{"url":"https://nivawealth.com/firms/alphapoint-130115","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130115","regulatoryAum":5557761894,"crd":"130115","history":[{"filedOn":"2021-04-27","regulatoryAum":4092126152,"clients":115,"employees":1,"offices":1},{"filedOn":"2022-05-11","regulatoryAum":4721726887,"clients":130,"employees":1,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":4006463683,"clients":111,"employees":1,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":4577887532,"clients":135,"employees":1,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":4976536283,"clients":148,"employees":1,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":5557761894,"clients":115,"employees":1,"offices":1}],"secFileNumber":"801-62719","legalName":"Alphapoint, Inc.","displayName":"Alphapoint","slug":"alphapoint-130115","website":"https://alphapoint.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"2101 East Coast Highway, Suite 120","city":"Corona Del Mar","state":"CA","stateName":"California","country":"United States","postalCode":"92625"},"tradeNames":[],"registration":{"secApproved":"20 January 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":5557761894,"discretionary":39112167,"discretionaryAccounts":2,"nonDiscretionary":5518649727,"nonDiscretionaryAccounts":113,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":20},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":115,"regulatoryAum":5557761894}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":1928474667},{"name":"Voya Financial Advisors, Inc.","shortName":"Voya","location":"New York, NY","smaAssets":708212905},{"name":"Lincoln Financial Investment Services Corporation","shortName":"Lincoln Financial Investment Services","location":"Fort Wayne, IN","smaAssets":772654873},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":0},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":568373039}],"custodyNote":"Alphapoint does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Guy Muranaka","title":"President, Director, Chief Compliance Officer","crd":"1341333"}],"ownership":[{"label":"Guy Muranaka","detail":"President, director, chief compliance officer in the 75% or more ownership band and a control person, since June 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2101 East Coast Highway, Suite 120","city":"Corona Del Mar","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-290-4762","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Pension consulting services"],"financialPlanningClients":"11-25","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/130115/PDF/130115.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alphapoint have?","answer":"Alphapoint has 115 clients and manages $5.56 billion for them, as of March 2026. They include 115 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alphapoint offer?","answer":"Alphapoint provides financial planning and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alphapoint use?","answer":"Alphapoint’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $1.93B, Lincoln Financial Investment Services Corporation (Fort Wayne, IN), with $773M, Voya Financial Advisors, Inc. (New York, NY), with $708M and Charles Schwab & Co., Inc. (San Francisco, CA), with $568M. The filing also lists Empower Financial Services, Inc. with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alphapoint have?","answer":"Alphapoint has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alphapoint invest in?","answer":"At the end of its last fiscal year, Alphapoint’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alphapoint?","answer":"Alphapoint’s direct owner is Guy Muranaka (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alphapoint get paid?","answer":"Alphapoint is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Alphapoint?","answer":"Alphapoint’s main office is at 2101 East Coast Highway, Suite 120, Corona Del Mar, CA 92625. Its phone number is 714-290-4762. Its website is alphapoint.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}