{"url":"https://nivawealth.com/firms/aksia-143422","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143422","regulatoryAum":35204913706,"crd":"143422","secFileNumber":"801-67661","legalName":"Aksia LLC","displayName":"Aksia","website":"http://www.aksia.com","linkedinUrl":"https://www.linkedin.com/company/aksia/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"599 Lexington Avenue, Floor 37","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"22 March 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":177,"advisory":128,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":26350303261,"discretionaryAccounts":45,"nonDiscretionary":8854610445,"nonDiscretionaryAccounts":24,"wrapProgram":null,"nonUsClientsPct":59,"nonAumClients":80},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":9006251787},{"label":"Investment companies","clients":4,"regulatoryAum":1624088744},{"label":"Pooled investment vehicles","clients":31,"regulatoryAum":12079051252},{"label":"Pension and profit-sharing plans","clients":25,"regulatoryAum":3644821056},{"label":"State or municipal government entities","clients":25,"regulatoryAum":2156515788},{"label":"Other investment advisers","clients":10,"regulatoryAum":0},{"label":"Insurance companies","clients":21,"regulatoryAum":3922441353},{"label":"Sovereign wealth funds and foreign official institutions","clients":7,"regulatoryAum":2714926011},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":56817715},{"label":"Other","clients":19,"regulatoryAum":0}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":4143416313},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":7930335358}],"custodyNote":"Aksia has custody of $2.30B for 15 clients.","otherCustodians":[],"leadership":[{"name":"Benjamin Parks","title":"Chief Financial Officer","crd":"7829375"},{"name":"Maya Fishman","title":"Member, General Counsel, Chief Compliance Officer","crd":"6178107"},{"name":"Patrick Adelsbach","title":"Member","crd":"4268945"},{"name":"Michelle Davidson","title":"Member","crd":"2150547"},{"name":"Brian Goldberg","title":"Member","crd":"4812348"},{"name":"Joshua Hemley","title":"Partner","crd":"7599920"},{"name":"Joseph Larucci","title":"Member","crd":"2438686"},{"name":"William Nest","title":"Member","crd":"6021866"},{"name":"Oliver Newton","title":"Member","crd":"6626761"},{"name":"Alexandros Panagiotidis","title":"Member","crd":"5065634"},{"name":"James Vos","title":"CEO, Managing Member","crd":"1689839"},{"name":"Manabu Washio","title":"Member","crd":"2787001"}],"ownership":[{"label":"James Vos","detail":"Ceo, managing member in the 10% to 25% ownership band and a control person, since October 2006."},{"label":"Patrick Adelsbach","detail":"Member in the 5% to 10% ownership band, since October 2006."},{"label":"Manabu Washio","detail":"Member in the 5% to 10% ownership band, since February 2007."},{"label":"Alexandros Panagiotidis","detail":"Member in the 50% to 75% ownership band and a control person, since October 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"1 North Wacker Drive","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"599 Lexington Avenue, Floor 37","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-710-5710","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Derivatives","percent":17},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":78},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":1,"detail":"Direct Private Credit Investments"}],"privateFunds":21},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143422/PDF/143422.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aksia have?","answer":"Aksia has 142 clients and manages $35.2 billion for them, as of September 2026. They include 31 pooled investment vehicles, 25 pension and profit-sharing plans and 25 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aksia offer?","answer":"Aksia provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aksia use?","answer":"Aksia’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $7,930,335,358 and The Northern Trust Company (Chicago, IL), with $4,143,416,313. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aksia have?","answer":"Aksia has 0 investment adviser representatives registered with state securities authorities, out of 177 employees, and 128 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aksia invest in?","answer":"At the end of its last fiscal year, Aksia’s separately managed accounts held 78% pooled vehicles (private funds and similar), 17% derivatives, 3% cash and equivalents and 1% direct private credit investments. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aksia?","answer":"Aksia’s direct owners are James Vos (10% to 25%), Patrick Adelsbach (5% to 10%), Manabu Washio (5% to 10%) and Alexandros Panagiotidis (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aksia get paid?","answer":"Aksia is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}