{"url":"https://nivawealth.com/firms/allstate-investment-management-107775","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107775","regulatoryAum":26455765427,"crd":"107775","secFileNumber":"801-30535","legalName":"Allstate Investment Management Company","displayName":"Allstate Investment Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"444 West Lake Street, Suite 4500","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606"},"tradeNames":[],"registration":{"secApproved":"11 September 1987","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":149,"advisory":119,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":26455765427,"discretionaryAccounts":49,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":43,"nonAumClients":48},"clientTypes":[{"label":"Pooled investment vehicles","clients":24,"regulatoryAum":11078216984},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":4181143116},{"label":"Charitable organizations","clients":2,"regulatoryAum":148402274},{"label":"Other investment advisers","clients":1,"regulatoryAum":0},{"label":"Insurance companies","clients":7,"regulatoryAum":2240995678},{"label":"Corporations and other businesses","clients":60,"regulatoryAum":8807007375}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank of New York Mellon Corp","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":16241235713}],"custodyNote":"Allstate Investment Management has custody of $18.02B for 38 clients.","otherCustodians":[],"leadership":[{"name":"John Dugenske","title":"Director, Chairman of the Board, President and Chief Investment Officer","crd":"2263631"},{"name":"Hiren Parikh","title":"Vice President / Director, Chief Risk Officer and Managing Director","crd":"7188432"},{"name":"Alexandra Reich Band","title":"Director / Senior Vice President, Treasurer and Chief Financial Officer","crd":"2801350"},{"name":"Elliot Stultz","title":"Senior Vice President, General Counsel and Secretary / Director","crd":"2371388"},{"name":"James ST. John","title":"Chief Compliance Officer","crd":"6271516"},{"name":"Philip Brides","title":"Senior Managing Director / Director","crd":"6376866"},{"name":"Peter Keehn","title":"Senior Managing Director / Director","crd":"7223184"},{"name":"Robert Smith","title":"Managing Director / Director","crd":"2082149"},{"name":"Janelle Woodward","title":"Senior Managing Director / Director","crd":"6388371"}],"ownership":[{"label":"Allstate Non-Insurance Holdings Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since July 1998."},{"label":"The Allstate Corporation","detail":"Indirect owner: a s/h of Allstate Non-Insurance Holdings Inc. in the 75% or more band and a control person, since July 1995.","parent":"Allstate Non-Insurance Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"444 West Lake Street, Suite 4500","city":"Chicago","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-728-5494","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Non-exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":42},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":28},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":6},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":1,"detail":"Bank Loan; Abs"}],"privateFunds":23},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107775/PDF/107775.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allstate Investment Management have?","answer":"Allstate Investment Management has 97 clients and manages $26.5 billion for them, as of March 2026. They include 60 corporations and other businesses, 24 pooled investment vehicles and 7 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allstate Investment Management offer?","answer":"Allstate Investment Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Allstate Investment Management use?","answer":"Allstate Investment Management’s separately managed account assets are held at Bank of New York Mellon Corp (New York, NY), with $16,241,235,713. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Allstate Investment Management have?","answer":"Allstate Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 149 employees, and 119 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Allstate Investment Management invest in?","answer":"At the end of its last fiscal year, Allstate Investment Management’s separately managed accounts held 42% U.S. government and agency bonds, 28% investment grade corporate bonds, 9% non-exchange-traded equities, 6% pooled vehicles (private funds and similar), 5% exchange-traded equities, 3% high-yield corporate bonds, 3% cash and equivalents, 2% state and local bonds and 1% bank loan; abs. It advises 23 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Allstate Investment Management?","answer":"Allstate Investment Management is owned through a holding company by The Allstate Corporation. Its direct owner is Allstate Non-Insurance Holdings Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allstate Investment Management get paid?","answer":"Allstate Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}