{"url":"https://nivawealth.com/firms/adare-asset-management-152471","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152471","regulatoryAum":159301674,"crd":"152471","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2417070","suffix":null,"lastName":"DEERY","firstName":"TIMOTHY","middleName":"NEIL"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-06","regulatoryAum":117252624,"clients":71,"employees":1,"offices":1},{"filedOn":"2023-02-16","regulatoryAum":115510267,"clients":72,"employees":1,"offices":1},{"filedOn":"2024-01-31","regulatoryAum":126930400,"clients":77,"employees":1,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":150121088,"clients":79,"employees":1,"offices":1},{"filedOn":"2026-02-26","regulatoryAum":159301674,"clients":81,"employees":1,"offices":1}],"secFileNumber":"801-124714","legalName":"Adare Asset Management, LLC","displayName":"Adare Asset Management","slug":"adare-asset-management-152471","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1853 William Penn Way, Suite 14","city":"Lancaster","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17601"},"tradeNames":[],"registration":{"secApproved":"22 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2014959.8783783785,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":159301674,"discretionary":151263255,"discretionaryAccounts":214,"nonDiscretionary":8038419,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":11,"regulatoryAum":4468545},{"label":"High-net-worth individuals","clients":63,"regulatoryAum":144638486},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":3939438},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":6255205}],"feePrograms":[{"role":"main","program":"Standard account fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012197","versionId":1012197,"ratePeriod":"not_stated","fee_billing":"both","submittedOn":"2026-02-26","documentName":"ADV 2A FORM - ADARE ASSET MANAGEMENT BROCHURE","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:03:13.851664+00:00","documents":[{"name":"ADV 2A FORM - ADARE ASSET MANAGEMENT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012197","versionId":1012197,"submittedOn":"2026-02-26"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":95129558},{"name":"HBW, Inc.","shortName":"HBW","location":"Wheeling, WV","smaAssets":64172116}],"custodyNote":"Adare Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Timothy Deery","title":"Member & Chief Compliance Officer","crd":"2417070"}],"ownership":[{"label":"Timothy Deery","detail":"Member & chief compliance officer in the 75% or more ownership band and a control person, since November 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1853 William Penn Way, Suite 14","city":"Lancaster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-435-9386","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":51},{"label":"U.S. government/agency bonds","percent":12},{"label":"U.S. state and local bonds","percent":12},{"label":"Investment grade corporate bonds","percent":4},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"26 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152471/PDF/152471.pdf","brochureDate":"26 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012197","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Adare Asset Management have?","answer":"Adare Asset Management has 81 clients and manages $159 million for them, as of February 2026. They include 63 high-net-worth individuals, 11 individual clients, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Adare Asset Management offer?","answer":"Adare Asset Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Adare Asset Management charge?","answer":"Adare Asset Management charges 1.00% for its Standard account fee. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.","source":"ADV 2A FORM - ADARE ASSET MANAGEMENT BROCHURE, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Adare Asset Management use?","answer":"Adare Asset Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $95.1M and HBW, Inc. (Wheeling, WV), with $64.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Adare Asset Management have?","answer":"Adare Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Adare Asset Management invest in?","answer":"At the end of its last fiscal year, Adare Asset Management’s separately managed accounts held 51% exchange-traded equities, 12% U.S. government and agency bonds, 12% state and local bonds, 10% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 4% investment grade corporate bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Adare Asset Management?","answer":"Adare Asset Management’s direct owner is Timothy Deery (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Adare Asset Management get paid?","answer":"Adare Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Adare Asset Management?","answer":"Adare Asset Management’s main office is at 1853 William Penn Way, Suite 14, Lancaster, PA 17601. Its phone number is 717-435-9386.","source":"Form ADV Part 1A, Item 1.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}