{"url":"https://nivawealth.com/firms/agis-management-172457","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172457","regulatoryAum":220241039,"crd":"172457","history":[{"filedOn":"2021-03-30","regulatoryAum":650000000,"clients":3,"employees":16,"offices":7},{"filedOn":"2022-03-03","regulatoryAum":650000000,"clients":3,"employees":16,"offices":7},{"filedOn":"2023-03-14","regulatoryAum":650000000,"clients":3,"employees":17,"offices":8},{"filedOn":"2024-05-10","regulatoryAum":678484797,"clients":3,"employees":17,"offices":8},{"filedOn":"2025-07-22","regulatoryAum":588062583,"clients":3,"employees":16,"offices":9},{"filedOn":"2026-09-09","regulatoryAum":220241039,"clients":1,"employees":12,"offices":8}],"secFileNumber":"801-106537","legalName":"Agis Management LLC","displayName":"Agis Management","slug":"agis-management-172457","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/agis-capital-llc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"601 Cleveland Street, Suite 330","city":"Clearwater","state":"FL","stateName":"Florida","country":"United States","postalCode":"33755"},"tradeNames":[],"registration":{"secApproved":"13 August 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":12,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":220241039,"discretionary":220241039,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":220241039}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Agis Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Conrad","title":"President","crd":"4372127"},{"name":"Carolyn Bailey","title":"Chief Financial Officer and Chief Compliance Officer","crd":"6008705"},{"name":"Jeffrey Hillberg","title":"Chief Operating Office","crd":"5785910"},{"name":"Kenneth Warlick","title":"Chief Investment Officer","crd":"6399366"}],"ownership":[{"label":"Agis Capital, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since March 2013."},{"label":"Jeffrey Conrad","detail":"Indirect owner: a managing member of Agis Capital, LLC in the 25% to 50% band and a control person, since March 2013.","parent":"Agis Capital, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":4},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2380 W. Monte Vista Avenue","city":"Turlock"}]},{"state":"Florida","offices":1,"addresses":[{"street":"601 Cleveland Street, Suite 330","city":"Clearwater","headquarters":true}]},{"state":"Iowa","offices":1,"addresses":[{"street":"1108 S. 44th Street","city":"Cumming"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"42880 Spinks Ferry Road","city":"Leesburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-350-9894","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172457/PDF/172457.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Agis Management have?","answer":"Agis Management has 1 client and manages $220 million for them, as of September 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Agis Management offer?","answer":"Agis Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Agis Management have?","answer":"Agis Management has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Agis Management?","answer":"Agis Management is owned through a holding company by Jeffrey Conrad. Its direct owner is Agis Capital, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Agis Management get paid?","answer":"Agis Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Agis Management?","answer":"Agis Management’s main office is at 601 Cleveland Street, Suite 330, Clearwater, FL 33755. Its phone number is 617-350-9894.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}