{"url":"https://nivawealth.com/firms/access-wealth-management-339285","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339285","regulatoryAum":357683282,"crd":"339285","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3015594","suffix":null,"lastName":"CHRISTENSEN","firstName":"ANTHONY","middleName":"LAMBERT"},{"crd":"6987816","suffix":null,"lastName":"Hellman","firstName":"Brad","middleName":"William"},{"crd":"5705206","suffix":null,"lastName":"ROSE","firstName":"CAITLIN","middleName":"Michelle"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135370","legalName":"Access Wealth Management, LLC","displayName":"Access Wealth Management","slug":"access-wealth-management-339285","website":"https://accesswealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/accesswealthmgt","founded":"2004","organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4360 Brownsboro Road, Ste .101","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40207"},"tradeNames":[],"registration":{"secApproved":"27 February 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2108160.3503184714,"staff":{"employees":5,"advisory":3,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":357683282,"discretionary":304102880,"discretionaryAccounts":712,"nonDiscretionary":53580402,"nonDiscretionaryAccounts":107,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":12090669},{"label":"High-net-worth individuals","clients":116,"regulatoryAum":318890506},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":5238758},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":748571},{"label":"Corporations and other businesses","clients":17,"regulatoryAum":20714778}],"feePrograms":[{"role":"main","program":"Portfolio Management and Private Wealth Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040653","versionId":1040653,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-07","documentName":"ACCESS WEALTH MANAGEMENT BROCHURE","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Non-discretionary Consulting Advice","summary":"Non-discretionary consulting advice on private fund investments and 401(k) accounts is charged an annual fee of up to 0.50%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040653","versionId":1040653,"submittedOn":"2026-04-07","documentName":"ACCESS WEALTH MANAGEMENT BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:33:29.876657+00:00","documents":[{"name":"ACCESS WEALTH MANAGEMENT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040653","versionId":1040653,"submittedOn":"2026-04-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":229135027}],"custodyNote":"Access Wealth Management has custody of $8.21M for 57 clients.","otherCustodians":[],"leadership":[{"name":"Anthony Christensen","title":"Chief Compliance Officer","crd":"3015594"},{"name":"Nicholas Lachey","title":"Member","crd":"8210378"},{"name":"Vanessa Lachey","title":"Member","crd":"8210385"},{"name":"Joseph Mulvihill","title":"Member","crd":"8210387"}],"ownership":[{"label":"Nicholas Lachey","detail":"Member in the 10% to 25% ownership band, since March 2025."},{"label":"Vanessa Lachey","detail":"Member in the 10% to 25% ownership band, since March 2025."},{"label":"Joseph Mulvihill","detail":"Member in the 10% to 25% ownership band, since September 2025."},{"label":"Access Capital Holdings, Inc.","detail":"Managing member in the 75% or more ownership band and a control person, since March 2025."},{"label":"Anthony Christensen","detail":"Indirect owner: a sole owner of Access Capital Holdings, Inc. in the 75% or more band and a control person, since March 2025.","parent":"Access Capital Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"4360 Brownsboro Road, Ste .101","city":"Louisville","headquarters":true}]}],"brochureServices":["insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"502-292-5500","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":72},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":15,"detail":"Private Equity Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"20 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339285/PDF/339285.pdf","brochureDate":"7 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040653","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Access Wealth Management have?","answer":"Access Wealth Management has 174 clients and manages $358 million for them, as of April 2026. They include 116 high-net-worth individuals, 41 individual clients, and 17 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Access Wealth Management offer?","answer":"Access Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Access Wealth Management charge?","answer":"Access Wealth Management charges 1.00%–1.50% a year for its Portfolio Management and Private Wealth Management. The fee is billed in advance and is negotiable.","source":"ACCESS WEALTH MANAGEMENT BROCHURE, filed 7 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Access Wealth Management use?","answer":"Access Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $229M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Access Wealth Management have?","answer":"Access Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Access Wealth Management invest in?","answer":"At the end of its last fiscal year, Access Wealth Management’s separately managed accounts held 72% exchange-traded equities, 15% other, 10% registered funds (mutual funds, ETFs, BDCs), 1% non-exchange-traded equities, 1% derivatives and 1% cash and equivalents. The 15% other category is described as: Private Equity Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Access Wealth Management?","answer":"Access Wealth Management is owned through a holding company by Anthony Christensen. Its direct owners are Nicholas Lachey (10% to 25%), Vanessa Lachey (10% to 25%), Joseph Mulvihill (10% to 25%) and Access Capital Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Access Wealth Management get paid?","answer":"Access Wealth Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Access Wealth Management?","answer":"Access Wealth Management’s main office is at 4360 Brownsboro Road, Ste .101, Louisville, KY 40207. Its phone number is 502-292-5500. Its website is accesswealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}