{"url":"https://nivawealth.com/firms/aegon-asset-management-uk-plc-289505","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289505","regulatoryAum":52625862465,"crd":"289505","secFileNumber":"801-111656","legalName":"Aegon Asset Management Uk PLC","displayName":"Aegon Asset Management Uk PLC","website":null,"linkedinUrl":"https://www.linkedin.com/company/aegonamuk","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"3 Lochside Crescent","city":"Edinburgh","state":"","stateName":"","country":"United Kingdom","postalCode":"EH12 9SA"},"tradeNames":["Aam","Aam Uk","Aegon Am","Aegon Am Uk","Aegon Asset Management"],"registration":{"secApproved":"7 September 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":254,"advisory":87,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":49823884648,"discretionaryAccounts":141,"nonDiscretionary":2801977817,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":91,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":670408369},{"label":"Pooled investment vehicles","clients":44,"regulatoryAum":19655231056},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":1743468031},{"label":"Insurance companies","clients":null,"regulatoryAum":30556755009}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Citibank NA","shortName":"Citibank NA","location":"London","smaAssets":27632366167}],"custodyNote":"Aegon Asset Management Uk PLC does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kirstie MacGillivray","title":"Chief Executive Officer","crd":"7636151"},{"name":"Michael Tumilty","title":"Chief Operating Officer","crd":"7162691"},{"name":"Scott Shine","title":"Chief Compliance Officer","crd":"4893686"},{"name":"Adrian Hull","title":"Director","crd":"7636148"},{"name":"Mary Kerrigan","title":"Non-Executive Director","crd":"7505814"},{"name":"Andrew Mack","title":"Non-Executive Director","crd":"2767906"},{"name":"Jonkheer van Weede","title":"Non-Executive Director","crd":"7885414"}],"ownership":[{"label":"Aegon Asset Management Uk Holdings Limited","detail":"Direct parent in the 75% or more ownership band and a control person, since September 2009."},{"label":"Aegon Asset Management Holding B.V.","detail":"Indirect owner: a shareholder of Kames Capital Holdings Limited in the 75% or more band and a control person, since September 2009.","parent":"Kames Capital Holdings Limited"},{"label":"Aegon LTD","detail":"Indirect owner: a shareholder of Aegon Asset Management Holding B.V. in the 75% or more band and a control person, since September 2009.","parent":"Aegon Asset Management Holding B.V."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"447780932104","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":17},{"label":"Investment grade corporate bonds","percent":12},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":6,"detail":"Equity Funds, Fi Funds, Private Equity Funds, Real Estate Funds, Securitized."}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289505/PDF/289505.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aegon Asset Management Uk PLC have?","answer":"Aegon Asset Management Uk PLC has 52 clients and manages $52.6 billion for them, as of March 2026. They include 44 pooled investment vehicles, 6 pension and profit-sharing plans and 2 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aegon Asset Management Uk PLC offer?","answer":"Aegon Asset Management Uk PLC provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aegon Asset Management Uk PLC use?","answer":"Aegon Asset Management Uk PLC’s separately managed account assets are held at Citibank NA (London), with $27,632,366,167. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aegon Asset Management Uk PLC have?","answer":"Aegon Asset Management Uk PLC has 0 investment adviser representatives registered with state securities authorities, out of 254 employees, and 87 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aegon Asset Management Uk PLC invest in?","answer":"At the end of its last fiscal year, Aegon Asset Management Uk PLC’s separately managed accounts held 45% exchange-traded equities, 17% sovereign bonds, 12% investment grade corporate bonds, 10% cash and equivalents, 9% registered funds (mutual funds, ETFs, BDCs), 6% equity funds, fi funds, private equity funds, real estate funds, securitized. and 1% U.S. government and agency bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aegon Asset Management Uk PLC?","answer":"Aegon Asset Management Uk PLC is owned through a holding company by Aegon LTD. Its direct owners are Aegon Asset Management Uk Holdings Limited (75% or more) and Aegon Asset Management Holding B.V. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aegon Asset Management Uk PLC get paid?","answer":"Aegon Asset Management Uk PLC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}