{"url":"https://nivawealth.com/firms/allegiance-financial-advisors-127293","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/127293","regulatoryAum":181937021,"crd":"127293","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4800525","suffix":null,"lastName":"BARRETT","firstName":"BRENDA","middleName":"ANNE"},{"crd":"1637561","suffix":null,"lastName":"BROOKS","firstName":"ERIK","middleName":"BAKER"},{"crd":"6715855","suffix":null,"lastName":"Della Porta","firstName":"Michael","middleName":"G"},{"crd":"1572372","suffix":null,"lastName":"DELLAPORTA","firstName":"ALFRED","middleName":"CHARLES"},{"crd":"2615850","suffix":null,"lastName":"MALTESE","firstName":"JOSEPH","middleName":"JAMES"},{"crd":"3098503","suffix":null,"lastName":"OSHEA","firstName":"CHRISTOPHER","middleName":"SAMUEL"},{"crd":"4544032","suffix":null,"lastName":"TOTON","firstName":"TAMMARA","middleName":"ANN"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-26","regulatoryAum":107770833,"clients":218,"employees":6,"offices":1},{"filedOn":"2022-03-04","regulatoryAum":135272522,"clients":269,"employees":7,"offices":1},{"filedOn":"2023-03-16","regulatoryAum":117058843,"clients":290,"employees":7,"offices":1},{"filedOn":"2024-02-26","regulatoryAum":130566701,"clients":238,"employees":7,"offices":1},{"filedOn":"2025-02-13","regulatoryAum":154045384,"clients":311,"employees":7,"offices":1},{"filedOn":"2026-02-10","regulatoryAum":181937021,"clients":338,"employees":7,"offices":1}],"secFileNumber":"801-121302","legalName":"Allegiance Financial Advisors, Inc.","displayName":"Allegiance Financial Advisors","slug":"allegiance-financial-advisors-127293","website":"https://allegianceadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"3112 St. Johns Bluff Road South","city":"Jacksonville","state":"FL","stateName":"Florida","country":"United States","postalCode":"32246-3712"},"tradeNames":[],"registration":{"secApproved":"27 May 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":515564.66964285716,"staff":{"employees":7,"advisory":6,"brokerDealerReps":7,"insuranceAgents":7,"promoters":0},"aum":{"regulatory":181937021,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":181937021,"nonDiscretionaryAccounts":480,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":239,"regulatoryAum":57357025},{"label":"High-net-worth individuals","clients":97,"regulatoryAum":115872704},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":8628504},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":78788}],"feePrograms":[{"role":"main","program":"Investment supervisory services (model portfolios)","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1.75,"from":0},{"to":750000,"pct":1.5,"from":250000},{"to":1250000,"pct":1.25,"from":750000},{"to":null,"pct":1,"from":1250000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007919","versionId":1007919,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-10","documentName":"ADV FORM PART 2A BROCHURE","fee_rate_low":1,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":50000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Consulting is billed at $200 an hour or as a fixed fee typically $500 to $4,000, with the total hours estimated at the start of the relationship.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007919","versionId":1007919,"submittedOn":"2026-02-10","documentName":"ADV FORM PART 2A BROCHURE"},{"role":"other","program":"Financial planning","summary":"Financial planning is billed at $200 an hour or as a fixed fee typically $500 to $4,000 for a comprehensive plan; any advance payment is capped at $500 and hourly work is billed monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007919","versionId":1007919,"submittedOn":"2026-02-10","documentName":"ADV FORM PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:53:42.593893+00:00","documents":[{"name":"ADV FORM PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007919","versionId":1007919,"submittedOn":"2026-02-10"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":181937021}],"custodyNote":"Allegiance Financial Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alfred Dellaporta","title":"President","crd":"1572372"},{"name":"Tammara Toton","title":"Chief Compliance Officer","crd":"4544032"}],"ownership":[{"label":"Alfred Dellaporta","detail":"President in the 75% or more ownership band and a control person, since March 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3112 St. Johns Bluff Road South","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-642-4401","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"10 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/127293/PDF/127293.pdf","brochureDate":"10 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007919","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Allegiance Financial Advisors have?","answer":"Allegiance Financial Advisors has 338 clients and manages $182 million for them, as of February 2026. They include 239 individual clients, 97 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Allegiance Financial Advisors offer?","answer":"Allegiance Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Allegiance Financial Advisors charge?","answer":"Allegiance Financial Advisors charges 1.00%–1.75% a year for its Investment supervisory services (model portfolios). Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $50,000.","source":"ADV FORM PART 2A BROCHURE, filed 10 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Allegiance Financial Advisors use?","answer":"Allegiance Financial Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $182M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Allegiance Financial Advisors have?","answer":"Allegiance Financial Advisors has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Allegiance Financial Advisors invest in?","answer":"At the end of its last fiscal year, Allegiance Financial Advisors’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents and 6% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Allegiance Financial Advisors have a minimum investment?","answer":"Yes, Allegiance Financial Advisors’ minimum account size for its Investment supervisory services (model portfolios) is $50K.","source":"ADV FORM PART 2A BROCHURE, filed 10 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Allegiance Financial Advisors?","answer":"Allegiance Financial Advisors’ direct owner is Alfred Dellaporta (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Allegiance Financial Advisors get paid?","answer":"Allegiance Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Allegiance Financial Advisors?","answer":"Allegiance Financial Advisors’ main office is at 3112 St. Johns Bluff Road South, Jacksonville, FL 32246-3712. Its phone number is 904-642-4401. Its website is allegianceadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}