{"url":"https://nivawealth.com/firms/allspring-global-investments-uk-limited-132377","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132377","regulatoryAum":30792859914,"crd":"132377","secFileNumber":"801-63516","legalName":"Allspring Global Investments (uk) Limited","displayName":"Allspring Global Investments (uk) Limited","website":"https://www.allspringglobal.com","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"30 Cannon Street, 3rd Floor","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC4M 6XH"},"tradeNames":[],"registration":{"secApproved":"28 September 2004","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":87,"advisory":29,"brokerDealerReps":0,"insuranceAgents":0,"promoters":6},"aum":{"discretionary":30792859914,"discretionaryAccounts":87,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":74,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":6,"regulatoryAum":19422514579},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":1206593178},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":7217214984},{"label":"Charitable organizations","clients":null,"regulatoryAum":211267067},{"label":"State or municipal government entities","clients":null,"regulatoryAum":2233951447},{"label":"Insurance companies","clients":null,"regulatoryAum":414300075},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":87018584}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Bank of New York Mellon, N.A.","shortName":"The Bank of New York Mellon, N.A.","location":"Jersey City, NJ","smaAssets":2526143254},{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Wilmington, DE","smaAssets":7426341836}],"custodyNote":"Allspring Global Investments (uk) Limited has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Andrew Sowerby","title":"Executive Director & Chief Executive Officer","crd":"5025541"},{"name":"Jonathan Crawford","title":"Chief Compliance Officer","crd":"7381104"},{"name":"Henriette Pacquement","title":"Executive Director","crd":"7489918"},{"name":"Najam Saqeb","title":"Executive Director","crd":"6176708"},{"name":"Charles Spungin","title":"Executive Director","crd":"7677309"}],"ownership":[{"label":"Allspring Global Investments Holdings, LLC","detail":"Managing member, direct parent company in the 75% or more ownership band and a control person, since March 2019."},{"label":"Allspring Buyer, LLC","detail":"Indirect owner: a shareholder of Allspring Global Investments Holdings, LLC in the 75% or more band and a control person, since November 2021.","parent":"Allspring Global Investments Holdings, LLC"},{"label":"Allspring Intermediate II, LLC","detail":"Indirect owner: a shareholder of Allspring Buyer, LLC in the 75% or more band and a control person, since November 2021.","parent":"Allspring Buyer, LLC"},{"label":"Allspring Intermediate I, LLC","detail":"Indirect owner: a shareholder of Allspring Intermediate II, LLC in the 75% or more band and a control person, since November 2021.","parent":"Allspring Intermediate II, LLC"},{"label":"Allspring Group Holdings, LLC","detail":"Indirect owner: a shareholder of Allspring Intermediate I, LLC in the 75% or more band and a control person, since November 2021.","parent":"Allspring Intermediate I, LLC"},{"label":"GTCR Fund Xiii/B LP","detail":"Indirect owner: a shareholder of Allspring Group Holdings, LLC in the 25% to 50% band and a control person, since November 2021.","parent":"Allspring Group Holdings, LLC"},{"label":"Sallie Squire","detail":"Indirect owner: manager, chief operating officer of Allspring Global Investments Holdings, LLC and a control person, since November 2021.","parent":"Allspring Global Investments Holdings, LLC"},{"label":"GTCR Partners Xiii/B LP","detail":"Indirect owner: general partner of GTCR Fund Xiii/B LP and a control person, since July 2020.","parent":"GTCR Fund Xiii/B LP"},{"label":"GTCR Investment Xiii LLC","detail":"Indirect owner: general partner of GTCR Partners Xiii/B LP and a control person, since July 2020.","parent":"GTCR Partners Xiii/B LP"},{"label":"Annette Lege","detail":"Indirect owner: manager, chief financial officer of Allspring Global Investments Holdings, LLC and a control person, since August 2024.","parent":"Allspring Global Investments Holdings, LLC"},{"label":"Catherine Burke","detail":"Indirect owner: manager, chief executive officer of Allspring Global Investments Holdings, LLC and a control person, since July 2025.","parent":"Allspring Global Investments Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442045517564","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":15},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":67},{"label":"Non-investment grade corporate bonds","percent":8},{"label":"Derivatives","percent":4},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":2,"detail":"This Category Generally Includes Collateralized Mortgage Obligations, Asset-Backed Securities, Mortgage-Backed Securities and Commercial Mortgage-Backed Securities."}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132377/PDF/132377.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allspring Global Investments (uk) Limited have?","answer":"Allspring Global Investments (uk) Limited has 8 clients and manages $30.8 billion for them, as of March 2026. They include 6 investment companies and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allspring Global Investments (uk) Limited offer?","answer":"Allspring Global Investments (uk) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Allspring Global Investments (uk) Limited use?","answer":"Allspring Global Investments (uk) Limited’s separately managed account assets are held at Northern Trust Corporation (Wilmington, DE), with $7,426,341,836 and The Bank of New York Mellon, N.A. (Jersey City, NJ), with $2,526,143,254. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Allspring Global Investments (uk) Limited have?","answer":"Allspring Global Investments (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 87 employees, and 29 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Allspring Global Investments (uk) Limited invest in?","answer":"At the end of its last fiscal year, Allspring Global Investments (uk) Limited’s separately managed accounts held 67% investment grade corporate bonds, 15% U.S. government and agency bonds, 8% high-yield corporate bonds, 4% derivatives, 2% sovereign bonds, 2% cash and equivalents and 2% this category generally includes collateralized mortgage obligations, asset-backed securities, mortgage-backed securities and commercial mortgage-backed securities.. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Allspring Global Investments (uk) Limited?","answer":"Allspring Global Investments (uk) Limited’s direct owner is Allspring Global Investments Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allspring Global Investments (uk) Limited get paid?","answer":"Allspring Global Investments (uk) Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}