{"url":"https://nivawealth.com/firms/altamont-capital-management-118979","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/118979","regulatoryAum":412289220,"crd":"118979","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4506332","suffix":null,"lastName":"JENKINS","firstName":"HARVEY","middleName":"WAYNE"},{"crd":"5865516","suffix":null,"lastName":"NORRIS","firstName":"SHON","middleName":"PATRICK"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":195977836,"clients":145,"employees":3,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":235368426,"clients":152,"employees":2,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":241900000,"clients":154,"employees":2,"offices":1},{"filedOn":"2024-02-14","regulatoryAum":272161835,"clients":165,"employees":2,"offices":3},{"filedOn":"2025-03-05","regulatoryAum":341810724,"clients":170,"employees":2,"offices":3},{"filedOn":"2026-01-28","regulatoryAum":412289220,"clients":163,"employees":2,"offices":3}],"secFileNumber":"801-107614","legalName":"Altamont Capital Management, LLC.","displayName":"Altamont Capital Management","slug":"altamont-capital-management-118979","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Coxe Avenue","city":"Asheville","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28801"},"tradeNames":[],"registration":{"secApproved":"1 April 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Schwab","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":354896474},{"name":"Mid Atlantic Trust Company","shortName":"Mid Atlantic Trust","location":"Pittsburgh, PA","smaAssets":53619824}],"custodyNote":"Altamont Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Shon Norris","title":"Member / CCO / President","crd":"5865516"},{"name":"Harvey Jenkins","title":"Member","crd":"4506332"},{"name":"Daniel Mullinix","title":"Member","crd":"7870618"},{"name":"Gerald Towson","title":"Member","crd":"4506340"}],"ownership":[{"label":"Gerald Towson","detail":"Member in the 25% to 50% ownership band and a control person, since March 2001."},{"label":"Harvey Jenkins","detail":"Member in the 25% to 50% ownership band and a control person, since March 2001."},{"label":"Shon Norris","detail":"Member / cco / president in the 25% to 50% ownership band and a control person, since January 2024."},{"label":"Daniel Mullinix","detail":"Member in the 25% to 50% ownership band and a control person, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":3,"addresses":[{"street":"100 Coxe Avenue","city":"Asheville","headquarters":true},{"street":"307 N Church Street","city":"Hendersonville"},{"street":"89 N Caldwell Street","city":"Brevard"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"828-236-0610","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":90},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"28 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/118979/PDF/118979.pdf","brochureDate":"28 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004582","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Altamont Capital Management have?","answer":"Altamont Capital Management has 163 clients and manages $412 million for them, as of January 2026. They include 107 individual clients, 41 high-net-worth individuals, and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Altamont Capital Management offer?","answer":"Altamont Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Altamont Capital Management charge?","answer":"Altamont Capital Management charges 0.60%–1.25% a year for its Advisor Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance or in arrears and is negotiable.","source":"ACM FORM ADV PART 2A, filed 28 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Altamont Capital Management use?","answer":"Altamont Capital Management’s separately managed account assets are held at Charles Schwab (Westlake, TX), with $355M and Mid Atlantic Trust Company (Pittsburgh, PA), with $53.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Altamont Capital Management have?","answer":"Altamont Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Altamont Capital Management invest in?","answer":"At the end of its last fiscal year, Altamont Capital Management’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs) and 10% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Altamont Capital Management?","answer":"Altamont Capital Management’s direct owners are Gerald Towson, Harvey Jenkins, Shon Norris and Daniel Mullinix, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Altamont Capital Management get paid?","answer":"Altamont Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Altamont Capital Management?","answer":"Altamont Capital Management’s main office is at 100 Coxe Avenue, Asheville, NC 28801. Its phone number is 828-236-0610.","source":"Form ADV Part 1A, Item 1.F, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}