{"url":"https://nivawealth.com/firms/aegon-usa-realty-advisors-286438","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286438","regulatoryAum":394495673,"crd":"286438","history":[{"filedOn":"2021-03-29","regulatoryAum":1520237832,"clients":27,"employees":165,"offices":5},{"filedOn":"2022-05-09","regulatoryAum":1800489550,"clients":28,"employees":167,"offices":3},{"filedOn":"2023-03-29","regulatoryAum":1925716973,"clients":28,"employees":161,"offices":3},{"filedOn":"2024-03-26","regulatoryAum":1898014176,"clients":28,"employees":170,"offices":3},{"filedOn":"2025-03-28","regulatoryAum":1833052440,"clients":28,"employees":176,"offices":3},{"filedOn":"2026-03-27","regulatoryAum":394495673,"clients":14,"employees":178,"offices":3}],"secFileNumber":"801-110854","legalName":"Aegon USA Realty Advisors, LLC","displayName":"Aegon USA Realty Advisors","slug":"aegon-usa-realty-advisors-286438","website":"https://aegonam.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/aegonam","founded":null,"organization":"Iowa limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6300 C Street SW","city":"Cedar Rapids","state":"IA","stateName":"Iowa","country":"United States","postalCode":"52499-5338"},"tradeNames":["Aegon AM","Aegon AM Real Assets","Aegon Asset Management","Aegon Asset Management NA","Aegon Asset Management North America","Aegon Asset Management Real Assets","Aegon Ra","Aegon Real Assets"],"registration":{"secApproved":"21 July 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":178,"advisory":41,"brokerDealerReps":2,"insuranceAgents":1,"promoters":2},"aum":{"regulatory":394495673,"discretionary":353055236,"discretionaryAccounts":2,"nonDiscretionary":41440437,"nonDiscretionaryAccounts":19,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":11},"clientTypes":[{"label":"Pooled investment vehicles","clients":14,"regulatoryAum":41440437},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":353055236}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"U.S. Bank N.A.","shortName":"U.S. Bank N.A.","location":"St. Paul, MN","smaAssets":39722842},{"name":"Manufacturers and Traders Trust Company","shortName":"Manufacturers and Traders Trust","location":"Baltimore, MD","smaAssets":86717192},{"name":"HSBC Bank USA, N.A.","shortName":"HSBC Bank USA, N.A.","location":"Chicago, IL","smaAssets":213189398}],"custodyNote":"Aegon USA Realty Advisors has custody of $394M for 18 clients.","otherCustodians":[],"leadership":[{"name":"Christopher Thompson","title":"Chief Executive Officer and Elected Manager","crd":"1842220"},{"name":"Lara Osterhaus","title":"President and Elected Manager","crd":"7345681"},{"name":"Alina Sayre","title":"Chief Compliance Officer","crd":"4713184"},{"name":"Scott Shine","title":"Elected Manager","crd":"4893686"}],"ownership":[{"label":"Aegon USA Asset Management Holding, LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2009."},{"label":"Aegon LTD.","detail":"Indirect owner: a owner of Aegon International B.V. in the 75% or more band and a control person, since December 2007.","parent":"Aegon International B.V."},{"label":"Aegon International B.V.","detail":"Indirect owner: a owner of Transamerica Corporation in the 75% or more band and a control person, since December 2007.","parent":"Transamerica Corporation"},{"label":"Transamerica Corporation","detail":"Indirect owner: a owner of Aegon International B.V. in the 75% or more band and a control person, since December 2004.","parent":"Aegon International B.V."},{"label":"Ausa Holding, LLC","detail":"Indirect owner: a owner of Aegon USA Asset Management Holding, LLC in the 75% or more band and a control person, since October 2009.","parent":"Aegon USA Asset Management Holding, LLC"},{"label":"Lara Osterhaus","detail":"Indirect owner: elected manager of Aegon USA Asset Management Holding, LLC and a control person, since March 2021.","parent":"Aegon USA Asset Management Holding, LLC"},{"label":"Christopher Thompson","detail":"Indirect owner: elected manager of Aegon USA Asset Management Holding, LLC and a control person, since June 2019.","parent":"Aegon USA Asset Management Holding, LLC"},{"label":"Scott Shine","detail":"Indirect owner: elected manager of Aegon USA Asset Management Holding, LLC and a control person, since March 2025.","parent":"Aegon USA Asset Management Holding, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"505 Sansome Street","city":"San Francisco"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"222 W. Adams Street","city":"Chicago"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"6300 C Street SW","city":"Cedar Rapids","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"319-355-5408","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Real Estate"}],"privateFunds":1},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286438/PDF/286438.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aegon USA Realty Advisors have?","answer":"Aegon USA Realty Advisors has 14 clients and manages $394 million for them, as of March 2026. They include 14 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aegon USA Realty Advisors offer?","answer":"Aegon USA Realty Advisors provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aegon USA Realty Advisors use?","answer":"Aegon USA Realty Advisors’ separately managed account assets are held at HSBC Bank USA, N.A. (Chicago, IL), with $213M, Manufacturers and Traders Trust Company (Baltimore, MD), with $86.7M and U.S. Bank N.A. (St. Paul, MN), with $39.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aegon USA Realty Advisors have?","answer":"Aegon USA Realty Advisors has 0 investment adviser representatives registered with state securities authorities, out of 178 employees, and 41 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aegon USA Realty Advisors invest in?","answer":"At the end of its last fiscal year, Aegon USA Realty Advisors’ separately managed accounts held 100% other. The 100% other category is described as: Real Estate. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aegon USA Realty Advisors?","answer":"Aegon USA Realty Advisors is owned through a holding company by Ausa Holding, LLC. Its direct owner is Aegon USA Asset Management Holding, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aegon USA Realty Advisors get paid?","answer":"Aegon USA Realty Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aegon USA Realty Advisors?","answer":"Aegon USA Realty Advisors’ main office is at 6300 C Street SW, Cedar Rapids, IA 52499-5338. Its phone number is 319-355-5408. Its website is aegonam.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}