{"url":"https://nivawealth.com/firms/alight-financial-advisors-158744","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158744","regulatoryAum":35054902000,"crd":"158744","secFileNumber":"801-72679","legalName":"Alight Financial Advisors, LLC","displayName":"Alight Financial Advisors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9300 Harris Corners Parkway, Suite 105","city":"Charlotte","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28269"},"tradeNames":[],"registration":{"secApproved":"13 September 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":70,"advisory":60,"brokerDealerReps":45,"insuranceAgents":7,"promoters":0},"aum":{"discretionary":35054902000,"discretionaryAccounts":195957,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":35054902000,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":195957,"regulatoryAum":35054902000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Alight Financial Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeremy Fritz","title":"Chief Executive Officer / Managing Member","crd":"3261871"},{"name":"Matthew Chotkowski","title":"Chief Compliance Officer","crd":"5233117"}],"ownership":[{"label":"Alight Solutions, LLC","detail":"Owner in the 75% or more ownership band and a control person, since May 2017."},{"label":"Tempo Acquisition, LLC","detail":"Indirect owner: a sole member of Alight Solutions, LLC in the 75% or more band and a control person, since May 2017.","parent":"Alight Solutions, LLC"},{"label":"Tempo Intermediate Holding Company II, LLC","detail":"Indirect owner: a sole member of Tempo Acquisition, LLC in the 75% or more band and a control person, since May 2017.","parent":"Tempo Acquisition, LLC"},{"label":"Alight Holding Company, LLC","detail":"Indirect owner: a sole member of Tempo Intermediate Holding Company I, LLC in the 25% to 50% band and a control person, since May 2017.","parent":"Tempo Intermediate Holding Company I, LLC"},{"label":"Foley Trasimene Acquisition Corp","detail":"Indirect owner: a owner of Alight Holding Company, LLC in the 50% to 75% band, since July 2021.","parent":"Alight Holding Company, LLC"},{"label":"Alight, Inc","detail":"Indirect owner: a owner of Foley Trasimene Acquisition Corp in the 75% or more band and a control person, since July 2021.","parent":"Foley Trasimene Acquisition Corp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"9300 Harris Corners Parkway, Suite 105","city":"Charlotte","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-560-7256","stateRegisteredReps":45,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158744/PDF/158744.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alight Financial Advisors have?","answer":"Alight Financial Advisors has 195,957 clients and manages $35.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alight Financial Advisors offer?","answer":"Alight Financial Advisors provides financial planning, portfolio management for individuals and small businesses and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Alight Financial Advisors have?","answer":"Alight Financial Advisors has 45 investment adviser representatives registered with state securities authorities, out of 70 employees, and 60 perform investment advisory functions. 45 are registered representatives of a broker-dealer and 7 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alight Financial Advisors invest in?","answer":"At the end of its last fiscal year, Alight Financial Advisors’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alight Financial Advisors?","answer":"Alight Financial Advisors is owned through a chain of holding companies by Tempo Intermediate Holding Company II, LLC and Alight, Inc. Its direct owners are Alight Solutions, LLC (75% or more) and Alight Holding Company, LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alight Financial Advisors get paid?","answer":"Alight Financial Advisors is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}