{"url":"https://nivawealth.com/firms/aegis-wealth-management-199511","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/199511","regulatoryAum":190373409,"crd":"199511","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6524400","suffix":null,"lastName":"MCMAHAN","firstName":"MATTHEW","middleName":"CHARLES"},{"crd":"4135539","suffix":null,"lastName":"PHAM","firstName":"THUONG","middleName":"THIEN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":152721434,"clients":174,"employees":7,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":169768251,"clients":162,"employees":5,"offices":1},{"filedOn":"2023-04-03","regulatoryAum":134529157,"clients":186,"employees":4,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":160766736,"clients":183,"employees":4,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":174232161,"clients":179,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":190373409,"clients":170,"employees":4,"offices":1}],"secFileNumber":"801-96327","legalName":"Aegis Wealth Management, LLC","displayName":"Aegis Wealth Management","slug":"aegis-wealth-management-199511","website":"https://aegiswm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"698 N. 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Maitland Avenue, Suite 102","city":"Maitland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-831-3660","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":26}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/199511/PDF/199511.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037327","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aegis Wealth Management have?","answer":"Aegis Wealth Management has 170 clients and manages $190 million for them, as of March 2026. They include 103 individual clients and 67 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aegis Wealth Management offer?","answer":"Aegis Wealth Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Aegis Wealth Management charge?","answer":"Aegis Wealth Management charges up to 1.00% a year for its Asset management fee. The fee is billed in arrears and is negotiable.","source":"AEGIS WEALTH MANAGEMENT ADV PART 2A MARCH 2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Aegis Wealth Management use?","answer":"Aegis Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $170M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aegis Wealth Management have?","answer":"Aegis Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aegis Wealth Management invest in?","answer":"At the end of its last fiscal year, Aegis Wealth Management’s separately managed accounts held 73% exchange-traded equities, 26% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aegis Wealth Management?","answer":"Aegis Wealth Management’s direct owners are Thuong Pham (50% to 75%), Aegis Wealth Advisors, LLC (75% or more) and Matthew McMahan (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aegis Wealth Management get paid?","answer":"Aegis Wealth Management is paid through fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aegis Wealth Management?","answer":"Aegis Wealth Management’s main office is at 698 N. Maitland Avenue, Suite 102, Maitland, FL 32751. Its phone number is 407-831-3660. Its website is aegiswm.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}