{"url":"https://nivawealth.com/firms/alpine-associates-management-138901","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/138901","regulatoryAum":2094959691,"crd":"138901","history":[{"filedOn":"2021-03-29","regulatoryAum":3661063300,"clients":12,"employees":23,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":4082398962,"clients":11,"employees":23,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":2973538382,"clients":12,"employees":24,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":2694219737,"clients":12,"employees":26,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":2359193667,"clients":11,"employees":26,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":2094959691,"clients":11,"employees":26,"offices":1}],"secFileNumber":"801-65726","legalName":"Alpine Associates Management Inc.","displayName":"Alpine Associates Management","slug":"alpine-associates-management-138901","website":"https://alpineassociatesmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/138901/2775483bbdaeed17-r1.webp","tone":"light","width":659,"height":200,"sourceUrl":"https://www.alpineassociatesmanagement.com/","sourceLabel":"Alpine Associates Management Inc., website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"249 Royal Palm Way, Suite 400","city":"Palm Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33480-4334"},"tradeNames":[],"registration":{"secApproved":"30 January 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":26,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":7},"aum":{"regulatory":2094959691,"discretionary":2094959691,"discretionaryAccounts":11,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":27,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":2049652132},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":45307559}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"J.P. 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They include 10 pooled investment vehicles and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpine Associates Management offer?","answer":"Alpine Associates Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alpine Associates Management use?","answer":"Alpine Associates Management’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $40.4M and UBS Securities LLC (New York, NY), with $8.34M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alpine Associates Management have?","answer":"Alpine Associates Management has 0 investment adviser representatives registered with state securities authorities, out of 26 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alpine Associates Management invest in?","answer":"At the end of its last fiscal year, Alpine Associates Management’s separately managed accounts held 98% exchange-traded equities, 1% derivatives and 1% other. The 1% other category is described as: Other Assets Comprise Receivables, Dividends Receivable and Due From Brokers. It advises 9 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpine Associates Management?","answer":"Alpine Associates Management’s direct owner is Victoria Zoellner (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpine Associates Management get paid?","answer":"Alpine Associates Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Alpine Associates Management registered with the SEC?","answer":"Yes, Alpine Associates Management has been registered with the SEC as an investment adviser since 30 January 2006. Its CRD number is 138901 and its SEC file number is 801-65726.","source":"Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Alpine Associates Management?","answer":"Alpine Associates Management’s main office is at 249 Royal Palm Way, Suite 400, Palm Beach, FL 33480-4334. Its phone number is 561-834-6550. Its website is alpineassociatesmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/alpine-associates-management-138901/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-04-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1396835/000139683526000004/0001396835-26-000004-index.html","totalValue":1696306150,"positionCount":70,"top10Share":0.4014363627697748,"top10":[{"issuer":"NORFOLK SOUTHN CORP","titleOfClass":"COM","cusip":"655844108","value":133298585,"shares":464455,"shareType":"SH"},{"issuer":"AIR LEASE CORP","titleOfClass":"CL A","cusip":"00912X302","value":89766950,"shares":1382306,"shareType":"SH"},{"issuer":"CHART INDS INC","titleOfClass":"COM","cusip":"16115Q308","value":88644891,"shares":428754,"shareType":"SH"},{"issuer":"ELECTRONIC ARTS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}