{"url":"https://nivawealth.com/firms/align-private-capital-304506","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304506","regulatoryAum":226201990,"crd":"304506","history":[{"filedOn":"2021-06-29","regulatoryAum":240664059,"clients":1,"employees":3,"offices":2},{"filedOn":"2022-07-08","regulatoryAum":216564343,"clients":2,"employees":5,"offices":2},{"filedOn":"2023-06-28","regulatoryAum":148045578,"clients":1,"employees":5,"offices":2},{"filedOn":"2024-06-25","regulatoryAum":125341727,"clients":1,"employees":5,"offices":2},{"filedOn":"2025-06-23","regulatoryAum":176793729,"clients":1,"employees":6,"offices":3},{"filedOn":"2026-06-29","regulatoryAum":226201990,"clients":2,"employees":6,"offices":2}],"secFileNumber":"801-117483","legalName":"Align Private Capital","displayName":"Align Private Capital","slug":"align-private-capital-304506","website":"https://alignprivatecapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/304506/479eb7c9562628b1-r1.webp","tone":"light","width":901,"height":200,"sourceUrl":"https://alignprivatecapital.com/","sourceLabel":"Align Private Capital, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2 N Tamiami Trail, Suite 312","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34236"},"tradeNames":[],"registration":{"secApproved":"11 October 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":226201990,"discretionary":23816244,"discretionaryAccounts":1,"nonDiscretionary":202385746,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":224953322},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1248668}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Bank of New York Mellon Corp","shortName":"The Bank of New York Mellon","location":"Pittsburgh, PA","smaAssets":1248668}],"custodyNote":"Align Private Capital has custody of $226M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Mark Mattheys","title":"Chief Operating Officer","crd":"2946820"},{"name":"Tara Horne","title":"Chief Compliance Officer","crd":"6090958"},{"name":"Robert Blabey","title":"Managing Member","crd":"2754291"},{"name":"Anna Nekoranec","title":"Managing Member/ CEO","crd":"2081545"}],"ownership":[{"label":"Ghent LLC","detail":"Managing member in the 75% or more ownership band and a control person, since July 2014."},{"label":"Sirena Management","detail":"Member in the 10% to 25% ownership band and a control person, since July 2014."},{"label":"Anna Nekoranec","detail":"Indirect owner: a managing member of Ghent LLC in the 50% to 75% band and a control person, since July 2014.","parent":"Ghent LLC"},{"label":"Robert Blabey","detail":"Indirect owner: a managing member of Ghent LLC in the 25% to 50% band and a control person, since July 2014.","parent":"Ghent LLC"},{"label":"David Shoemaker","detail":"Indirect owner: a managing member of Sirena Management in the 75% or more band and a control person, since July 2014.","parent":"Sirena Management"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"2 N Tamiami Trail, Suite 312","city":"Sarasota","headquarters":true},{"street":"1333 Third Avenue South","city":"Naples"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-365-9073","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":2},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304506/PDF/304506.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Align Private Capital have?","answer":"Align Private Capital has 2 clients and manages $226 million for them, as of June 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Align Private Capital offer?","answer":"Align Private Capital provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Align Private Capital use?","answer":"Align Private Capital’s separately managed account assets are held at The Bank of New York Mellon Corp (Pittsburgh, PA), with $1.25M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Align Private Capital have?","answer":"Align Private Capital has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Align Private Capital invest in?","answer":"At the end of its last fiscal year, Align Private Capital’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Align Private Capital?","answer":"Align Private Capital is owned through holding companies by Anna Nekoranec, Robert Blabey and David Shoemaker. Its direct owners are Ghent LLC (75% or more) and Sirena Management (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Align Private Capital get paid?","answer":"Align Private Capital is paid through fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Align Private Capital?","answer":"Align Private Capital’s main office is at 2 N Tamiami Trail, Suite 312, Sarasota, FL 34236. Its phone number is 917-365-9073. Its website is alignprivatecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}