{"url":"https://nivawealth.com/firms/abs-investment-management-127290","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/127290","regulatoryAum":10480492211,"crd":"127290","secFileNumber":"801-62188","legalName":"Abs Investment Management LLC","displayName":"Abs Investment Management","website":"http://www.absinv.com/","linkedinUrl":"https://www.linkedin.com/company/abs-global-investments/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2187 Atlantic Street","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06902"},"tradeNames":["Abs Global Investments"],"registration":{"secApproved":"1 July 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":47,"advisory":16,"brokerDealerReps":2,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":8992773602,"discretionaryAccounts":18,"nonDiscretionary":1487718609,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":19,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":387130730},{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":9307438359},{"label":"State or municipal government entities","clients":1,"regulatoryAum":492313644},{"label":"Other","clients":1,"regulatoryAum":293609478}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Northern Trust Global Services LTD","shortName":"Northern Trust Global Services","location":"Rue Albert Borschette","smaAssets":293609478},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":492313644}],"custodyNote":"Abs Investment Management has custody of $8.21B for 16 clients.","otherCustodians":[],"leadership":[{"name":"David Finn","title":"Chief Compliance Officer & Chief Financial Officer","crd":"4872405"},{"name":"Jon Feinberg","title":"Head of Business Development","crd":"8067164"},{"name":"Michael Halper","title":"Portfolio Manager","crd":"7529065"},{"name":"Laurence Russian","title":"Portfolio Manager","crd":"2376960"},{"name":"Guilherme Valle","title":"Portfolio Manager","crd":"2568700"}],"ownership":[{"label":"Abs Global Investments LP","detail":"Owner in the 75% or more ownership band and a control person, since September 2018."},{"label":"Abs Investment Management Holdings LP","detail":"Indirect owner: a limited partner of Abs Global Investments LP in the 75% or more band and a control person, since January 2024.","parent":"Abs Global Investments LP"},{"label":"Abs Investment Management GP LLC","detail":"Indirect owner: general partner of Abs Global Investments LP and a control person, since January 2024.","parent":"Abs Global Investments LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"2187 Atlantic Street","city":"Stamford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-618-3700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":37},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":111},"sources":{"adv1FilingDate":"25 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/127290/PDF/127290.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abs Investment Management have?","answer":"Abs Investment Management has 20 clients and manages $10.5 billion for them, as of June 2026. They include 16 pooled investment vehicles, 2 investment companies and 1 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abs Investment Management offer?","answer":"Abs Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Abs Investment Management use?","answer":"Abs Investment Management’s separately managed account assets are held at State Street Corporation (Boston, MA), with $492,313,644 and Northern Trust Global Services LTD (Rue Albert Borschette), with $293,609,478. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abs Investment Management have?","answer":"Abs Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 47 employees, and 16 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abs Investment Management invest in?","answer":"At the end of its last fiscal year, Abs Investment Management’s separately managed accounts held 61% exchange-traded equities, 37% pooled vehicles (private funds and similar) and 2% cash and equivalents. It advises 111 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abs Investment Management?","answer":"Abs Investment Management is owned through a holding company by Abs Investment Management Holdings LP. Its direct owner is Abs Global Investments LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abs Investment Management get paid?","answer":"Abs Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}