{"url":"https://nivawealth.com/firms/alan-d-biller-and-associates-105283","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105283","regulatoryAum":65069635580,"crd":"105283","secFileNumber":"801-48432","legalName":"Alan D Biller & Associates, Inc.","displayName":"Alan D Biller & Associates","website":null,"linkedinUrl":"https://www.linkedin.com/company/alan-biller-and-associates/","founded":null,"organization":"California corporation","fiscalYearEnd":"October","headquarters":{"street":"535 Middlefield RD., Suite 230","city":"Menlo Park","state":"CA","stateName":"California","country":"United States","postalCode":"94025"},"tradeNames":["Alan Biller and Associates"],"registration":{"secApproved":"8 February 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":51,"advisory":24,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":65069635580,"discretionaryAccounts":52,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":93},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":25,"regulatoryAum":56792031428},{"label":"Charitable organizations","clients":1,"regulatoryAum":4081969},{"label":"Other","clients":25,"regulatoryAum":8273522183}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Bank of New York Mellon Institutional Bank","shortName":"The Bank of New York Mellon Institutional Bank","location":"Pittsburgh, PA","smaAssets":43124564106}],"custodyNote":"Alan D Biller & Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alan Biller","title":"Chairman, Chief Financial Officer, Chief Executive Officer","crd":"1217836"},{"name":"Jennifer Newell","title":"Chief Executive Officer","crd":"1555213"},{"name":"Asad Ali","title":"President","crd":"4673590"},{"name":"Aileen Burrows","title":"Chief Operating Officer","crd":"4575191"},{"name":"Simon Lim","title":"Chief Compliance Officer","crd":"2655255"},{"name":"Ralph Goldsticker","title":"Chief Investment Officer","crd":"1281043"},{"name":"Nancy Melton","title":"Vice Chair","crd":"1246671"}],"ownership":[{"label":"Alan Biller","detail":"Chairman, chief financial officer, chief executive officer in the 25% to 50% ownership band and a control person, since November 1982."},{"label":"Nancy Melton","detail":"Vice chair in the 25% to 50% ownership band and a control person, since October 1991."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"535 Middlefield RD., Suite 230","city":"Menlo Park","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-328-7283","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":65},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"26 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105283/PDF/105283.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alan D Biller & Associates have?","answer":"Alan D Biller & Associates has 51 clients and manages $65.1 billion for them, as of January 2026. They include 25 pension and profit-sharing plans, 25 other clients and 1 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alan D Biller & Associates offer?","answer":"Alan D Biller & Associates provides pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alan D Biller & Associates use?","answer":"Alan D Biller & Associates’ separately managed account assets are held at The Bank of New York Mellon Institutional Bank (Pittsburgh, PA), with $43,124,564,106. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alan D Biller & Associates have?","answer":"Alan D Biller & Associates has 0 investment adviser representatives registered with state securities authorities, out of 51 employees, and 24 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alan D Biller & Associates invest in?","answer":"At the end of its last fiscal year, Alan D Biller & Associates’ separately managed accounts held 65% pooled vehicles (private funds and similar), 29% registered funds (mutual funds, ETFs, BDCs), 3% investment grade corporate bonds, 1% exchange-traded equities, 1% U.S. government and agency bonds and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alan D Biller & Associates?","answer":"Alan D Biller & Associates’ direct owners are Alan Biller and Nancy Melton, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alan D Biller & Associates get paid?","answer":"Alan D Biller & Associates is paid through a percentage of assets under management, hourly charges, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}