{"url":"https://nivawealth.com/firms/altrius-capital-management-121529","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121529","regulatoryAum":716026961,"crd":"121529","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7397493","suffix":null,"lastName":"GINGRICH","firstName":"BRADY","middleName":null},{"crd":"7507775","suffix":null,"lastName":"Greenberg","firstName":"Maxwell","middleName":"T."},{"crd":"4621478","suffix":null,"lastName":"HENDRICK-SMITH","firstName":"RITA","middleName":"ANN"},{"crd":"5359746","suffix":null,"lastName":"ROLF","firstName":"CHRISTOPHER","middleName":"CONNOR"},{"crd":"2838922","suffix":null,"lastName":"RUSSO","firstName":"JAMES","middleName":"MICHAEL"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":371599222,"clients":420,"employees":10,"offices":3},{"filedOn":"2022-05-04","regulatoryAum":446209822,"clients":434,"employees":12,"offices":3},{"filedOn":"2023-07-05","regulatoryAum":458546055,"clients":499,"employees":13,"offices":3},{"filedOn":"2024-03-26","regulatoryAum":586519159,"clients":503,"employees":13,"offices":2},{"filedOn":"2025-07-21","regulatoryAum":626765786,"clients":491,"employees":13,"offices":2},{"filedOn":"2026-03-06","regulatoryAum":716026961,"clients":512,"employees":12,"offices":2}],"secFileNumber":"801-63153","legalName":"Altrius Capital Management, Inc.","displayName":"Altrius Capital Management","slug":"altrius-capital-management-121529","website":"https://altrius-capital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/121529/9bdc848754375e79-r1.webp","tone":"light","width":679,"height":200,"sourceUrl":"https://altrius-capital.com/","sourceLabel":"Altrius Capital Management, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/altrius-capital-management-inc-/mycompany/verification/?viewAsMember=true","founded":"1997","organization":"North Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"39555 Orchard Hill PL, Suite 600","city":"Novi","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48375"},"tradeNames":[],"registration":{"secApproved":"27 May 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1371225.384769539,"staff":{"employees":12,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":716026961,"discretionary":697981796,"discretionaryAccounts":1376,"nonDiscretionary":18045165,"nonDiscretionaryAccounts":55,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":250,"regulatoryAum":68318889},{"label":"High-net-worth individuals","clients":249,"regulatoryAum":615922578},{"label":"Investment companies","clients":1,"regulatoryAum":14269158},{"label":"Pension and profit-sharing plans","clients":12,"regulatoryAum":16959980},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":159562},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":396794}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.4,"from":0},{"to":1000000,"pct":1,"from":500000},{"to":null,"pct":0.8,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061085","versionId":1061085,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-14","documentName":"ALTRIUS CAPITAL MANAGEMENT, INC. ADV BROCHURE","fee_rate_low":0.8,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Advisory Consulting Services","summary":"Fees are negotiated case by case and set out in a written engagement letter; the brochure states no rate.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061085","versionId":1061085,"submittedOn":"2026-10-14","documentName":"ALTRIUS CAPITAL MANAGEMENT, INC. ADV BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:24:56.634047+00:00","documents":[{"name":"ALTRIUS CAPITAL MANAGEMENT, INC. ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061085","versionId":1061085,"submittedOn":"2026-10-14"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":716026961}],"custodyNote":"Altrius Capital Management does not have custody of client assets.","leadership":[{"name":"James Russo","title":"President, CEO, and Chief Compliance Officer","crd":"2838922"},{"name":"Sharon Boyd","title":"Chief Technical Officer","crd":"8051097"},{"name":"Claudia Cardenas","title":"Chief Operations Officer","crd":"8051483"},{"name":"Brady Gingrich","title":"Portfolio Manager","crd":"7397493"}],"ownership":[{"label":"James Russo","detail":"President, ceo, and chief compliance officer in the 75% or more ownership band and a control person, since February 1997."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"39555 Orchard Hill PL, Suite 600","city":"Novi","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"525 S. White Street","city":"Wake Forest"}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"252-638-7598","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"500","assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":23},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121529/PDF/121529.pdf","brochureDate":"14 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061085","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Altrius Capital Management have?","answer":"Altrius Capital Management has 512 clients and manages $716 million for them, as of March 2026. They include 250 individual clients, 249 high-net-worth individuals, and 12 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Altrius Capital Management offer?","answer":"Altrius Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting, educational seminars, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Altrius Capital Management charge?","answer":"Altrius Capital Management charges 0.80%–1.40% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ALTRIUS CAPITAL MANAGEMENT, INC. ADV BROCHURE, filed 14 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Altrius Capital Management use?","answer":"Altrius Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $716M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Altrius Capital Management have?","answer":"Altrius Capital Management has 5 investment adviser representatives registered with state securities authorities, out of 12 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Altrius Capital Management invest in?","answer":"At the end of its last fiscal year, Altrius Capital Management’s separately managed accounts held 64% exchange-traded equities, 23% high-yield corporate bonds, 6% U.S. government and agency bonds, 2% investment grade corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Altrius Capital Management?","answer":"Altrius Capital Management’s direct owner is James Russo (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Altrius Capital Management get paid?","answer":"Altrius Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Altrius Capital Management registered with the SEC?","answer":"Yes, Altrius Capital Management has been registered with the SEC as an investment adviser since 27 May 2004. Its CRD number is 121529 and its SEC file number is 801-63153.","source":"Form ADV Part 1A, Item 1, filed 6 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Altrius Capital Management?","answer":"Altrius Capital Management’s main office is at 39555 Orchard Hill PL, Suite 600, Novi, MI 48375. Its phone number is 252-638-7598. Its website is altrius-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}