{"url":"https://nivawealth.com/firms/abri-314832","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/314832","regulatoryAum":114386423,"crd":"314832","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7218041","suffix":null,"lastName":"Elder","firstName":"Michael","middleName":null},{"crd":"8208828","suffix":null,"lastName":"HAGGARD","firstName":"THOMAS","middleName":"AARON"},{"crd":"7695570","suffix":null,"lastName":"JOHNSON","firstName":"LOGAN","middleName":"T"},{"crd":"7349506","suffix":null,"lastName":"Murray","firstName":"Morgan","middleName":null},{"crd":"7845492","suffix":null,"lastName":"PIDGORODETSKIY","firstName":"NICKOLAS","middleName":"D"},{"crd":"6466304","suffix":null,"lastName":"WALLACE","firstName":"ZACKARY","middleName":"DAVID"},{"crd":"7049721","suffix":null,"lastName":"Watson","firstName":"Victoria","middleName":null}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135476","legalName":"Abri LLC","displayName":"Abri","slug":"abri-314832","website":"https://abri.io/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/314832/c52f3e4c125b3804-r1.webp","tone":"light","width":512,"height":200,"sourceUrl":"https://abri.io/","sourceLabel":"Abri LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/abrifinancialplanning/?viewAsMember=true","founded":null,"organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"333 E Short St., #210","city":"Lexington","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40507"},"tradeNames":["Abri Wealth Management"],"registration":{"secApproved":"6 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":421639.79704797047,"staff":{"employees":8,"advisory":8,"brokerDealerReps":0,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":114386423,"discretionary":114386423,"discretionaryAccounts":991,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":224,"regulatoryAum":33125754},{"label":"High-net-worth individuals","clients":47,"regulatoryAum":81138631},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":122038}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.5,"from":0},{"to":1000000,"pct":1.25,"from":500000},{"to":3000000,"pct":1,"from":1000000},{"to":null,"pct":0.8,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","versionId":1056324,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-08-28","documentName":"ADV PART 2A - FIRM BROCHURE","fee_rate_low":0.8,"fee_rate_high":1.5,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Consulting Hourly Engagements","summary":"Financial consulting hourly engagements are billed at $500 an hour, with a written estimate of hours provided at the start.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","versionId":1056324,"submittedOn":"2026-08-28","documentName":"ADV PART 2A - FIRM BROCHURE"},{"role":"other","program":"One-Time Financial Planning Project","summary":"One-time financial planning projects are charged a planning fee of $3,000 to $35,000 depending on complexity and topics covered, collected at engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","versionId":1056324,"submittedOn":"2026-08-28","documentName":"ADV PART 2A - FIRM BROCHURE"},{"role":"other","program":"Specialty Services","summary":"Specialty services are billed monthly from $50 to $5,000, hourly at a maximum of $500 an hour, or one-time, with final pricing set in the agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","versionId":1056324,"submittedOn":"2026-08-28","documentName":"ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:59:12.440016+00:00","documents":[{"name":"ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","versionId":1056324,"submittedOn":"2026-08-28"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"San Francisco, CA","smaAssets":114386423}],"custodyNote":"Abri does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Zackary Wallace","title":"Managing Member/CCO","crd":"6466304"}],"ownership":[{"label":"Zackary Wallace","detail":"Managing member/cco in the 75% or more ownership band and a control person, since April 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"333 E Short St., #210","city":"Lexington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"859-636-6140","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":90},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/314832/PDF/314832.pdf","brochureDate":"28 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056324","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abri have?","answer":"Abri has 271 clients and manages $114 million for them, as of August 2026. They include 224 individual clients and 47 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abri offer?","answer":"Abri provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Abri charge?","answer":"Abri charges 0.80%–1.50% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears.","source":"ADV PART 2A - FIRM BROCHURE, filed 28 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Abri use?","answer":"Abri’s separately managed account assets are held at Altruist Financial LLC (San Francisco, CA), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abri have?","answer":"Abri has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abri invest in?","answer":"At the end of its last fiscal year, Abri’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abri?","answer":"Abri’s direct owner is Zackary Wallace (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abri get paid?","answer":"Abri is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Abri?","answer":"Abri’s main office is at 333 E Short St., #210, Lexington, KY 40507. Its phone number is 859-636-6140. Its website is abri.io.","source":"Form ADV Part 1A, Item 1.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}