{"url":"https://nivawealth.com/firms/adp-strategic-plan-services-286555","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286555","regulatoryAum":32404568133,"crd":"286555","secFileNumber":"801-109013","legalName":"Adp Strategic Plan Services, LLC","displayName":"Adp Strategic Plan Services","website":"https://www.adpstrategicplanservices.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"June","headquarters":{"street":"1 Adp Boulevard","city":"Roseland","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07068"},"tradeNames":["Adp Strategic Plan Services","SPS","Strategic Plan Services"],"registration":{"secApproved":"10 February 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":14,"advisory":6,"brokerDealerReps":13,"insuranceAgents":0,"promoters":787},"aum":{"discretionary":32404568133,"discretionaryAccounts":110773,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":194},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":110773,"regulatoryAum":32404568133}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Adp Retirement Trust Services","shortName":"Adp Retirement Trust Services","location":"Salem, NH","smaAssets":32393004144}],"custodyNote":"Adp Strategic Plan Services has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kevin Merrow","title":"President","crd":"4730876"},{"name":"Patricia Barrenechea","title":"Chief Financial Officer","crd":"1715189"},{"name":"Jill Savoy","title":"Interim Chief Compliance Officer","crd":"5114241"},{"name":"James Blake","title":"Corporate Secretary","crd":"3078844"},{"name":"James Buccella","title":"Elected Manager","crd":"1362803"},{"name":"Kristin Dospassos-Krieg","title":"Elected Manager","crd":"3079254"},{"name":"Vitina Giaquinto","title":"Risk Management Officer","crd":"8262680"},{"name":"Jeffry Hodges","title":"Elected Manager","crd":"5865575"},{"name":"Michael Hureau","title":"Elected Manager","crd":"5990787"}],"ownership":[{"label":"Adp Atlantic LLC","detail":"Sole member in the 75% or more ownership band and a control person, since December 2016."},{"label":"Automatic Data Processing Inc","detail":"Indirect owner: a shareholder of Adp Atlantic LLC in the 75% or more band and a control person, since December 2016.","parent":"Adp Atlantic LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New Jersey","offices":2,"addresses":[{"street":"1 Adp Boulevard","city":"Roseland","headquarters":true},{"street":"71 Hanover Road","city":"Florham Park"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"973-712-2000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286555/PDF/286555.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Adp Strategic Plan Services have?","answer":"Adp Strategic Plan Services has 110,773 clients and manages $32.4 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Adp Strategic Plan Services offer?","answer":"Adp Strategic Plan Services provides pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Adp Strategic Plan Services use?","answer":"Adp Strategic Plan Services’ separately managed account assets are held at Adp Retirement Trust Services (Salem, NH), with $32,393,004,144. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Adp Strategic Plan Services have?","answer":"Adp Strategic Plan Services has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 6 perform investment advisory functions. 13 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Adp Strategic Plan Services invest in?","answer":"At the end of its last fiscal year, Adp Strategic Plan Services’ separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% pooled vehicles (private funds and similar). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Adp Strategic Plan Services?","answer":"Adp Strategic Plan Services is owned through a holding company by Automatic Data Processing Inc. Its direct owner is Adp Atlantic LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Adp Strategic Plan Services get paid?","answer":"Adp Strategic Plan Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}