{"url":"https://nivawealth.com/firms/alpen-partners-international-ag-291759","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/291759","regulatoryAum":2030496097,"crd":"291759","history":[{"filedOn":"2021-03-31","regulatoryAum":400044446,"clients":0,"employees":20,"offices":4},{"filedOn":"2022-03-31","regulatoryAum":729158572,"clients":205,"employees":26,"offices":4},{"filedOn":"2023-03-29","regulatoryAum":761158753,"clients":255,"employees":29,"offices":4},{"filedOn":"2024-03-27","regulatoryAum":1025313198,"clients":392,"employees":28,"offices":4},{"filedOn":"2025-06-19","regulatoryAum":1392429282,"clients":493,"employees":48,"offices":4},{"filedOn":"2026-04-21","regulatoryAum":2030496097,"clients":738,"employees":57,"offices":4}],"secFileNumber":"801-112639","legalName":"Alpen Partners International Ag","displayName":"Alpen Partners International AG","slug":"alpen-partners-international-ag-291759","website":"https://alpeninternational.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/alpen-partners-international-ag/posts/?feedView=all","founded":"2017","organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"Wolleraustrasse 31","city":"Freienbach","state":"","stateName":"","country":"Switzerland","postalCode":"8807"},"tradeNames":[],"registration":{"secApproved":"19 March 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2751349.724932249,"staff":{"employees":57,"advisory":37,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2030496097,"discretionary":1147319623,"discretionaryAccounts":434,"nonDiscretionary":883176474,"nonDiscretionaryAccounts":304,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":738,"regulatoryAum":2030496097}],"feePrograms":[{"role":"other","program":"Investment Consolidation and Reporting","summary":"Consolidation and reporting is charged 0.05% to 0.20% a year of consolidated assets, or a fixed flat annual fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042111","versionId":1042111,"submittedOn":"2026-04-21","documentName":"FORM ADV PART 2"},{"role":"other","program":"Non-Discretionary Services","summary":"Non-discretionary services are charged an annual fee depending on mandate size and complexity, capped at 1.50% of AUM.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042111","versionId":1042111,"submittedOn":"2026-04-21","documentName":"FORM ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:22:22.861577+00:00","documents":[{"name":"FORM ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042111","versionId":1042111,"submittedOn":"2026-04-21"}]},"custodians":[{"name":"Bank J. Safra Sarasin Ag","shortName":"Bank J. Safra Sarasin Ag","location":"Basel","smaAssets":209162640},{"name":"Banque Pictet & Cie S.a.","shortName":"Banque Pictet & Cie S.a.","location":"Geneva","smaAssets":525793519},{"name":"Bank Julius Baer & Co LTD","shortName":"Bank Julius Baer & Co","location":"Zurich","smaAssets":723961285}],"custodyNote":"Alpen Partners International AG does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pierre Gabris","title":"Chief Executive Officer","crd":"5872798"},{"name":"Nicolas Gabris","title":"Chief Financial Officer","crd":"7266786"},{"name":"Niclas Homann","title":"Chief Operating Officer","crd":"7719238"},{"name":"Abigail Brown","title":"Chief Compliance Officer","crd":"7890328"},{"name":"Andre Blauth","title":"Senior Relationship Manager","crd":"5848622"},{"name":"Christian Kamer","title":"Senior Relationship Manager","crd":"7358504"}],"ownership":[{"label":"Pierre Gabris","detail":"Chief executive officer in the 75% or more ownership band and a control person, since July 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[{"city":"GENEVA","country":"Switzerland","postalCode":"1201","street":"RUE DES ALPES 7","display":{"city":"GENEVA","region":null,"postalCode":"1201","ruleVersion":"office-display-1"}},{"city":"LUGANO","country":"Switzerland","postalCode":"6900","street":"VIA FERRUCCIO PELLI 2","display":{"city":"LUGANO","region":null,"postalCode":"6900","ruleVersion":"office-display-1"}},{"city":"ZURICH","country":"Switzerland","postalCode":"8008","street":"SEEFELDSTRASSE 225","display":{"city":"ZURICH","region":null,"postalCode":"8008","ruleVersion":"office-display-1"}}],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"0041581057550","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters","Educational seminars/workshops","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":56},{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":18,"detail":"Precious Metals"}],"privateFunds":0},"sources":{"adv1FilingDate":"21 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/291759/PDF/291759.pdf","brochureDate":"21 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042111","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alpen Partners International AG have?","answer":"Alpen Partners International AG has 738 clients and manages $2.03 billion for them, as of April 2026. They include 738 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpen Partners International AG offer?","answer":"Alpen Partners International AG provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alpen Partners International AG use?","answer":"Alpen Partners International AG’s separately managed account assets are held at Bank Julius Baer & Co LTD (Zurich), with $724M, Banque Pictet & Cie S.a. (Geneva), with $526M and Bank J. Safra Sarasin Ag (Basel), with $209M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alpen Partners International AG have?","answer":"Alpen Partners International AG has 0 investment adviser representatives registered with state securities authorities, out of 57 employees, and 37 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alpen Partners International AG invest in?","answer":"At the end of its last fiscal year, Alpen Partners International AG’s separately managed accounts held 56% exchange-traded equities, 18% other, 13% investment grade corporate bonds, 7% pooled vehicles (private funds and similar), 2% U.S. government and agency bonds, 2% cash and equivalents, 1% sovereign bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 18% other category is described as: Precious Metals.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpen Partners International AG?","answer":"Alpen Partners International AG’s direct owner is Pierre Gabris (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpen Partners International AG get paid?","answer":"Alpen Partners International AG is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Alpen Partners International AG?","answer":"Alpen Partners International AG’s main office is at Wolleraustrasse 31, Freienbach, Switzerland 8807. Its phone number is 0041581057550. Its website is alpeninternational.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}