{"url":"https://nivawealth.com/firms/allianz-investment-management-111925","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111925","regulatoryAum":19091182080,"crd":"111925","secFileNumber":"801-60167","legalName":"Allianz Investment Management LLC","displayName":"Allianz Investment Management","website":null,"founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5701 Golden Hills Drive","city":"Minneapolis","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55416-1297"},"tradeNames":["Allianzim"],"registration":{"secApproved":"20 April 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":50,"advisory":7,"brokerDealerReps":7,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":19091182080,"discretionaryAccounts":83,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":73,"regulatoryAum":18161865980},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":929316100}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Allianz Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Charles Champagne","title":"Chief Executive Officer, Governor","crd":"6607828"},{"name":"Brian Muench","title":"President & Managing Director","crd":"2705076"},{"name":"Molly Mai","title":"Chief Financial Officer","crd":"7760564"},{"name":"James Nelson","title":"Chief Compliance Officer","crd":"1803456"},{"name":"Amanda Farren","title":"Chief Legal Officer and Secretary","crd":"7857974"},{"name":"Jean-Roch Sibille","title":"Chair, Governor","crd":"7712420"},{"name":"Corey Walther","title":"Governor","crd":"2398952"}],"ownership":[{"label":"Allianz Life Insurance Company of North America","detail":"Member in the 75% or more ownership band and a control person, since March 2001."},{"label":"Allianz of America, Inc.","detail":"Indirect owner: a shareholder of Allianz Life Insurance Company of North America in the 75% or more band and a control person, since November 1979.","parent":"Allianz Life Insurance Company of North America"},{"label":"Allianz Se","detail":"Indirect owner: a shareholder of Allianz Europe B.V. in the 75% or more band and a control person, since June 2012.","parent":"Allianz Europe B.V."},{"label":"Allianz Europe B.V.","detail":"Indirect owner: a shareholder of Allianz of America, Inc. in the 75% or more band and a control person, since June 2012.","parent":"Allianz of America, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"5701 Golden Hills Drive","city":"Minneapolis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"763-765-6500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"11 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111925/PDF/111925.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allianz Investment Management have?","answer":"Allianz Investment Management has 74 clients and manages $19.1 billion for them, as of September 2026. They include 73 investment companies and 1 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allianz Investment Management offer?","answer":"Allianz Investment Management provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Allianz Investment Management have?","answer":"Allianz Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 50 employees, and 7 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Allianz Investment Management?","answer":"Allianz Investment Management is owned through a chain of holding companies by Allianz Se. Its direct owner is Allianz Life Insurance Company of North America (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allianz Investment Management get paid?","answer":"Allianz Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}