{"url":"https://nivawealth.com/firms/alley-investment-management-317544","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317544","regulatoryAum":907186338,"crd":"317544","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1197753","suffix":null,"lastName":"ALLEY","firstName":"STEVEN","middleName":"JAMES"},{"crd":"7816842","suffix":null,"lastName":"D'ANCONA","firstName":"RONALD","middleName":"JAMES"},{"crd":"2310257","suffix":null,"lastName":"DURYEA","firstName":"RIK","middleName":"WILLIS"},{"crd":"3215025","suffix":null,"lastName":"STENDER","firstName":"JUSTIN","middleName":"RYAN"},{"crd":"4486604","suffix":null,"lastName":"VAN VUREN","firstName":"THOMAS","middleName":"FISHER"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-11","regulatoryAum":779990680,"clients":145,"employees":6,"offices":1},{"filedOn":"2023-06-08","regulatoryAum":683549462,"clients":152,"employees":6,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":765472925,"clients":155,"employees":8,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":843699361,"clients":167,"employees":8,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":907186338,"clients":170,"employees":9,"offices":1}],"secFileNumber":"801-122856","legalName":"Alley Investment Management Company, LLC","displayName":"Alley Investment Management","slug":"alley-investment-management-317544","website":"https://alleycompanyllc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/alley-company-llc/about/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"272 Market Square, Suite 214","city":"Lake Forest","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60045"},"tradeNames":[],"registration":{"secApproved":"16 December 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5245392.217391305,"staff":{"employees":9,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":907186338,"discretionary":907186338,"discretionaryAccounts":486,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":36,"regulatoryAum":14148848},{"label":"High-net-worth individuals","clients":125,"regulatoryAum":830359299},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":19940224},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":42737967}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031011","versionId":1031011,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"ALLEY INVESTMENT MANAGEMENT COMPANY, LLC PART 2A BROCHURE","fee_rate_low":0.8,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:47:45.426382+00:00","documents":[{"name":"ALLEY INVESTMENT MANAGEMENT COMPANY, LLC PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031011","versionId":1031011,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":803385405}],"custodyNote":"Alley Investment Management has custody of $180M in client assets for 46 clients.","leadership":[{"name":"Steven Alley","title":"President & Founder","crd":"1197753"},{"name":"Stacy Ambrosini","title":"Chief Compliance Officer","crd":"5028152"},{"name":"Rik Duryea","title":"Managing Director","crd":"2310257"},{"name":"Thomas Van Vuren","title":"Managing Director","crd":"4486604"}],"ownership":[{"label":"Focus Operating, LLC","detail":"Member (manager) in the 75% or more ownership band and a control person, since November 2021."},{"label":"Focus Financial Partners, LLC","detail":"Indirect owner: a member of Focus Operating, LLC in the 75% or more band and a control person, since January 2007.","parent":"Focus Operating, LLC"},{"label":"Focus Financial Partners Inc.","detail":"Indirect owner: a member of Focus Financial Partners, LLC in the 50% to 75% band and a control person, since July 2018.","parent":"Focus Financial Partners, LLC"},{"label":"Ferdinand FFP Acquisition, LLC","detail":"Indirect owner: a shareholder, class a common stock of Focus Financial Partners Inc. in the 75% or more band and a control person, since August 2023.","parent":"Focus Financial Partners Inc."},{"label":"Ferdinand FFP Ultimate Holdings, LP","detail":"Indirect owner: a shareholder, class b common stock of Focus Financial Partners Inc. in the 75% or more band and a control person, since August 2023. Also a shareholder of Ferdinand FFP Parent, Inc. in the 75% or more band and a control person, since August 2023.","parent":"Focus Financial Partners Inc."},{"label":"Ferdinand FFP Intermediate Holdings, LLC","detail":"Indirect owner: a member of Ferdinand FFP Acquisition, LLC in the 75% or more band and a control person, since August 2023.","parent":"Ferdinand FFP Acquisition, LLC"},{"label":"Ferdinand FFP Parent, Inc.","detail":"Indirect owner: a member of Ferdinand FFP Intermediate Holdings, LLC in the 75% or more band and a control person, since August 2023.","parent":"Ferdinand FFP Intermediate Holdings, LLC"},{"label":"CD&R Ferdinand Holdings, L.P.","detail":"Indirect owner: a partner of Ferdinand FFP Ultimate Holdings, LP in the 50% to 75% band and a control person, since August 2023.","parent":"Ferdinand FFP Ultimate Holdings, LP"},{"label":"CD&R Ferdinand Co-Investor, L.P.","detail":"Indirect owner: a partner of CD&R Ferdinand Holdings, L.P. in the 25% to 50% band and a control person, since August 2023.","parent":"CD&R Ferdinand Holdings, L.P."},{"label":"Clayton, Dubilier & Rice Fund Xii, L.P.","detail":"Indirect owner: a partner of CD&R Ferdinand Holdings, L.P. in the 50% to 75% band and a control person, since August 2023.","parent":"CD&R Ferdinand Holdings, L.P."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"272 Market Square, Suite 214","city":"Lake Forest","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-482-0938","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":81},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":14},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317544/PDF/317544.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031011","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alley Investment Management have?","answer":"Alley Investment Management has 170 clients and manages $907 million for them, as of March 2026. They include 125 high-net-worth individuals, 36 individual clients, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alley Investment Management offer?","answer":"Alley Investment Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Alley Investment Management charge?","answer":"Alley Investment Management charges 0.80%–1.00% a year for its Portfolio Management Services. The fee is billed in advance.","source":"ALLEY INVESTMENT MANAGEMENT COMPANY, LLC PART 2A BROCHURE, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Alley Investment Management use?","answer":"Alley Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $803M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alley Investment Management have?","answer":"Alley Investment Management has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alley Investment Management invest in?","answer":"At the end of its last fiscal year, Alley Investment Management’s separately managed accounts held 81% exchange-traded equities, 14% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alley Investment Management?","answer":"Alley Investment Management is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alley Investment Management get paid?","answer":"Alley Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Alley Investment Management registered with the SEC?","answer":"Yes, Alley Investment Management has been registered with the SEC as an investment adviser since 16 December 2021. Its CRD number is 317544 and its SEC file number is 801-122856.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Alley Investment Management?","answer":"Alley Investment Management’s main office is at 272 Market Square, Suite 214, Lake Forest, IL 60045. Its phone number is 847-482-0938. Its website is alleycompanyllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/alley-investment-management-317544/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-23","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1917618/000191761826000003/0001917618-26-000003-index.html","totalValue":855958508,"positionCount":89,"top10Share":0.324267937529514,"top10":[{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":40973543,"shares":114653,"shareType":"SH","priorValue":32459485,"priorShares":112879},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":35119563,"shares":107291,"shareType":"SH","priorValue":32284942,"priorShares":109753},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":34848081,"shares":120432,"shareType":"SH","priorValue":30994504,"priorShares":122127},{"issuer":"PHILIP MORRIS INTL INC","titleOfClass":"COM","cusip":"718172109","value":29229109,"shares":161567,"shareType":"SH","priorValue":27293191,"priorShares":165073},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":27068412,"shares":107568,"shareType":"SH","priorValue":24419560,"priorShares":112279},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":24661844,"shares":66114,"shareType":"SH","priorValue":24702925,"priorShares":66734},{"issuer":"ISHARES TR","titleOfClass":"IBOXX INV CP ETF","cusip":"464287242","value":22370584,"shares":205103,"shareType":"SH","priorValue":21966499,"priorShares":201546},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":21448455,"shares":89991,"shareType":"SH","priorValue":18883216,"priorShares":90667},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":21041285,"shares":105159,"shareType":"SH","priorValue":18193600,"priorShares":104321},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":20799024,"shares":76467,"shareType":"SH","priorValue":20673650,"priorShares":85210}],"positionsListed":89,"positions":[{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":40973543,"shares":114653,"shareType":"SH","priorValue":32459485,"priorShares":112879},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":35119563,"shares":107291,"shareType":"SH","priorValue":32284942,"priorShares":109753},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":34848081,"shares":120432,"shareType":"SH","priorValue":30994504,"priorShares":122127},{"issuer":"PHILIP MORRIS INTL INC","titleOfClass":"COM","cusip":"718172109","value":29229109,"shares":161567,"shareType":"SH","priorValue":27293191,"priorShares":165073},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":27068412,"shares":107568,"shareType":"SH","priorValue":24419560,"priorShares":112279},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":24661844,"shares":66114,"shareType":"SH","priorValue":24702925,"priorShares":66734},{"issuer":"ISHARES TR","titleOfClass":"IBOXX INV CP ETF","cusip":"464287242","value":22370584,"shares":205103,"shareType":"SH","priorValue":21966499,"priorShares":201546},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":21448455,"shares":89991,"shareType":"SH","priorValue":18883216,"priorShares":90667},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":21041285,"shares":105159,"shareType":"SH","priorValue":18193600,"priorShares":104321},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":20799024,"shares":76467,"shareType":"SH","priorValue":20673650,"priorShares":85210},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":20422461,"shares":123205,"shareType":"SH","priorValue":26103745,"priorShares":126166},{"issuer":"ISHARES TR","titleOfClass":"ISHS 1-5YR INVS","cusip":"464288646","value":19501604,"shares":372097,"shareType":"SH","priorValue":19313067,"priorShares":367448},{"issuer":"PAYCHEX INC","titleOfClass":"COM","cusip":"704326107","value":19431385,"shares":197614,"shareType":"SH","priorValue":18502026,"priorShares":200847},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":19268294,"shares":45218,"shareType":"SH","priorValue":16358037,"priorShares":45735},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":18689924,"shares":52994,"shareType":"SH","priorValue":17872540,"priorShares":54342},{"issuer":"BLACKROCK INC","titleOfClass":"COM","cusip":"09290D101","value":18385027,"shares":19120,"shareType":"SH","priorValue":18745651,"priorShares":19492},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":18197760,"shares":19453,"shareType":"SH","priorValue":21238972,"priorShares":21315},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":17951529,"shares":152831,"shareType":"SH","priorValue":8623430,"priorShares":111141},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":17610072,"shares":18004,"shareType":"SH","priorValue":16279939,"priorShares":18185},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":16150108,"shares":158040,"shareType":"SH","priorValue":13500228,"priorShares":150689},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":16041782,"shares":31234,"shareType":"SH","priorValue":15548420,"priorShares":31118},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":15440299,"shares":12873,"shareType":"SH","priorValue":11847586,"priorShares":12881},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"TOTAL BND MRKT","cusip":"921937835","value":15054923,"shares":205080,"shareType":"SH","priorValue":14869610,"priorShares":201923},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":14671619,"shares":136328,"shareType":"SH","priorValue":14228240,"priorShares":134039},{"issuer":"PROLOGIS INC.","titleOfClass":"COM","cusip":"74340W103","value":14571153,"shares":107560,"shareType":"SH","priorValue":14759351,"priorShares":111661},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":14516944,"shares":7297,"shareType":"SH"},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":13833616,"shares":37015,"shareType":"SH","priorValue":10466005,"priorShares":36882},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":13648849,"shares":65293,"shareType":"SH","priorValue":11163112,"priorShares":67832},{"issuer":"ABBOTT LABORATORIES","titleOfClass":"COM","cusip":"002824100","value":13195878,"shares":145425,"shareType":"SH","priorValue":15206160,"priorShares":148107},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":12595380,"shares":24723,"shareType":"SH","priorValue":16546989,"priorShares":27378},{"issuer":"CAPITAL ONE FINL CORP","titleOfClass":"COM","cusip":"14040H105","value":11729449,"shares":58466,"shareType":"SH","priorValue":10994691,"priorShares":60268},{"issuer":"HERSHEY CO","titleOfClass":"COM","cusip":"427866108","value":11358282,"shares":64738,"shareType":"SH","priorValue":13595590,"priorShares":65398},{"issuer":"DUKE ENERGY CORP NEW","titleOfClass":"COM NEW","cusip":"26441C204","value":10735123,"shares":84809,"shareType":"SH","priorValue":11410635,"priorShares":87144},{"issuer":"STRYKER CORPORATION","titleOfClass":"COM","cusip":"863667101","value":10648204,"shares":33821,"shareType":"SH","priorValue":11128029,"priorShares":33866},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":10397619,"shares":130019,"shareType":"SH","priorValue":10355927,"priorShares":130165},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":10352068,"shares":20688,"shareType":"SH","priorValue":10064158,"priorShares":21002},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":10339733,"shares":70511,"shareType":"SH","priorValue":10420913,"priorShares":72147},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":10301179,"shares":69457,"shareType":"SH","priorValue":8735025,"priorShares":70268},{"issuer":"SNAP ON INC","titleOfClass":"COM","cusip":"833034101","value":10204864,"shares":25360,"shareType":"SH","priorValue":9735022,"priorShares":26802},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P MCP ETF","cusip":"464287507","value":9654712,"shares":125207,"shareType":"SH","priorValue":8540924,"priorShares":126476},{"issuer":"CME GROUP INC","titleOfClass":"COM","cusip":"12572Q105","value":9499002,"shares":43015,"shareType":"SH","priorValue":12910930,"priorShares":43714},{"issuer":"ISHARES TR","titleOfClass":"ISHARES SEMICDTR","cusip":"464287523","value":8916816,"shares":13916,"shareType":"SH"},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":8711883,"shares":24058,"shareType":"SH","priorValue":8905675,"priorShares":25311},{"issuer":"INTUIT","titleOfClass":"COM","cusip":"461202103","value":8647713,"shares":33133,"shareType":"SH","priorValue":14301401,"priorShares":33076},{"issuer":"DANAHER CORP DEL","titleOfClass":"COM","cusip":"235851102","value":8407216,"shares":44137,"shareType":"SH","priorValue":8354724,"priorShares":44065},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":8101366,"shares":135724,"shareType":"SH","priorValue":7299020,"priorShares":135042},{"issuer":"WEC ENERGY GROUP INC","titleOfClass":"COM","cusip":"92939U106","value":7626949,"shares":65316,"shareType":"SH","priorValue":7963587,"priorShares":68788},{"issuer":"PHILLIPS 66","titleOfClass":"COM","cusip":"718546104","value":6713483,"shares":39713,"shareType":"SH","priorValue":7587250,"priorShares":41647},{"issuer":"US BANCORP","titleOfClass":"COM NEW","cusip":"902973304","value":6636027,"shares":109868,"shareType":"SH","priorValue":5995869,"priorShares":115283},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":6444402,"shares":152206,"shareType":"SH","priorValue":7926379,"priorShares":157896},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":6188989,"shares":86863,"shareType":"SH","priorValue":5532731,"priorShares":86341},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":5795716,"shares":66033,"shareType":"SH","priorValue":6540517,"priorShares":70419},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":4930176,"shares":6602,"shareType":"SH","priorValue":4409305,"priorShares":6780},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":4899777,"shares":25825,"shareType":"SH","priorValue":5170106,"priorShares":26802},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":4229838,"shares":204340,"shareType":"SH","priorValue":6164347,"priorShares":212637},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":3769324,"shares":10668,"shareType":"SH","priorValue":3082311,"priorShares":10745},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":3479511,"shares":11581,"shareType":"SH","priorValue":2939544,"priorShares":11853},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":3218998,"shares":9360,"shareType":"SH","priorValue":2850730,"priorShares":9539},{"issuer":"ALTRIA GROUP INC","titleOfClass":"COM","cusip":"02209S103","value":2875554,"shares":39966,"shareType":"SH","priorValue":2637356,"priorShares":39966},{"issuer":"CARLISLE COS INC","titleOfClass":"COM","cusip":"142339100","value":2561378,"shares":7061,"shareType":"SH","priorValue":8336163,"priorShares":24987},{"issuer":"ISHARES TR","titleOfClass":"RUS MID CAP ETF","cusip":"464287499","value":2507022,"shares":22725,"shareType":"SH","priorValue":2275085,"priorShares":23399},{"issuer":"GALLAGHER ARTHUR J & CO","titleOfClass":"COM","cusip":"363576109","value":2251852,"shares":9809,"shareType":"SH","priorValue":4785335,"priorShares":22095},{"issuer":"MICROCHIP TECHNOLOGY INC.","titleOfClass":"COM","cusip":"595017104","value":2039779,"shares":22366,"shareType":"SH","priorValue":1445067,"priorShares":22366},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":1334386,"shares":45341,"shareType":"SH","priorValue":1165902,"priorShares":45472},{"issuer":"AMERIPRISE FINL INC","titleOfClass":"COM","cusip":"03076C106","value":1282234,"shares":2795,"shareType":"SH","priorValue":12900488,"priorShares":29029},{"issuer":"FASTENAL CO","titleOfClass":"COM","cusip":"311900104","value":1203055,"shares":25048,"shareType":"SH","priorValue":1162227,"priorShares":25048},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":1180549,"shares":13705,"shareType":"SH","priorValue":1011606,"priorShares":2316},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":958737,"shares":3775,"shareType":"SH","priorValue":964560,"priorShares":3946},{"issuer":"ISHARES TR","titleOfClass":"MSCI EAFE ETF","cusip":"464287465","value":929207,"shares":8945,"shareType":"SH","priorValue":883397,"priorShares":9095},{"issuer":"ISHARES TR","titleOfClass":"SELECT DIVID ETF","cusip":"464287168","value":871998,"shares":5579,"shareType":"SH","priorValue":859857,"priorShares":5679},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL A","cusip":"084670108","value":748850,"shares":1,"shareType":"SH","priorValue":718140,"priorShares":1},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":735102,"shares":1946,"shareType":"SH","priorValue":614377,"priorShares":1985},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":599757,"shares":3148,"shareType":"SH","priorValue":855743,"priorShares":6439},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":570315,"shares":591,"shareType":"SH","priorValue":246417,"priorShares":629},{"issuer":"ILLINOIS TOOL WKS INC","titleOfClass":"COM","cusip":"452308109","value":478461,"shares":1769,"shareType":"SH","priorValue":474509,"priorShares":1823},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":468198,"shares":14765,"shareType":"SH","priorValue":450290,"priorShares":14677},{"issuer":"ISHARES TR","titleOfClass":"ULTRA SHORT DUR","cusip":"46434V878","value":373938,"shares":7393,"shareType":"SH","priorValue":374234,"priorShares":7393},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":368208,"shares":3251,"shareType":"SH","priorValue":404034,"priorShares":3251},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US AGGREGATE B","cusip":"808524839","value":354444,"shares":15324,"shareType":"SH","priorValue":343052,"priorShares":14774},{"issuer":"SALESFORCE INC","titleOfClass":"COM","cusip":"79466L302","value":313321,"shares":2000,"shareType":"SH","priorValue":373341,"priorShares":2000},{"issuer":"XCEL ENERGY INC","titleOfClass":"COM","cusip":"98389B100","value":284342,"shares":3541,"shareType":"SH","priorValue":281297,"priorShares":3541},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":281334,"shares":820,"shareType":"SH","priorValue":335789,"priorShares":1111},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US BRD MKT ETF","cusip":"808524102","value":277031,"shares":9566,"shareType":"SH","priorValue":240107,"priorShares":9566},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":257706,"shares":242,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US SML CAP ETF","cusip":"808524607","value":257282,"shares":7121,"shareType":"SH","priorValue":207399,"priorShares":7132},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":246096,"shares":1800,"shareType":"SH","priorValue":305388,"priorShares":1800},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":241031,"shares":580,"shareType":"SH"},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":222393,"shares":302,"shareType":"SH"},{"issuer":"POLARIS INC","titleOfClass":"COM","cusip":"731068102","value":208022,"shares":3039,"shareType":"SH","priorValue":218856,"priorShares":4016}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}