{"url":"https://nivawealth.com/firms/accrued-equities-13452","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/13452","regulatoryAum":271772694,"crd":"13452","history":[{"filedOn":"2021-03-22","regulatoryAum":427826710,"clients":1,"employees":4,"offices":1},{"filedOn":"2022-03-18","regulatoryAum":456262345,"clients":1,"employees":4,"offices":1},{"filedOn":"2023-05-22","regulatoryAum":378630909,"clients":1,"employees":5,"offices":1},{"filedOn":"2024-03-01","regulatoryAum":326003847,"clients":1,"employees":5,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":253050585,"clients":1,"employees":4,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":271772694,"clients":1,"employees":4,"offices":1}],"secFileNumber":"801-15504","legalName":"Accrued Equities Inc.","displayName":"Accrued Equities","slug":"accrued-equities-13452","website":null,"classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"150 Broadhollow RD.,, Suite PH-02","city":"Melville","state":"NY","stateName":"New York","country":"United States","postalCode":"11747"},"tradeNames":[],"registration":{"secApproved":"6 October 1980","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":4,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":271772694,"discretionary":271772694,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":271772694}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Accrued Equities does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Murray David Rosenblith","title":"Vice President/Chief Compliance Officer","crd":"5721773"},{"name":"David Jay Schoenwald","title":"President/CEO","crd":"1128276"},{"name":"Kathleen Don Angelo","title":"Secretary/Assistant Compliance Officer","crd":"7385896"}],"ownership":[{"label":"David Jay Schoenwald","detail":"President/ceo in the 75% or more ownership band and a control person, since January 1981."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"150 Broadhollow RD.,, Suite PH-02","city":"Melville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"631-423-7373","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/13452/PDF/13452.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Accrued Equities have?","answer":"Accrued Equities has 1 client and manages $272 million for them, as of March 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Accrued Equities offer?","answer":"Accrued Equities provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Accrued Equities have?","answer":"Accrued Equities has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Accrued Equities?","answer":"Accrued Equities’ direct owner is David Jay Schoenwald (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Accrued Equities get paid?","answer":"Accrued Equities is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Accrued Equities?","answer":"Accrued Equities’ main office is at 150 Broadhollow RD.,, Suite PH-02, Melville, NY 11747. Its phone number is 631-423-7373.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}