{"url":"https://nivawealth.com/firms/ag-global-advisors-155398","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155398","regulatoryAum":104698536,"crd":"155398","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3192552","suffix":null,"lastName":"GARAYGORDOBIL","firstName":"ARMIDA","middleName":"NMN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":101191644,"clients":14,"employees":1,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":103103962,"clients":14,"employees":1,"offices":1},{"filedOn":"2023-05-18","regulatoryAum":91373513,"clients":16,"employees":1,"offices":1},{"filedOn":"2024-03-13","regulatoryAum":95476001,"clients":15,"employees":1,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":100100637,"clients":13,"employees":1,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":104698536,"clients":13,"employees":1,"offices":1}],"secFileNumber":"801-71972","legalName":"Ag Global Advisors LLC","displayName":"Ag Global Advisors","slug":"ag-global-advisors-155398","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"12 November 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":104698536,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":104698536,"nonDiscretionaryAccounts":14,"wrapProgram":null,"nonUsClientsPct":87,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"High-net-worth individuals","clients":13,"regulatoryAum":104698536},{"label":"Banking or thrift institutions","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"fewerThan5":true,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[{"role":"main","program":"Asset-based fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034977","versionId":1034977,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-31","documentName":"AG GLOBAL ADVISORS LLC BROCHURE","fee_rate_low":0.45,"fee_rate_high":0.45,"fee_negotiable":null,"minimum_account":5000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:14:10.166485+00:00","documents":[{"name":"AG GLOBAL ADVISORS LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034977","versionId":1034977,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":52478128},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":16634101},{"name":"The Pictet Group","shortName":"The Pictet Group","location":"Geneva","smaAssets":34276257}],"custodyNote":"Ag Global Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Armida Garaygordobil","title":"Chief Compliance Officer","crd":"3192552"},{"name":"Armida Garaygordobil","title":"Managing Director / Sole Member","crd":"3192552"}],"ownership":[{"label":"Armida Garaygordobil","detail":"Managing director / sole member in the 75% or more ownership band and a control person, since June 2010. Also chief compliance officer in the 75% or more ownership band and a control person, since September 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"520-822-4709","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. government/agency bonds","percent":17},{"label":"Investment grade corporate bonds","percent":28},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":32},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155398/PDF/155398.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034977","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ag Global Advisors have?","answer":"Ag Global Advisors has 13 clients and manages $105 million for them, as of March 2026. They include 13 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ag Global Advisors offer?","answer":"Ag Global Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ag Global Advisors charge?","answer":"Ag Global Advisors charges 0.45% a year for its Asset-based fee. The fee requires an account of at least $5,000,000.","source":"AG GLOBAL ADVISORS LLC BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ag Global Advisors use?","answer":"Ag Global Advisors’ separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $52.5M, The Pictet Group (Geneva), with $34.3M and Morgan Stanley Smith Barney LLC (Purchase, NY), with $16.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ag Global Advisors have?","answer":"Ag Global Advisors has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ag Global Advisors invest in?","answer":"At the end of its last fiscal year, Ag Global Advisors’ separately managed accounts held 32% registered funds (mutual funds, ETFs, BDCs), 28% investment grade corporate bonds, 20% exchange-traded equities, 17% U.S. government and agency bonds, 2% derivatives and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Ag Global Advisors have a minimum investment?","answer":"Yes, Ag Global Advisors’ minimum account size for its Asset-based fee is $5M.","source":"AG GLOBAL ADVISORS LLC BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Ag Global Advisors?","answer":"Ag Global Advisors’ direct owner is Armida Garaygordobil (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ag Global Advisors get paid?","answer":"Ag Global Advisors is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ag Global Advisors?","answer":"Its phone number is 520-822-4709.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}