{"url":"https://nivawealth.com/firms/account-management-110303","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110303","regulatoryAum":106244499,"crd":"110303","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1900358","suffix":null,"lastName":"DE ROETTH","firstName":"CHRISTOPHER","middleName":"ANDREW"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":94648050,"clients":33,"employees":2,"offices":2},{"filedOn":"2022-03-27","regulatoryAum":127824089,"clients":30,"employees":2,"offices":2},{"filedOn":"2023-03-03","regulatoryAum":92337990,"clients":29,"employees":2,"offices":2},{"filedOn":"2024-02-23","regulatoryAum":98523159,"clients":25,"employees":2,"offices":2},{"filedOn":"2025-02-27","regulatoryAum":99541034,"clients":21,"employees":2,"offices":2},{"filedOn":"2026-02-27","regulatoryAum":106244499,"clients":17,"employees":2,"offices":2}],"secFileNumber":"801-3548","legalName":"Account Management, LLC","displayName":"Account Management","slug":"account-management-110303","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"15 August 1975","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":106244499,"discretionary":106244499,"discretionaryAccounts":25,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":1626997},{"label":"High-net-worth individuals","clients":17,"regulatoryAum":78772691},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":19806623},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":6038188}],"feePrograms":[{"role":"main","program":"Investment Advisory Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012841","versionId":1012841,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-27","documentName":"02 27 2026 AMC FORM ADV PART 2A AND 2B FINAL","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:06:11.616727+00:00","documents":[{"name":"02 27 2026 AMC FORM ADV PART 2A AND 2B FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012841","versionId":1012841,"submittedOn":"2026-02-27"}]},"custodians":[{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Baltimore, MD","smaAssets":99708279}],"custodyNote":"Account Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher De Roetth","title":"Member and Chief Compliance Officer","crd":"1900358"}],"ownership":[{"label":"Christopher De Roetth","detail":"Member and chief compliance officer in the 50% to 75% ownership band and a control person, since April 2001. Also a member and chief compliance officer of Account Management Holdings, LLC in the 50% to 75% band and a control person, since April 2001."},{"label":"Account Management Holdings, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since April 2001."},{"label":"Elisabeth Abbe","detail":"Indirect owner: a member of Account Management Holdings, LLC in the 25% to 50% band and a control person, since April 2001.","parent":"Account Management Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"350 Lincoln Street","city":"Hingham"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-236-4200","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"27 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110303/PDF/110303.pdf","brochureDate":"27 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012841","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Account Management have?","answer":"Account Management has 17 clients and manages $106 million for them, as of February 2026. They include 17 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Account Management offer?","answer":"Account Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Account Management charge?","answer":"Account Management charges up to 1.00% a year for its Investment Advisory Fees. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.","source":"02 27 2026 AMC FORM ADV PART 2A AND 2B FINAL, filed 27 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Account Management use?","answer":"Account Management’s separately managed account assets are held at UBS Financial Services Inc. (Baltimore, MD), with $99.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Account Management have?","answer":"Account Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Account Management invest in?","answer":"At the end of its last fiscal year, Account Management’s separately managed accounts held 90% exchange-traded equities and 10% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Account Management have a minimum investment?","answer":"Yes, Account Management’s minimum account size for its Investment Advisory Fees is $1M.","source":"02 27 2026 AMC FORM ADV PART 2A AND 2B FINAL, filed 27 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Account Management?","answer":"Account Management is owned through a holding company by Elisabeth Abbe. Its direct owners are Christopher De Roetth (50% to 75%) and Account Management Holdings, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Account Management get paid?","answer":"Account Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Account Management?","answer":"Its phone number is 617-236-4200.","source":"Form ADV Part 1A, Item 1.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/account-management-110303/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/769954/000076995426000006/0000769954-26-000006-index.html","totalValue":98995517,"positionCount":22,"top10Share":0.857957315380251,"top10":[{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":22149263,"shares":44264,"shareType":"SH","priorValue":21714469,"priorShares":45314},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}