{"url":"https://nivawealth.com/firms/albitz-miloe-and-associates-104777","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104777","regulatoryAum":820648864,"crd":"104777","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4835392","suffix":null,"lastName":"ALBITZ","firstName":"CLETE","middleName":"PHILIP"},{"crd":"1036689","suffix":null,"lastName":"ALBITZ","firstName":"PHILIP","middleName":"JOSEPH"},{"crd":"5856837","suffix":null,"lastName":"ALBITZ","firstName":"VANCE","middleName":"PHILIP"},{"crd":"2856888","suffix":null,"lastName":"MILOE","firstName":"PAUL","middleName":"KURTIS"},{"crd":"4479690","suffix":null,"lastName":"SALGUERO","firstName":"SYLVIA","middleName":"F"},{"crd":"3138607","suffix":null,"lastName":"STRONG","firstName":"CHRISTOPHER","middleName":"ARTHUR"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":477501746,"clients":516,"employees":5,"offices":1},{"filedOn":"2022-03-08","regulatoryAum":576008815,"clients":555,"employees":5,"offices":1},{"filedOn":"2023-05-25","regulatoryAum":534717392,"clients":587,"employees":5,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":605514625,"clients":606,"employees":5,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":703538620,"clients":618,"employees":5,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":820648864,"clients":657,"employees":5,"offices":1}],"secFileNumber":"801-22365","legalName":"Albitz/Miloe and Associates, Inc.","displayName":"Albitz/Miloe and Associates","slug":"albitz-miloe-and-associates-104777","website":"https://albitzmiloe.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/104777/7da7f6147e0c1d4d-r1.webp","tone":"dark","width":1709,"height":200,"sourceUrl":"https://www.albitzmiloe.com/","sourceLabel":"Albitz/miloe and Associates, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1988","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"23133 Hawthorne BLVD., Ste 305","city":"Torrance","state":"CA","stateName":"California","country":"United States","postalCode":"90505"},"tradeNames":[],"registration":{"secApproved":"19 October 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1237827.3698630137,"staff":{"employees":5,"advisory":5,"brokerDealerReps":5,"insuranceAgents":3,"promoters":1},"aum":{"regulatory":820648864,"discretionary":818688615,"discretionaryAccounts":1391,"nonDiscretionary":1960249,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":445,"regulatoryAum":179981119},{"label":"High-net-worth individuals","clients":212,"regulatoryAum":633271463},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1435011},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":4221556},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1739715}],"feePrograms":[{"role":"other","program":"CAM managed account fee","summary":"Maximum annual fee of 1.00% for accounts up to $500,000; negotiated for $500,001 and higher.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025791","versionId":1025791,"submittedOn":"2026-03-25","documentName":"ALBITZ/MILOE & ASSOCIATES, INC. CRS+ADV PART 2A BROCHURE & 2B SUPPLEMENTS"},{"role":"other","program":"GVA managed account fee","summary":"Negotiated annual fee billed quarterly in arrears. Maximum 1.50% for accounts up to $500,000 and 1.25% for $500,001 to $1,000,000; negotiated above $1,000,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025791","versionId":1025791,"submittedOn":"2026-03-25","documentName":"ALBITZ/MILOE & ASSOCIATES, INC. CRS+ADV PART 2A BROCHURE & 2B SUPPLEMENTS"},{"role":"other","program":"Quarterly Report Advisory Service","summary":"Hourly fees start at $250 an hour, or flat fees of $125 to $1,000 per quarter, negotiated before the work is done.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025791","versionId":1025791,"submittedOn":"2026-03-25","documentName":"ALBITZ/MILOE & ASSOCIATES, INC. CRS+ADV PART 2A BROCHURE & 2B SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:51:02.017091+00:00","documents":[{"name":"ALBITZ/MILOE & ASSOCIATES, INC. CRS+ADV PART 2A BROCHURE & 2B SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025791","versionId":1025791,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":810209429}],"custodyNote":"Albitz/Miloe and Associates has custody of client assets.","leadership":[{"name":"Philip Albitz","title":"President and CEO","crd":"1036689"},{"name":"Vance Albitz","title":"Vice President","crd":"5856837"},{"name":"Clete Albitz","title":"Co-Senior Vice President","crd":"4835392"},{"name":"Paul Miloe","title":"Co-Senior Vice","crd":"2856888"}],"ownership":[{"label":"Philip Albitz","detail":"President and ceo in the 25% to 50% ownership band and a control person, since December 2020."},{"label":"Clete Albitz","detail":"Co-senior vice president in the 25% to 50% ownership band and a control person, since January 2022."},{"label":"Vance Albitz","detail":"Vice president in the 25% to 50% ownership band, since January 2022."},{"label":"Paul Miloe","detail":"Co-senior vice in the 25% to 50% ownership band and a control person, since January 2022."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"23133 Hawthorne BLVD., Ste 305","city":"Torrance","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-373-8861","stateRegisteredReps":5,"otherAdviserReps":5,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104777/PDF/104777.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025791","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Albitz/Miloe and Associates have?","answer":"Albitz/Miloe and Associates has 657 clients and manages $821 million for them, as of March 2026. They include 445 individual clients and 212 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Albitz/Miloe and Associates offer?","answer":"Albitz/Miloe and Associates provides portfolio management for individuals and small businesses, pension consulting, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Albitz/Miloe and Associates use?","answer":"Albitz/Miloe and Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $810M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Albitz/Miloe and Associates have?","answer":"Albitz/Miloe and Associates has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Albitz/Miloe and Associates invest in?","answer":"At the end of its last fiscal year, Albitz/Miloe and Associates’ separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 15% U.S. government and agency bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Albitz/Miloe and Associates?","answer":"Albitz/Miloe and Associates’ direct owners are Philip Albitz, Clete Albitz, Vance Albitz and Paul Miloe, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Albitz/Miloe and Associates get paid?","answer":"Albitz/Miloe and Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Albitz/Miloe and Associates registered with the SEC?","answer":"Yes, Albitz/Miloe and Associates has been registered with the SEC as an investment adviser since 19 October 1984. Its CRD number is 104777 and its SEC file number is 801-22365.","source":"Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Albitz/Miloe and Associates?","answer":"Albitz/Miloe and Associates’ main office is at 23133 Hawthorne BLVD., Ste 305, Torrance, CA 90505. Its phone number is 310-373-8861. Its website is albitzmiloe.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}