{"url":"https://nivawealth.com/firms/addis-and-hill-117495","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117495","regulatoryAum":253958290,"crd":"117495","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2060842","suffix":"JR","lastName":"ADDIS","firstName":"KENT","middleName":"RUSSELL"},{"crd":"6632710","suffix":null,"lastName":"Bashore","firstName":"Kelly","middleName":"F"},{"crd":"4496257","suffix":null,"lastName":"HILL","firstName":"JUSTIN","middleName":"J"},{"crd":"8322019","suffix":null,"lastName":"Ryan","firstName":"Flynn","middleName":"Michael"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-28","regulatoryAum":111315633,"clients":133,"employees":5,"offices":1},{"filedOn":"2022-07-27","regulatoryAum":142795441,"clients":143,"employees":5,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":124651622,"clients":138,"employees":5,"offices":1},{"filedOn":"2024-07-31","regulatoryAum":147254860,"clients":134,"employees":5,"offices":1},{"filedOn":"2025-05-21","regulatoryAum":218864860,"clients":159,"employees":6,"offices":1},{"filedOn":"2026-04-08","regulatoryAum":253958290,"clients":159,"employees":6,"offices":1}],"secFileNumber":"801-118276","legalName":"Addis & Hill, Incorporated","displayName":"Addis & Hill","slug":"addis-and-hill-117495","website":"https://addishill.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/addis-&-hill/","xUrl":"https://x.com/AddisHill","founded":"2000","organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"200 W. Lancaster Ave, Suite 203","city":"Wayne","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19087"},"tradeNames":["Addis & Hill Investments","Addis Hill"],"registration":{"secApproved":"19 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1591144.8490566039,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":253958290,"discretionary":253958290,"discretionaryAccounts":412,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":86,"regulatoryAum":46513575},{"label":"High-net-worth individuals","clients":73,"regulatoryAum":206478456},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":966259}],"feePrograms":[{"role":"main","program":"Ongoing advisory and investment management fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009979","versionId":1009979,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-18","documentName":"FORM ADV PART 2A","fee_rate_low":0.25,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Limited scope assessment","summary":"One-time fee of $900 under a Limited Scope Agreement to determine whether Addis Hill can provide ongoing investment management and advisory services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009979","versionId":1009979,"submittedOn":"2026-02-18","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:25:36.813002+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009979","versionId":1009979,"submittedOn":"2026-02-18"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":144018445},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":247125574},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":170271175}],"custodyNote":"Addis & Hill does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kent Addis","title":"President","crd":"2060842"},{"name":"Justin Hill","title":"Vice President, Secy., Treas., Chief Compliance Officer","crd":"4496257"}],"ownership":[{"label":"Kent Addis","detail":"President in the 50% to 75% ownership band and a control person, since February 2000."},{"label":"Justin Hill","detail":"Vice president, secy., treas., chief compliance officer in the 25% to 50% ownership band and a control person, since February 2000."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"200 W. Lancaster Ave, Suite 203","city":"Wayne","headquarters":true}]}],"brochureServices":["insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-688-9500","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":15},{"label":"Investment grade corporate bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"8 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/117495/PDF/117495.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009979","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Addis & Hill have?","answer":"Addis & Hill has 159 clients and manages $254 million for them, as of April 2026. They include 86 individual clients and 73 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Addis & Hill offer?","answer":"Addis & Hill provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Addis & Hill charge?","answer":"Addis & Hill charges 0.25%–1.25% a year for its Ongoing advisory and investment management fee. The fee is billed in advance, is negotiable and has a $5,000 annual minimum.","source":"FORM ADV PART 2A, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Addis & Hill use?","answer":"Addis & Hill’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $247M, Altruist Financial LLC (Culver City, CA), with $170M and Pershing LLC (Jersey City, NJ), with $144M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Addis & Hill have?","answer":"Addis & Hill has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Addis & Hill invest in?","answer":"At the end of its last fiscal year, Addis & Hill’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 15% state and local bonds, 9% investment grade corporate bonds, 4% exchange-traded equities, 4% U.S. government and agency bonds and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Addis & Hill?","answer":"Addis & Hill’s direct owners are Kent Addis (50% to 75%) and Justin Hill (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Addis & Hill get paid?","answer":"Addis & Hill is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Addis & Hill?","answer":"Addis & Hill’s main office is at 200 W. Lancaster Ave, Suite 203, Wayne, PA 19087. Its phone number is 610-688-9500. Its website is addishill.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/addis-and-hill-117495/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2016470/000206336426000178/0002063364-26-000178-index.html","totalValue":181482506,"positionCount":29,"top10Share":0.8991968790644758,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":64438831,"shares":187371,"shareType":"SH","priorValue":63127574,"priorShares":211235},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE PACIFIC ETF","cusip":"922042866","value":22606262,"shares":195404,"shareType":"SH","priorValue":18956571,"priorShares":193969},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":22522855,"shares":60866,"shareType":"SH","priorValue":19998654,"priorShares":62338},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":11162866,"shares":138549,"shareType":"SH","priorValue":10773986,"priorShares":37516},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":8953379,"shares":90456,"shareType":"SH","priorValue":8677656,"priorShares":87415},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":7825433,"shares":131101,"shareType":"SH","priorValue":5327436,"priorShares":98565},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST DOW GLOBA ETF","cusip":"78463X749","value":7239906,"shares":145643,"shareType":"SH","priorValue":6745184,"priorShares":147371},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EUROPE ETF","cusip":"922042874","value":6755784,"shares":76302,"shareType":"SH","priorValue":6764015,"priorShares":82058},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":5909735,"shares":70564,"shareType":"SH","priorValue":5093883,"priorShares":67828},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":5773452,"shares":19216,"shareType":"SH","priorValue":4819568,"priorShares":19434}],"positionsListed":29,"positions":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":64438831,"shares":187371,"shareType":"SH","priorValue":63127574,"priorShares":211235},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE PACIFIC ETF","cusip":"922042866","value":22606262,"shares":195404,"shareType":"SH","priorValue":18956571,"priorShares":193969},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":22522855,"shares":60866,"shareType":"SH","priorValue":19998654,"priorShares":62338},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":11162866,"shares":138549,"shareType":"SH","priorValue":10773986,"priorShares":37516},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":8953379,"shares":90456,"shareType":"SH","priorValue":8677656,"priorShares":87415},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":7825433,"shares":131101,"shareType":"SH","priorValue":5327436,"priorShares":98565},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST DOW GLOBA ETF","cusip":"78463X749","value":7239906,"shares":145643,"shareType":"SH","priorValue":6745184,"priorShares":147371},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EUROPE ETF","cusip":"922042874","value":6755784,"shares":76302,"shareType":"SH","priorValue":6764015,"priorShares":82058},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":5909735,"shares":70564,"shareType":"SH","priorValue":5093883,"priorShares":67828},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":5773452,"shares":19216,"shareType":"SH","priorValue":4819568,"priorShares":19434},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":3804622,"shares":17458,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":2193186,"shares":26536,"shareType":"SH","priorValue":2524562,"priorShares":30508},{"issuer":"TARGA RES CORP","titleOfClass":"COM","cusip":"87612G101","value":1467531,"shares":5473,"shareType":"SH","priorValue":1372246,"priorShares":5473},{"issuer":"ENERGY TRANSFER L P","titleOfClass":"COM UT LTD PTN","cusip":"29273V100","value":1446581,"shares":75658,"shareType":"SH","priorValue":1460200,"priorShares":75658},{"issuer":"ARCHROCK INC","titleOfClass":"COM","cusip":"03957W106","value":942559,"shares":23153,"shareType":"SH","priorValue":805725,"priorShares":23153},{"issuer":"WILLIAMS COS INC","titleOfClass":"COM","cusip":"969457100","value":890445,"shares":11978,"shareType":"SH","priorValue":871759,"priorShares":11978},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":858507,"shares":9078,"shareType":"SH"},{"issuer":"CONSTELLATION ENERGY CORP","titleOfClass":"COM","cusip":"21037T109","value":848432,"shares":3416,"shareType":"SH","priorValue":953918,"priorShares":3416},{"issuer":"ENTERPRISE PRODS PARTNERS L","titleOfClass":"COM","cusip":"293792107","value":760602,"shares":20691,"shareType":"SH","priorValue":782948,"priorShares":20691},{"issuer":"KINDER MORGAN INC DEL","titleOfClass":"COM","cusip":"49456B101","value":722459,"shares":22598,"shareType":"SH","priorValue":757711,"priorShares":22598},{"issuer":"MPLX LP","titleOfClass":"COM UNIT REP LTD","cusip":"55336V100","value":684410,"shares":12150,"shareType":"SH","priorValue":693401,"priorShares":12150},{"issuer":"ONEOK INC NEW","titleOfClass":"COM","cusip":"682680103","value":660831,"shares":7601,"shareType":"SH","priorValue":687055,"priorShares":7601},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP600SM C","cusip":"78464A300","value":534530,"shares":4899,"shareType":"SH","priorValue":463348,"priorShares":4899},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":528530,"shares":3368,"shareType":"SH","priorValue":471326,"priorShares":3408},{"issuer":"FORTUNE BRANDS INNOVATIONS I","titleOfClass":"COM","cusip":"34964C106","value":486305,"shares":8858,"shareType":"SH","priorValue":345197,"priorShares":8858},{"issuer":"EXELON CORP","titleOfClass":"COM","cusip":"30161N101","value":460793,"shares":9884,"shareType":"SH","priorValue":484514,"priorShares":9884},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":457240,"shares":1534,"shareType":"SH","priorValue":297811,"priorShares":1534},{"issuer":"NEUMORA THERAPEUTICS INC.","titleOfClass":"COM","cusip":"640979100","value":277757,"shares":163386,"shareType":"SH","priorValue":318603,"priorShares":163386},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHORT TERM TREAS","cusip":"92206C102","value":268683,"shares":4617,"shareType":"SH","priorValue":871759,"priorShares":14892}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}