{"url":"https://nivawealth.com/firms/albion-river-management-322098","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322098","regulatoryAum":2062247355,"crd":"322098","secFileNumber":"801-133960","legalName":"Albion River Management LLC","displayName":"Albion River Management","slug":"albion-river-management-322098","website":"https://albionriver.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/322098/4c81c6c083e6de44-r1.webp","tone":"light","width":1605,"height":200,"sourceUrl":"https://albionriver.com/","sourceLabel":"Albion River, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/albion-&-heath-llc","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2600 Tower Oaks Boulevard, Suite 620","city":"Rockville","state":"MD","stateName":"Maryland","country":"United States","postalCode":"20852"},"tradeNames":[],"registration":{"secApproved":"13 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2062247355,"discretionary":2062247355,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":2062247355}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Albion River Management has custody of $1.79B in client assets for 1 client.","leadership":[{"name":"Mark Schneiderman","title":"Chief Compliance Officer","crd":"7783599"},{"name":"Darren Farber","title":"Managing Partner","crd":"7783593"},{"name":"Mark Schneiderman","title":"Chief Legal Officer","crd":"7783599"}],"ownership":[{"label":"Darren Farber","detail":"Managing partner in the 75% or more ownership band and a control person, since February 2013."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"2600 Tower Oaks Boulevard, Suite 620","city":"Rockville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"15713215328","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"11 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322098/PDF/322098.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Albion River Management have?","answer":"Albion River Management has 2 clients and manages $2.06 billion for them, as of May 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Albion River Management offer?","answer":"Albion River Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Albion River Management have?","answer":"Albion River Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Albion River Management?","answer":"Albion River Management’s direct owner is Darren Farber (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Albion River Management get paid?","answer":"Albion River Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Albion River Management registered with the SEC?","answer":"Yes, Albion River Management has been registered with the SEC as an investment adviser since 13 August 2025. Its CRD number is 322098 and its SEC file number is 801-133960.","source":"Form ADV Part 1A, Item 1, filed 11 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Albion River Management?","answer":"Albion River Management’s main office is at 2600 Tower Oaks Boulevard, Suite 620, Rockville, MD 20852. Its phone number is 15713215328. Its website is albionriver.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}