{"url":"https://nivawealth.com/firms/altamont-wealth-management-136031","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/136031","regulatoryAum":182866843,"crd":"136031","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4986247","suffix":null,"lastName":"MIHALKA","firstName":"ELIZABETH","middleName":"COLE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":172459625,"clients":24,"employees":2,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":182568174,"clients":27,"employees":2,"offices":1},{"filedOn":"2023-03-17","regulatoryAum":154809783,"clients":28,"employees":2,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":166766569,"clients":32,"employees":2,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":173200722,"clients":39,"employees":2,"offices":1},{"filedOn":"2026-08-07","regulatoryAum":182866843,"clients":37,"employees":3,"offices":1}],"secFileNumber":"801-111987","legalName":"Altamont Wealth Management, Inc.","displayName":"Altamont Wealth Management","slug":"altamont-wealth-management-136031","website":"https://altamontwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"486 South K Street","city":"Livermore","state":"CA","stateName":"California","country":"United States","postalCode":"94550-4515"},"tradeNames":[],"registration":{"secApproved":"30 October 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V.03.18.26","fee_rate_low":0.55,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Hourly Planning","summary":"Hourly planning starts with a $600 initial consultation, then $300 an hour for further consulting time.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021365","versionId":1021365,"submittedOn":"2026-03-18","documentName":"ALTAMONT ADV PART 2A & 2B ANNUAL AMENDMENT V.03.18.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:18:01.159618+00:00","documents":[{"name":"ALTAMONT ADV PART 2A & 2B ANNUAL AMENDMENT V.03.18.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021365","versionId":1021365,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":166776375}],"custodyNote":"Altamont Wealth Management has custody of $11.7M for 21 clients.","otherCustodians":[],"leadership":[{"name":"Elizabeth Mihalka","title":"President/Chief Compliance Officer","crd":"4986247"}],"ownership":[{"label":"Elizabeth Mihalka","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since December 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"486 South K Street","city":"Livermore","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-606-8181","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":15},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":54},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"7 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/136031/PDF/136031.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021365","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Altamont Wealth Management have?","answer":"Altamont Wealth Management has 37 clients and manages $183 million for them, as of August 2026. They include 25 high-net-worth individuals, 7 individual clients and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Altamont Wealth Management offer?","answer":"Altamont Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Altamont Wealth Management charge?","answer":"Altamont Wealth Management charges 0.55%–1.00% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and has a $5,000 annual minimum.","source":"ALTAMONT ADV PART 2A & 2B ANNUAL AMENDMENT V.03.18.26, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Altamont Wealth Management use?","answer":"Altamont Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $167M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Altamont Wealth Management have?","answer":"Altamont Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Altamont Wealth Management invest in?","answer":"At the end of its last fiscal year, Altamont Wealth Management’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 15% state and local bonds, 9% pooled vehicles (private funds and similar), 9% cash and equivalents, 7% exchange-traded equities, 2% U.S. government and agency bonds, 2% derivatives, 1% investment grade corporate bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Altamont Wealth Management?","answer":"Altamont Wealth Management’s direct owner is Elizabeth Mihalka (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Altamont Wealth Management get paid?","answer":"Altamont Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Altamont Wealth Management?","answer":"Altamont Wealth Management’s main office is at 486 South K Street, Livermore, CA 94550-4515. Its phone number is 925-606-8181. Its website is altamontwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}