{"url":"https://nivawealth.com/firms/abundant-wealth-management-331285","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331285","regulatoryAum":243812650,"crd":"331285","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7933680","suffix":null,"lastName":"Azoff","firstName":"Brendan","middleName":"R"},{"crd":"2245427","suffix":null,"lastName":"Brown","firstName":"Francis","middleName":"Anthony"},{"crd":"5011832","suffix":null,"lastName":"Jewett","firstName":"Adam","middleName":"Pearson"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-09","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-04-23","regulatoryAum":243812650,"clients":187,"employees":4,"offices":1}],"secFileNumber":"801-133707","legalName":"Abundant Wealth Management LLC","displayName":"Abundant Wealth Management","slug":"abundant-wealth-management-331285","website":"https://abundantwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/101776726/admin/feed/posts/","founded":"2018","organization":"Connecticut limited liability company","fiscalYearEnd":"December","headquarters":{"street":"700 Canal Street, Serendipity Labs","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06902"},"tradeNames":[],"registration":{"secApproved":"18 June 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1303810.962566845,"staff":{"employees":4,"advisory":3,"brokerDealerReps":2,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":243812650,"discretionary":243812650,"discretionaryAccounts":187,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":174,"regulatoryAum":73120252},{"label":"High-net-worth individuals","clients":13,"regulatoryAum":170692398}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016457","versionId":1016457,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A - ABUNDANT WEALTH MANAGEMENT LLC","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial plans are a negotiated fixed fee of $750 to $5,000 or a negotiated hourly fee of $250 to $350, with 50% paid in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016457","versionId":1016457,"submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A - ABUNDANT WEALTH MANAGEMENT LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:44:53.933707+00:00","documents":[{"name":"FORM ADV PART 2A - ABUNDANT WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016457","versionId":1016457,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":238959016}],"custodyNote":"Abundant Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Francis Brown","title":"Managing Member and Chief Compliance Officer","crd":"2245427"}],"ownership":[{"label":"Francis Brown","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since April 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"700 Canal Street, Serendipity Labs","city":"Stamford","headquarters":true}]}],"brochureServices":["education planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-661-3441","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters"],"financialPlanningClients":"26-50","assetMix":[{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":95,"detail":"Domestic Equities Domestic and Int'L Fixed Income Int'L Equities Emerging Market Equities."}],"privateFunds":0},"sources":{"adv1FilingDate":"23 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331285/PDF/331285.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016457","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abundant Wealth Management have?","answer":"Abundant Wealth Management has 187 clients and manages $244 million for them, as of April 2026. They include 174 individual clients and 13 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abundant Wealth Management offer?","answer":"Abundant Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, education planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Abundant Wealth Management charge?","answer":"Abundant Wealth Management charges 0.50%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A - ABUNDANT WEALTH MANAGEMENT LLC, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Abundant Wealth Management use?","answer":"Abundant Wealth Management’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $239M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abundant Wealth Management have?","answer":"Abundant Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abundant Wealth Management invest in?","answer":"At the end of its last fiscal year, Abundant Wealth Management’s separately managed accounts held 95% other and 5% cash and equivalents. The 95% other category is described as: Domestic Equities Domestic and Int'L Fixed Income Int'L Equities Emerging Market Equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abundant Wealth Management?","answer":"Abundant Wealth Management’s direct owner is Francis Brown (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abundant Wealth Management get paid?","answer":"Abundant Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abundant Wealth Management?","answer":"Abundant Wealth Management’s main office is at 700 Canal Street, Serendipity Labs, Stamford, CT 06902. Its phone number is 203-661-3441. Its website is abundantwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}