{"url":"https://nivawealth.com/firms/allied-portfolio-management-113809","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113809","regulatoryAum":240209300,"crd":"113809","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1371834","suffix":null,"lastName":"GRAHAM","firstName":"STEVEN","middleName":"LEWIS"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-17","regulatoryAum":159423000,"clients":109,"employees":3,"offices":1},{"filedOn":"2022-03-03","regulatoryAum":179231161,"clients":114,"employees":2,"offices":1},{"filedOn":"2023-02-01","regulatoryAum":160933516,"clients":113,"employees":2,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":182315000,"clients":120,"employees":2,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":209180000,"clients":140,"employees":2,"offices":1},{"filedOn":"2026-04-10","regulatoryAum":240209300,"clients":124,"employees":2,"offices":1}],"secFileNumber":"801-61656","legalName":"Allied Portfolio Management, Inc.","displayName":"Allied Portfolio Management","slug":"allied-portfolio-management-113809","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona corporation","fiscalYearEnd":"December","headquarters":{"street":"5987 E. Grant Road","city":"Tucson","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85712"},"tradeNames":[],"registration":{"secApproved":"6 December 2002","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1957483.4710743802,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":240209300,"discretionary":240209300,"discretionaryAccounts":327,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":17855500},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":219000000},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":3353800}],"feePrograms":[{"role":"other","program":"Consultations","summary":"Up to $150 an hour for consultations, depending on the complexity of the financial situation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=959647","versionId":959647,"submittedOn":"2026-04-10","documentName":"ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:16:16.14001+00:00","documents":[{"name":"ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=959647","versionId":959647,"submittedOn":"2026-04-10"}]},"custodians":[],"custodyNote":"Allied Portfolio Management has custody of $1M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Steven Graham","title":"President / Chief Compliance Officer","crd":"1371834"},{"name":"Julie Graham","title":"Operations - Owner","crd":"4442014"}],"ownership":[{"label":"Steven Graham","detail":"President / chief compliance officer in the 75% or more ownership band and a control person, since October 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"5987 E. Grant Road","city":"Tucson","headquarters":true}]}],"brochureServices":["education planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"520-296-1035","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. government/agency bonds","percent":6},{"label":"Cash and cash equivalents","percent":19}],"privateFunds":0},"sources":{"adv1FilingDate":"10 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113809/PDF/113809.pdf","brochureDate":"10 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=959647","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allied Portfolio Management have?","answer":"Allied Portfolio Management has 124 clients and manages $240 million for them, as of April 2026. They include 83 individual clients, 38 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allied Portfolio Management offer?","answer":"Allied Portfolio Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Allied Portfolio Management have?","answer":"Allied Portfolio Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Allied Portfolio Management invest in?","answer":"At the end of its last fiscal year, Allied Portfolio Management’s separately managed accounts held 75% exchange-traded equities, 19% cash and equivalents and 6% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Allied Portfolio Management?","answer":"Allied Portfolio Management’s direct owner is Steven Graham (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allied Portfolio Management get paid?","answer":"Allied Portfolio Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Allied Portfolio Management?","answer":"Allied Portfolio Management’s main office is at 5987 E. Grant Road, Tucson, AZ 85712. Its phone number is 520-296-1035.","source":"Form ADV Part 1A, Item 1.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}