{"url":"https://nivawealth.com/firms/aflac-asset-management-304316","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304316","regulatoryAum":133471127208,"crd":"304316","secFileNumber":"801-120174","legalName":"Aflac Asset Management LLC","displayName":"Aflac Asset Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Wall Street, 29th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10005"},"tradeNames":["Aflac Global Investments"],"registration":{"secApproved":"19 January 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":110,"advisory":39,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":118596150569,"discretionaryAccounts":11,"nonDiscretionary":14874976639,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":55,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":2541547146},{"label":"Other investment advisers","clients":null,"regulatoryAum":90688996040},{"label":"Insurance companies","clients":5,"regulatoryAum":21427284483},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":3938322900},{"label":"Other","clients":null,"regulatoryAum":14874976639}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":116054603423}],"custodyNote":"Aflac Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bradley Dyslin","title":"President and Global Chief Investment Officer","crd":"7176807"},{"name":"Alan Tachikawa","title":"MD, Chief Financial Officer","crd":"7630763"},{"name":"Jeffrey Haywood","title":"D, Chief Compliance Officer","crd":"4914443"},{"name":"Rebecca Amissah","title":"MD, Global Head of Legal & Compliance, Assistant Secretary","crd":"3234864"},{"name":"Robin Blackmon","title":"Director","crd":"7855207"},{"name":"Max Broden","title":"Director","crd":"7852992"},{"name":"Catherine Cole","title":"MD, Head of Private Assets and Strategic Partnerships","crd":"5158902"},{"name":"Xiaomei Liu","title":"MD, Global Head of Credit","crd":"2379291"},{"name":"Tsana Nobles","title":"Director","crd":"7523126"},{"name":"James Rizzo","title":"MD, U.S. Chief Investment Officer","crd":"4289127"},{"name":"Lingmiao Small","title":"D, Deputy Chief Risk Officer","crd":"8055807"},{"name":"Hideto Yamamoto","title":"Director","crd":"7321972"}],"ownership":[{"label":"Aflac Inc.","detail":"Member in the 75% or more ownership band and a control person, since October 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"100 Wall Street, 29th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-510-4600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":19},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":51},{"label":"Other","percent":27,"detail":"Assets in the Aflac Asset Management LLC Externally Managed Program, Non-Discretionary Assets, Other Loans and Collateralized Loan Obligations"}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304316/PDF/304316.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aflac Asset Management have?","answer":"Aflac Asset Management has 9 clients and manages $133.5 billion for them, as of March 2026. They include 5 insurance companies and 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aflac Asset Management offer?","answer":"Aflac Asset Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aflac Asset Management use?","answer":"Aflac Asset Management’s separately managed account assets are held at Bank of New York Mellon (New York, NY), with $116,054,603,423. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aflac Asset Management have?","answer":"Aflac Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 110 employees, and 39 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aflac Asset Management invest in?","answer":"At the end of its last fiscal year, Aflac Asset Management’s separately managed accounts held 51% derivatives, 27% assets in the aflac asset management llc externally managed program, non-discretionary assets, other loans and collateralized loan obligations, 19% investment grade corporate bonds, 1% state and local bonds, 1% sovereign bonds and 1% high-yield corporate bonds. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aflac Asset Management?","answer":"Aflac Asset Management’s direct owner is Aflac Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aflac Asset Management get paid?","answer":"Aflac Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}