{"url":"https://nivawealth.com/firms/alamo-advisors-122290","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122290","regulatoryAum":3867222474,"crd":"122290","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4525810","suffix":null,"lastName":"JOHNSON","firstName":"ROBERT","middleName":"NORMAN"},{"crd":"4527851","suffix":null,"lastName":"PETERSON","firstName":"DANIEL","middleName":"WILLIAM"},{"crd":"5367579","suffix":"JR.","lastName":"RIZZO","firstName":"JOHN","middleName":"JOSEPH"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-24","regulatoryAum":3576705559,"clients":227,"employees":10,"offices":1},{"filedOn":"2022-03-08","regulatoryAum":3832438489,"clients":200,"employees":11,"offices":1},{"filedOn":"2023-03-18","regulatoryAum":3226282803,"clients":208,"employees":11,"offices":1},{"filedOn":"2024-02-12","regulatoryAum":3475405550,"clients":194,"employees":11,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":3782699738,"clients":218,"employees":14,"offices":1},{"filedOn":"2026-03-08","regulatoryAum":3867222474,"clients":242,"employees":15,"offices":1}],"secFileNumber":"801-79870","legalName":"Alamo Advisors, LP","displayName":"Alamo Advisors","slug":"alamo-advisors-122290","website":"https://alamoadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas limited partnership","fiscalYearEnd":"December","headquarters":{"street":"4114 Pond Hill, Suite 201","city":"San Antonio","state":"TX","stateName":"Texas","country":"United States","postalCode":"78231"},"tradeNames":[],"registration":{"secApproved":"14 July 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":14356291.896103896,"staff":{"employees":15,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":3867222474,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":3867222474,"nonDiscretionaryAccounts":984,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":231,"regulatoryAum":3316303428},{"label":"Charitable organizations","clients":11,"regulatoryAum":550919046}],"feePrograms":[{"role":"main","program":"Investment Advisory Service","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":3000000,"pct":0.75,"from":1000000},{"to":5000000,"pct":0.5,"from":3000000},{"to":10000000,"pct":0.35,"from":5000000},{"to":15000000,"pct":0.25,"from":10000000},{"to":null,"pct":0.2,"from":15000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015794","versionId":1015794,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-08","documentName":"ALAMO PART 2A & PART 2B BROCHURE SUPPLEMENTS","fee_rate_low":0.2,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":5000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:29:15.019908+00:00","documents":[{"name":"ALAMO PART 2A & PART 2B BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015794","versionId":1015794,"submittedOn":"2026-03-08"}]},"custodians":[{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"Minneapolis, MN","smaAssets":3203445040},{"name":"Northern Trust","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":660957262},{"name":"Frost Bank","shortName":"Frost Bank","location":"San Antonio, TX","smaAssets":2820172}],"custodyNote":"Alamo Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Johnson","title":"Limited Partner & Chief Compliance Officer","crd":"4525810"},{"name":"Daniel Peterson","title":"Limited Partner","crd":"4527851"},{"name":"John Williams","title":"Limited Partner","crd":"4572257"},{"name":"Angela Garza","title":"Limited Partner","crd":"4572258"},{"name":"William Russell","title":"Limited Partner","crd":"5298514"},{"name":"David Vasquez","title":"Limited Partner","crd":"7870980"},{"name":"John Rizzo","title":"Limited Partner","crd":"5367579"}],"ownership":[{"label":"Robert Johnson","detail":"Limited partner & chief compliance officer in the 50% to 75% ownership band and a control person, since July 2002. Also a president of RNJ Management, LLC in the 75% or more band and a control person, since July 2002."},{"label":"Daniel Peterson","detail":"Limited partner in the 10% to 25% ownership band, since July 2002."},{"label":"John Williams","detail":"Limited partner in the 5% to 10% ownership band, since July 2002."},{"label":"Angela Garza","detail":"Limited partner in the 5% to 10% ownership band, since July 2002."},{"label":"William Russell","detail":"Limited partner in the 5% to 10% ownership band, since November 2004."},{"label":"David Vasquez","detail":"Limited partner in the 5% to 10% ownership band, since January 2022."},{"label":"John Rizzo","detail":"Limited partner in the 5% to 10% ownership band, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"4114 Pond Hill, Suite 201","city":"San Antonio","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"210-404-2211","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":16},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":31},{"label":"Cash and cash equivalents","percent":16}],"privateFunds":0},"sources":{"adv1FilingDate":"8 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/122290/PDF/122290.pdf","brochureDate":"8 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015794","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alamo Advisors have?","answer":"Alamo Advisors has 242 clients and manages $3.87 billion for them, as of March 2026. They include 231 high-net-worth individuals and 11 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alamo Advisors offer?","answer":"Alamo Advisors provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Alamo Advisors charge?","answer":"Alamo Advisors charges 0.20%–1.00% a year for its Investment Advisory Service. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.","source":"ALAMO PART 2A & PART 2B BROCHURE SUPPLEMENTS, filed 8 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Alamo Advisors use?","answer":"Alamo Advisors’ separately managed account assets are held at RBC Capital Markets, LLC (Minneapolis, MN), with $3.2B, Northern Trust (Chicago, IL), with $661M and Frost Bank (San Antonio, TX), with $2.82M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alamo Advisors have?","answer":"Alamo Advisors has 3 investment adviser representatives registered with state securities authorities, out of 15 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alamo Advisors invest in?","answer":"At the end of its last fiscal year, Alamo Advisors’ separately managed accounts held 31% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 16% state and local bonds, 16% cash and equivalents, 6% U.S. government and agency bonds and 4% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Alamo Advisors have a minimum investment?","answer":"Yes, Alamo Advisors’ minimum account size for its Investment Advisory Service is $5M.","source":"ALAMO PART 2A & PART 2B BROCHURE SUPPLEMENTS, filed 8 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Alamo Advisors?","answer":"Alamo Advisors’ direct owners are Robert Johnson (50% to 75%), Daniel Peterson (10% to 25%), John Williams (5% to 10%), Angela Garza (5% to 10%), William Russell (5% to 10%), David Vasquez (5% to 10%) and John Rizzo (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 8 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alamo Advisors get paid?","answer":"Alamo Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Alamo Advisors?","answer":"Alamo Advisors’ main office is at 4114 Pond Hill, Suite 201, San Antonio, TX 78231. Its phone number is 210-404-2211. Its website is alamoadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}