{"url":"https://nivawealth.com/firms/aerie-advisory-group-333610","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333610","regulatoryAum":2518827849,"crd":"333610","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4532588","suffix":null,"lastName":"BRENT","firstName":"ROMAN","middleName":"GUY"},{"crd":"2815356","suffix":null,"lastName":"COOPER","firstName":"SHARON","middleName":"LEE"},{"crd":"1028065","suffix":null,"lastName":"D'ANNUNZIO","firstName":"HOLLY","middleName":"FOSS"},{"crd":"4240063","suffix":null,"lastName":"DEAN","firstName":"SAMANTHA","middleName":"L"},{"crd":"4571557","suffix":null,"lastName":"PIERSON","firstName":"BRIAN","middleName":"ANDREW"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-29","regulatoryAum":481809643,"clients":11,"employees":12,"offices":2},{"filedOn":"2026-07-21","regulatoryAum":2518827849,"clients":44,"employees":16,"offices":2}],"acquisitions":[{"date":"2026-07-01","datePrecision":"day","name":"D'Annunzio Consulting Group","crd":"144422","source":"adv_w","dealType":"acquisition","sellerAum":1716662266,"sellerAumDate":"2025-03-21","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/144422"},{"date":"2017-12-29","datePrecision":"day","name":"SMS Investment","crd":"111024","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/111024"}],"secFileNumber":"801-131472","legalName":"Aerie Advisory Group LLC","displayName":"Aerie Advisory Group","slug":"aerie-advisory-group-333610","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3025 Harborview Drive","city":"Gig Harbor","state":"WA","stateName":"Washington","country":"United States","postalCode":"98335"},"tradeNames":[],"registration":{"secApproved":"19 November 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":52048635.84210526,"staff":{"employees":16,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2518827849,"discretionary":289834017,"discretionaryAccounts":8,"nonDiscretionary":2228993832,"nonDiscretionaryAccounts":36,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":3154320},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":1974693842},{"label":"Charitable organizations","clients":6,"regulatoryAum":540979687}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052438","versionId":1052438,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-21","documentName":"FORM ADV PART 2A-   AERIE ADVISORY GROUP LLC","fee_rate_low":0.3,"fee_rate_high":0.85,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:27:56.201178+00:00","documents":[{"name":"FORM ADV PART 2A-   AERIE ADVISORY GROUP LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052438","versionId":1052438,"submittedOn":"2026-07-21"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":1507890104}],"custodyNote":"Aerie Advisory Group has custody of $481M for 30 clients.","otherCustodians":[],"leadership":[{"name":"Brian Pierson","title":"President","crd":"4571557"},{"name":"Alyssa Ross","title":"Chief Financial Officer","crd":"5896166"},{"name":"Roman Brent","title":"Chief Compliance Officer, Chief Investment Officer","crd":"4532588"}],"ownership":[{"label":"Aerie Advisory Group Trust","detail":"Owner in the 75% or more ownership band and a control person, since January 2025."},{"label":"Alyssa Ross","detail":"Indirect owner: a trustee of Aerie Advisory Group Trust in the 25% to 50% band and a control person, since January 2025.","parent":"Aerie Advisory Group Trust"},{"label":"Brian Pierson","detail":"Indirect owner: a trustee of Aerie Advisory Group Trust in the 25% to 50% band and a control person, since January 2025.","parent":"Aerie Advisory Group Trust"},{"label":"Roman Brent","detail":"Indirect owner: a trustee of Aerie Advisory Group Trust in the 25% to 50% band and a control person, since January 2025.","parent":"Aerie Advisory Group Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"3025 Harborview Drive","city":"Gig Harbor","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"253-857-1616","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":18},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":13},{"label":"Other","percent":11,"detail":"D'Annunzio: Macro Hedge Fund Strategies, Physical Assets (Gold Coins, Etc)."}],"privateFunds":0},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333610/PDF/333610.pdf","brochureDate":"21 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052438","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aerie Advisory Group have?","answer":"Aerie Advisory Group has 44 clients and manages $2.52 billion for them, as of July 2026. They include 32 high-net-worth individuals, 6 individual clients and 6 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aerie Advisory Group offer?","answer":"Aerie Advisory Group provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Aerie Advisory Group charge?","answer":"Aerie Advisory Group charges 0.30%–0.85% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A-   AERIE ADVISORY GROUP LLC, filed 21 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Aerie Advisory Group use?","answer":"Aerie Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.51B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aerie Advisory Group have?","answer":"Aerie Advisory Group has 5 investment adviser representatives registered with state securities authorities, out of 16 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aerie Advisory Group invest in?","answer":"At the end of its last fiscal year, Aerie Advisory Group’s separately managed accounts held 43% exchange-traded equities, 18% state and local bonds, 13% cash and equivalents, 12% registered funds (mutual funds, ETFs, BDCs), 11% other, 2% U.S. government and agency bonds and 1% investment grade corporate bonds. The 11% other category is described as: D'Annunzio: Macro Hedge Fund Strategies, Physical Assets (Gold Coins, Etc).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aerie Advisory Group?","answer":"Aerie Advisory Group is owned through a trust by Alyssa Ross, Brian Pierson and Roman Brent. Its direct owner is Aerie Advisory Group Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aerie Advisory Group get paid?","answer":"Aerie Advisory Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aerie Advisory Group?","answer":"Aerie Advisory Group’s main office is at 3025 Harborview Drive, Gig Harbor, WA 98335. Its phone number is 253-857-1616.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}