{"url":"https://nivawealth.com/firms/alpine-management-services-iii-157255","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157255","regulatoryAum":18913648910,"crd":"157255","secFileNumber":"801-73159","legalName":"Alpine Management Services III, LLC","displayName":"Alpine Management Services III","website":null,"linkedinUrl":"https://www.linkedin.com/company/alpine-investors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One California Street, Suite 2900","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94111"},"tradeNames":[],"registration":{"secApproved":"9 February 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":96,"advisory":73,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":18913648910,"discretionaryAccounts":16,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":18913648910}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Alpine Management Services III has custody of $14.10B for 16 clients.","otherCustodians":[],"leadership":[{"name":"Graham Weaver","title":"Member and Chief Executive Officer","crd":"2196703"},{"name":"Mark Strauch","title":"President","crd":"3113719"},{"name":"William Allen","title":"Chief Financial Officer","crd":"8243768"},{"name":"Alexandria Stuart","title":"General Counsel and Chief Compliance Officer","crd":"7675515"}],"ownership":[{"label":"Graham Weaver","detail":"Member and chief executive officer in the 75% or more ownership band and a control person, since September 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One California Street, Suite 2900","city":"San Francisco","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"124 E 14th ST.","city":"New York"}]},{"state":"Texas","offices":1,"addresses":[{"street":"401 Congress Ave.","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-392-9100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":16},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157255/PDF/157255.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alpine Management Services III have?","answer":"Alpine Management Services III has 16 clients and manages $18.9 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpine Management Services III offer?","answer":"Alpine Management Services III provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Alpine Management Services III have?","answer":"Alpine Management Services III has 0 investment adviser representatives registered with state securities authorities, out of 96 employees, and 73 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpine Management Services III?","answer":"Alpine Management Services III’s direct owner is Graham Weaver (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpine Management Services III get paid?","answer":"Alpine Management Services III is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}