{"url":"https://nivawealth.com/firms/alti-wealth-management-us-international-152104","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152104","regulatoryAum":690860427,"crd":"152104","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4659462","suffix":null,"lastName":"DE LA SERNA","firstName":"RICARDO","middleName":"CAYETANO"},{"crd":"5864010","suffix":null,"lastName":"ESPINOSA","firstName":"DANIEL","middleName":"RAUL"},{"crd":"2504733","suffix":null,"lastName":"REMY","firstName":"JOSE","middleName":"FELIX"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-09","regulatoryAum":725384232,"clients":40,"employees":31,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":895351672,"clients":53,"employees":28,"offices":1},{"filedOn":"2023-04-27","regulatoryAum":965636451,"clients":53,"employees":26,"offices":1},{"filedOn":"2024-05-02","regulatoryAum":840207615,"clients":39,"employees":4,"offices":1},{"filedOn":"2025-07-29","regulatoryAum":670418217,"clients":37,"employees":5,"offices":1},{"filedOn":"2026-04-28","regulatoryAum":690860427,"clients":37,"employees":10,"offices":1}],"secFileNumber":"801-70809","legalName":"Alti Wealth Management (US International), Inc.","displayName":"AlTi Wealth Management (US International)","slug":"alti-wealth-management-us-international-152104","website":"https://alti-global.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"2811 Ponce De Leon BLVD., Suite 520","city":"Coral Gables","state":"FL","stateName":"Florida","country":"United States","postalCode":"33134"},"tradeNames":[],"registration":{"secApproved":"4 December 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":16983918.055555556,"staff":{"employees":10,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":690860427,"discretionary":112488172,"discretionaryAccounts":13,"nonDiscretionary":578372255,"nonDiscretionaryAccounts":24,"wrapProgram":null,"nonUsClientsPct":88,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":36,"regulatoryAum":611421050},{"label":"Charitable organizations","clients":1,"regulatoryAum":79439377}],"feePrograms":[{"role":"main","program":"Management Fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032124","versionId":1032124,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-30","documentName":"ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. ADV PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":10000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:52:08.744032+00:00","documents":[{"name":"ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032124","versionId":1032124,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":75924734},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Miami, NY","smaAssets":80647658},{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":111173530}],"custodyNote":"AlTi Wealth Management (US International) does not have custody of client assets.","leadership":[{"name":"Jose Remy","title":"Director, President","crd":"2386252"},{"name":"Whitney Lewis","title":"Chief Legal Officer, US and Chief Compliance Officer","crd":"7379056"},{"name":"Stephanie Corral","title":"Director","crd":"7912031"},{"name":"Ricardo De La Serna","title":"Director, VP and Secretary","crd":"4659462"}],"ownership":[{"label":"Alti Wealth & Capital Solutions Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since August 2024."},{"label":"Alti Wealth & Capital Solutions","detail":"Member in the 75% or more ownership band and a control person, since August 2024."},{"label":"Alti Global Holdings, LLC","detail":"Indirect owner: a member of Alti Wealth & Capital Solutions Holdings, LLC in the 75% or more band and a control person, since January 2023.","parent":"Alti Wealth & Capital Solutions Holdings, LLC"},{"label":"Alti Global Capital, LLC","detail":"Indirect owner: a shareholder of Alti Global Topco Limited in the 75% or more band and a control person, since January 2023.","parent":"Alti Global Topco Limited"},{"label":"Alti Global, Inc.","detail":"Indirect owner: a member of Alti Global Capital, LLC in the 50% to 75% band and a control person, since January 2023.","parent":"Alti Global Capital, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2811 Ponce De Leon BLVD., Suite 520","city":"Coral Gables","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-373-8033","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":38},{"label":"Cash and cash equivalents","percent":14},{"label":"Other","percent":4,"detail":"Other Includes Real Estate Direct Investment and Balanced Funds."}],"privateFunds":0},"sources":{"adv1FilingDate":"28 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152104/PDF/152104.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032124","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does AlTi Wealth Management (US International) have?","answer":"AlTi Wealth Management (US International) has 37 clients and manages $691 million for them, as of April 2026. They include 36 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does AlTi Wealth Management (US International) offer?","answer":"AlTi Wealth Management (US International) provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does AlTi Wealth Management (US International) charge?","answer":"AlTi Wealth Management (US International) charges up to 1.00% a year for its Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $10,000,000.","source":"ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. ADV PART 2A BROCHURE, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does AlTi Wealth Management (US International) use?","answer":"AlTi Wealth Management (US International)’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $111M, Morgan Stanley Smith Barney LLC (Miami, NY), with $80.6M and Citigroup Global Markets Inc. (New York, NY), with $75.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does AlTi Wealth Management (US International) have?","answer":"AlTi Wealth Management (US International) has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does AlTi Wealth Management (US International) invest in?","answer":"At the end of its last fiscal year, AlTi Wealth Management (US International)’s separately managed accounts held 38% pooled vehicles (private funds and similar), 20% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 14% cash and equivalents, 4% investment grade corporate bonds, 4% other and 1% U.S. government and agency bonds. The 4% other category is described as: Other Includes Real Estate Direct Investment and Balanced Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does AlTi Wealth Management (US International) have a minimum investment?","answer":"Yes, AlTi Wealth Management (US International)’s minimum account size for its Management Fee is $10M.","source":"ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. ADV PART 2A BROCHURE, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns AlTi Wealth Management (US International)?","answer":"AlTi Wealth Management (US International) is owned through holding companies by Alti Global Holdings, LLC and Alti Global, Inc. Its direct owners are Alti Wealth & Capital Solutions Holdings, LLC (75% or more), Alti Wealth & Capital Solutions (75% or more) and Alti Global Capital, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does AlTi Wealth Management (US International) get paid?","answer":"AlTi Wealth Management (US International) is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is AlTi Wealth Management (US International) registered with the SEC?","answer":"Yes, AlTi Wealth Management (US International) has been registered with the SEC as an investment adviser since 4 December 2009. Its CRD number is 152104 and its SEC file number is 801-70809.","source":"Form ADV Part 1A, Item 1, filed 28 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact AlTi Wealth Management (US International)?","answer":"AlTi Wealth Management (US International)’s main office is at 2811 Ponce De Leon BLVD., Suite 520, Coral Gables, FL 33134. Its phone number is 305-373-8033. Its website is alti-global.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}