Hermes and Altus Oc Group Inc, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Altus Wealth Management get paid?","answer":"Altus Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Altus Wealth Management registered with the SEC?","answer":"Yes, Altus Wealth Management has been registered with the SEC as an investment adviser since 12 September 2014. Its CRD number is 153650 and its SEC file number is 801-80301.","source":"Form ADV Part 1A, Item 1, filed 30 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Altus Wealth Management?","answer":"Altus Wealth Management’s main office is at 2500 Chamber Center Drive, Suite 202, FT. Mitchell, KY 41017. Its phone number is 859-815-8566. Its website is altuswm.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/altus-wealth-management-153650/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1802107/000180210726000006/0001802107-26-000006-index.html","totalValue":259786147,"positionCount":26,"top10Share":0.9598182077045085,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":56039943,"shares":151443,"shareType":"SH","priorValue":48230543,"priorShares":150340},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":47189210,"shares":64081,"shareType":"SH","priorValue":36918712,"priorShares":63964},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P 100 EQL 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}