{"url":"https://nivawealth.com/firms/ahara-advisors-312385","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312385","regulatoryAum":185356924,"crd":"312385","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7333129","suffix":null,"lastName":"Garg","firstName":"Aseem","middleName":null},{"crd":"6092717","suffix":null,"lastName":"Patel","firstName":"Jay","middleName":"M"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-19","regulatoryAum":122361770,"clients":42,"employees":3,"offices":1},{"filedOn":"2026-08-03","regulatoryAum":185356924,"clients":55,"employees":3,"offices":1}],"secFileNumber":"801-131074","legalName":"Ahara Advisors LLC","displayName":"Ahara Advisors","slug":"ahara-advisors-312385","website":"https://aharaadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/312385/306b1ac7bcb285bf-r1.webp","tone":"dark","width":859,"height":200,"sourceUrl":"https://www.aharaadvisors.com/","sourceLabel":"Ahara Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/ahara-advisors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"201 Montgomery St, Ste 263","city":"Jersey City","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07302"},"tradeNames":[],"registration":{"secApproved":"6 September 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3370125.890909091,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":185356924,"discretionary":182723700,"discretionaryAccounts":126,"nonDiscretionary":2633224,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":55,"regulatoryAum":185356924}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053740","versionId":1053740,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-08-03","documentName":"ADV PART 2AB","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Consulting and Support","summary":"Ongoing fee set from estimated hours, negotiable and capped at 1% per annum on net assets, adjusted for inflation; 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They include 55 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ahara Advisors offer?","answer":"Ahara Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ahara Advisors charge?","answer":"Ahara Advisors charges up to 1.00% a year for its Portfolio Management. The fee is billed in arrears and is negotiable.","source":"ADV PART 2AB, filed 3 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ahara Advisors use?","answer":"Ahara Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $153M and Charles Schwab & Co., Inc. (Westlake, TX), with $30.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ahara Advisors have?","answer":"Ahara Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ahara Advisors invest in?","answer":"At the end of its last fiscal year, Ahara Advisors’ separately managed accounts held 31% exchange-traded equities, 25% pooled vehicles (private funds and similar), 20% non-exchange-traded equities, 9% cash and equivalents, 6% U.S. government and agency bonds, 6% registered funds (mutual funds, ETFs, BDCs), 2% state and local bonds and 1% other. The 1% other category is described as: Crypto Currencies. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ahara Advisors?","answer":"Ahara Advisors’ direct owner is Aseem Garg (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ahara Advisors get paid?","answer":"Ahara Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ahara Advisors registered with the SEC?","answer":"Yes, Ahara Advisors has been registered with the SEC as an investment adviser since 6 September 2024. Its CRD number is 312385 and its SEC file number is 801-131074.","source":"Form ADV Part 1A, Item 1, filed 3 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ahara Advisors?","answer":"Ahara Advisors’ main office is at 201 Montgomery St, Ste 263, Jersey City, NJ 07302. Its phone number is 412-908-0844. Its website is aharaadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ahara-advisors-312385/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2116771/000117266126002748/0001172661-26-002748-index.html","totalValue":295904430,"positionCount":56,"top10Share":0.4617426173714263,"top10":[{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":25001339,"shares":67471,"shareType":"SH","priorValue":4509946,"priorShares":12183},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":20935866,"shares":56623,"shareType":"SH","priorValue":16430548,"priorShares":51216},{"issuer":"DISNEY WALT 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