{"url":"https://nivawealth.com/firms/albion-management-group-105957","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105957","regulatoryAum":2013640676,"crd":"105957","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4347941","suffix":null,"lastName":"BARRON","firstName":"CATHERINE","middleName":"TURNBULL"},{"crd":"6723664","suffix":null,"lastName":"Bernhard","firstName":"Elizabeth","middleName":"Ada"},{"crd":"1252937","suffix":null,"lastName":"BIRD","firstName":"JOHN","middleName":"QUINCY"},{"crd":"6727960","suffix":null,"lastName":"Bird","firstName":"Sarah","middleName":"Rebecca"},{"crd":"4605856","suffix":null,"lastName":"BITON","firstName":"JOSE","middleName":null},{"crd":"7189428","suffix":null,"lastName":"Buxton","firstName":"Michelle","middleName":"C"},{"crd":"7517773","suffix":null,"lastName":"Curtis","firstName":"Bradley","middleName":"Kitt"},{"crd":"6558217","suffix":null,"lastName":"GREGORY","firstName":"DANIELLE","middleName":"L"},{"crd":"7503640","suffix":null,"lastName":"HEAVY","firstName":"HEATH","middleName":"D"},{"crd":"7021590","suffix":null,"lastName":"Joseph","firstName":"Walter","middleName":"Hanz"},{"crd":"4965799","suffix":"MS.","lastName":"KERR","firstName":"CARRIE","middleName":"ANN"},{"crd":"1252930","suffix":null,"lastName":"LEVITT","firstName":"WILLIAM","middleName":"TOBIAS"},{"crd":"6058604","suffix":null,"lastName":"LUNDERGAN","firstName":"PATRICK","middleName":"KLEIN"},{"crd":"6170296","suffix":null,"lastName":"Riley","firstName":"Zachary","middleName":null},{"crd":"5848104","suffix":null,"lastName":"WARE","firstName":"JASON","middleName":null},{"crd":"7503666","suffix":null,"lastName":"Watson","firstName":"Jackson","middleName":"George"},{"crd":"8135934","suffix":null,"lastName":"Wilkinson","firstName":"Bo","middleName":null}],"total":17,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":1427276329,"clients":759,"employees":27,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":1669373318,"clients":776,"employees":27,"offices":1},{"filedOn":"2023-07-18","regulatoryAum":1409105915,"clients":786,"employees":32,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":1597683119,"clients":769,"employees":30,"offices":1},{"filedOn":"2025-07-18","regulatoryAum":1858123409,"clients":757,"employees":30,"offices":1},{"filedOn":"2026-06-24","regulatoryAum":2013640676,"clients":737,"employees":31,"offices":1}],"secFileNumber":"801-18270","legalName":"Albion Management Group","displayName":"Albion Management Group","slug":"albion-management-group-105957","website":"https://albionfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1982","organization":"Utah corporation","fiscalYearEnd":"December","headquarters":{"street":"812 East 2100 South","city":"Salt Lake City","state":"UT","stateName":"Utah","country":"United States","postalCode":"84106"},"tradeNames":["Dba Albion Financial Group"],"registration":{"secApproved":"10 February 1983","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2684227.308864266,"staff":{"employees":31,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2013640676,"discretionary":1912848051,"discretionaryAccounts":1948,"nonDiscretionary":100792625,"nonDiscretionaryAccounts":350,"wrapProgram":9177656,"nonUsClientsPct":0,"nonAumClients":737},"clientTypes":[{"label":"Individuals (other than HNW)","clients":457,"regulatoryAum":403398188},{"label":"High-net-worth individuals","clients":265,"regulatoryAum":1534613929},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":4158346},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":33855798},{"label":"Charitable organizations","clients":8,"regulatoryAum":37614415}],"feePrograms":[{"role":"other","program":"Financial consulting services","summary":"Hourly rates generally $250 to $500 per hour; fixed fees $2,500 to $50,000 depending on scope; negotiable, under a written agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026020","versionId":1026020,"submittedOn":"2026-03-25","documentName":"ADV NARATIVE 3-28-2024"},{"role":"other","program":"Retirement plan services","summary":"Plan sponsors are charged an annual fee on plan assets under the asset management schedule; the fee is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026020","versionId":1026020,"submittedOn":"2026-03-25","documentName":"ADV NARATIVE 3-28-2024"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T03:59:25.088413+00:00","documents":[{"name":"ADV NARATIVE 3-28-2024","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026020","versionId":1026020,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":1669096154},{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":244946029}],"custodyNote":"Albion Management Group has custody of $480M in client assets for 214 clients.","leadership":[{"name":"Elizabeth Bernhard","title":"President","crd":"6723664"},{"name":"Ryan Jacobs","title":"Chief Compliance Officer","crd":"4587978"},{"name":"William Levitt","title":"Member of Board of Directors","crd":"1252930"},{"name":"John Bird","title":"Chairman, CEO","crd":"1252937"}],"ownership":[{"label":"William Levitt","detail":"Member of board of directors in the 50% to 75% ownership band and a control person, since January 2020."},{"label":"John Bird","detail":"Chairman, ceo in the 25% to 50% ownership band and a control person, since January 2020."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"812 East 2100 South","city":"Salt Lake City","headquarters":true}]}],"brochureServices":["retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-487-3700","stateRegisteredReps":15,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"500","assetMix":[{"label":"Exchange-traded equity securities","percent":81},{"label":"Non-exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":3},"sources":{"adv1FilingDate":"24 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105957/PDF/105957.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026020","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Albion Management Group have?","answer":"Albion Management Group has 737 clients and manages $2.01 billion for them, as of June 2026. They include 457 individual clients, 265 high-net-worth individuals and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Albion Management Group offer?","answer":"Albion Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Albion Management Group use?","answer":"Albion Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.67B and Fidelity Distributors Company LLC (Smithfield, RI), with $245M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Albion Management Group have?","answer":"Albion Management Group has 15 investment adviser representatives registered with state securities authorities, out of 31 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Albion Management Group invest in?","answer":"At the end of its last fiscal year, Albion Management Group’s separately managed accounts held 81% exchange-traded equities, 7% non-exchange-traded equities, 4% investment grade corporate bonds, 4% cash and equivalents, 3% state and local bonds and 1% U.S. government and agency bonds. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Albion Management Group?","answer":"Albion Management Group’s direct owners are William Levitt (50% to 75%) and John Bird (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Albion Management Group get paid?","answer":"Albion Management Group is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Albion Management Group registered with the SEC?","answer":"Yes, Albion Management Group has been registered with the SEC as an investment adviser since 10 February 1983. Its CRD number is 105957 and its SEC file number is 801-18270.","source":"Form ADV Part 1A, Item 1, filed 24 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Albion Management Group?","answer":"Albion Management Group’s main office is at 812 East 2100 South, Salt Lake City, UT 84106. Its phone number is 801-487-3700. Its website is albionfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}