{"url":"https://nivawealth.com/firms/alpinvest-us-holdings-328458","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328458","regulatoryAum":57655913506,"crd":"328458","secFileNumber":"801-129132","legalName":"Alpinvest US Holdings, LLC","displayName":"Alpinvest US Holdings","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Vanderbilt Ave, Suite 3400","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":[],"registration":{"secApproved":"15 December 2023","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":289,"advisory":127,"brokerDealerReps":11,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":56310176000,"discretionaryAccounts":125,"nonDiscretionary":1345737506,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":51,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":37052809},{"label":"Pooled investment vehicles","clients":120,"regulatoryAum":53725930964},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":27595889},{"label":"State or municipal government entities","clients":2,"regulatoryAum":224279034},{"label":"Other investment advisers","clients":1,"regulatoryAum":6781004},{"label":"Insurance companies","clients":2,"regulatoryAum":684884549},{"label":"Sovereign wealth funds and foreign official institutions","clients":9,"regulatoryAum":2949389257}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Alpinvest US Holdings has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Cameron Fairall","title":"Chief Compliance Officer","crd":"5996977"},{"name":"Geertruida Bagijn-van Overbeeke","title":"Managing Director and Principal Executive","crd":"7120113"},{"name":"Michael Thorne","title":"Chief Legal Officer","crd":"7521784"}],"ownership":[{"label":"The Carlyle Group","detail":"Managing member in the 75% or more ownership band and a control person, since May 2014."},{"label":"TC Group, L.L.C.","detail":"Indirect owner: a member of The Carlyle Group in the 75% or more band and a control person, since December 2000.","parent":"The Carlyle Group"},{"label":"CG Subsidiary Holdings L.L.C.","detail":"Indirect owner: a member of TC Group, L.L.C. in the 75% or more band and a control person, since January 2020.","parent":"TC Group, L.L.C."},{"label":"Carlyle Holdings I, L.P.","detail":"Indirect owner: a member of CG Subsidiary Holdings L.L.C. in the 50% to 75% band and a control person, since January 2020.","parent":"CG Subsidiary Holdings L.L.C."},{"label":"Carlyle Holdings I GP Sub L.L.C.","detail":"Indirect owner: general partner of Carlyle Holdings I, L.P. and a control person, since November 2011.","parent":"Carlyle Holdings I, L.P."},{"label":"Carlyle Holdings I GP Inc.","detail":"Indirect owner: a member of Carlyle Holdings I GP Sub L.L.C. in the 75% or more band and a control person, since November 2011.","parent":"Carlyle Holdings I GP Sub L.L.C."},{"label":"The Carlyle Group, Inc.","detail":"Indirect owner: a shareholder of Carlyle Holdings I GP Inc. in the 75% or more band and a control person, since November 2011.","parent":"Carlyle Holdings I GP Inc."},{"label":"Carlyle Holdings II L.L.C.","detail":"Indirect owner: a member of CG Subsidiary Holdings L.L.C. in the 25% to 50% band and a control person, since January 2020.","parent":"CG Subsidiary Holdings L.L.C."},{"label":"Carlyle Holdings II GP L.L.C.","detail":"Indirect owner: a member of Carlyle Holdings II L.L.C. in the 75% or more band and a control person, since November 2011.","parent":"Carlyle Holdings II L.L.C."},{"label":"The Carlyle Group Inc.","detail":"Indirect owner: a member of Carlyle Holdings II GP L.L.C. in the 75% or more band and a control person, since November 2011. Also a member of Carlyle Holdings II L.L.C. in the 50% to 75% band and a control person, since January 2020.","parent":"Carlyle Holdings II GP L.L.C."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"District of Columbia","offices":1,"addresses":[{"street":"1001 Pennsylvania Avenue NW","city":"Washington DC"}]},{"state":"New York","offices":1,"addresses":[{"street":"One Vanderbilt Ave, Suite 3400","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-735-4293","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":110},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328458/PDF/328458.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alpinvest US Holdings have?","answer":"Alpinvest US Holdings has 136 clients and manages $57.7 billion for them, as of July 2026. They include 120 pooled investment vehicles, 9 sovereign wealth funds and foreign official institutions and 2 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpinvest US Holdings offer?","answer":"Alpinvest US Holdings provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Alpinvest US Holdings have?","answer":"Alpinvest US Holdings has 0 investment adviser representatives registered with state securities authorities, out of 289 employees, and 127 perform investment advisory functions. 11 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alpinvest US Holdings invest in?","answer":"At the end of its last fiscal year, Alpinvest US Holdings’ separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 110 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpinvest US Holdings?","answer":"Alpinvest US Holdings is owned through a chain of holding companies by the Carlyle Group, Inc. and the Carlyle Group Inc. Its direct owner is the Carlyle Group (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpinvest US Holdings get paid?","answer":"Alpinvest US Holdings is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}